Error and/or relief
The court prejudicially erred by imposing the upper term without submitting aggravating factors to the jury pursuant to amended section 1170(b).
First Holding:
It was error for the court to impose the upper term on finding the defendant’s criminal history was of increasing seriousness and the convictions were numerous without submitting the aggravating factors to a jury for proof beyond a reasonable doubt or obtaining a stipulation from the defendant. With the exception of prior conviction allegations, under the Sixth Amendment, any fact that exposes a defendant to a greater potential sentence must be found by a jury and established beyond a reasonable doubt. A defendant is entitled to have a jury determine whether his prior convictions were of increasing seriousness and whether he had performed unsatisfactorily on probation, before the court could rely on those aggravating facts to find justification for an upper term sentence.
Authority:
PEN 1170
People v. Lynch (2024) 16 Cal.5th 730, 747
Erlinger v. United States (2024) 602 U.S. 821
Cunningham v. California (2007) 549 U.S. 270
People v. Wiley (2025) 17 Cal.5th 1069, 1085
Second Holding:
Under the narrow exception under which a jury is not required for proof of the fact of a prior conviction, a judge may do no more, consistent with the Sixth Amendment, than determine what crime, with what elements, the defendant was convicted of.
Authority:
Erlinger v. United States (2024) 602 U.S. 821, 838
Third Holding:
Generally, a party’s failure to raise a sentencing issue in the trial court forfeits the issue on appeal. The purpose of this rule is to encourage parties to bring errors to the attention of the trial court, so that they may be corrected. Additionally, it is both unfair and inefficient to permit a claim of error on appeal that, if timely brought to the attention of the trial court, could have been easily corrected or avoided. The forfeiture rule ensures that the opposing party is given an opportunity to address the objection, and it prevents a party from engaging in gamesmanship by choosing not to object, awaiting the outcome, and then claiming error.
Authority:
People v. Scott (1994) 9 Cal.4th 331, 352–353
People v. McCullough (2013) 56 Cal.4th 589, 593
People v. French (2008) 43 Cal.4th 36, 46
Fourth Holding:
An appellate court is generally not prohibited from reaching a question that has not been preserved for review by a party. Indeed, it has the authority to do so, and whether or not it should do so is entrusted to its discretion. Such discretionary review is typical when a forfeited claim involves an important issue of constitutional law or a substantial right. Here, the defendant initially requested a jury trial. Further research by the court and counsel led the court to erroneously believe that an exception to the jury trial applied, and determined that it would proceed by court trial rather than by jury. Under these circumstances, it is neither unfair nor inefficient to permit the defendant’s claim of error on appeal.
Authority:
People v. Williams (1998) 17 Cal.4th 148, 161, fn. 6
In re Sheena K. (2007) 40 Cal.4th 875, 887, fn. 7
People v. McCullough, (2013) 56 Cal.4th 589, 593
Fifth Holding:
But even assuming the forfeiture rule applies, we exercise our discretion to address the issue. Where, as here, the issue on appeal implicates a constitutional right, we will not apply the rule of forfeiture.
Authority:
People v. Gonzalez (2024) 107 Cal.App.5th 312, 327
People v. Williams (1998) 17 Cal.4th 148, 161, fn. 6
People v. Wiley (2025) 17 Cal.5th 1069, 1082 [the Sixth Amendment requires a jury determination of the increasing seriousness of a defendant’s prior convictions]
Sixth Holding:
When a defendant is deprived of a jury trial on aggravating facts used to justify imposition of an upper term sentence, the reviewing court must apply the Chapman standard of review. Under that standard, a sentence must be reversed unless the reviewing court concludes beyond a reasonable doubt that a jury, applying that same standard, would have found true all of the aggravating facts upon which the court relied, or that those facts were otherwise proved true in compliance with the current statute. Lack of a jury trial is not harmless under Chapman if the record contains evidence that could rationally lead to a contrary finding’ with respect to the aggravating fact at issue.
Authority:
People v. Lynch (2024) 16 Cal.5th 730, 742–743
Chapman v. California (1967) 386 U.S. 18
People v. Wiley (2025) 17 Cal.5th 1069, 1087