Tag Archives: Appellate process

Appellate Principles, Discretion, Duty of the court, Plea bargains, Sentencing

Case 000863

Posted on by Gary McCurdy

Error and/or relief

We modify the sentence by vacating the trial court’s stay of punishment for the firearm enhancement and instead strike the punishment.

First Holding:

After taking the defendant’s admission to the firearm enhancement, the trial court did not impose additional punishment for it. Instead, the trial court incorrectly imposed and stayed the low term of three years for the firearm enhancement. Generally, a court has no discretion to stay an enhancement.

The court must either impose or strike the enhancement. Under section 1385(b)(1), the court may also strike the punishment, instead of the enhancement itself. The trial court’s stay of the enhancement resulted in an unauthorized sentence.

Authority:

PEN 1385(b)(1)

People v. Haykel (2002) 96 Cal.App.4th 146, 151

People v. Lopez (2004) 119 Cal.App.4th 355, 364-365

People v. Eberhardt (1986) 186 Cal.App.3d 1112, 1122–1123

People v. Bradley (1998) 64 Cal.App.4th 386, 391

Second Holding:

A resentencing hearing is unnecessary because the correction does not require resolving a factual dispute or exercising discretion. The trial court did not intend to dismiss the firearm enhancement because an admission to it was required by the plea agreement. Nor did the trial court intend to impose additional punishment for the firearm enhancement.

The record clearly supports the court’s intention to strike the punishment for the enhancement had it known a stay was not possible. We accordingly modify the sentence by vacating the trial court’s order that imposed and stayed the three-year term for the firearm enhancement as to count 1. We further modify the sentence to comply with the terms of the plea agreement by striking the punishment for the firearm enhancement pursuant to section 1385(b)(1).

Authority:

PEN 1260

People v. Vieira (2005) 35 Cal.4th 264, 294

People v. Alford (2010) 180 Cal.App.4th 1463, 1473

Amelioration, Appellate Principles, Elements of crime, Standard of review, Statutory interpretation, Vicarious liability

Case 000852

Posted on by Gary McCurdy

Error and/or relief

The court erred in denying the defendant’s petition for resentencing under section 1172.6 at the prima facie stage. Remanded for an evidentiary hearing.

First Holding:

Morris held that an aider and abettor of murder must actually aid and abet the lethal act in order to be convicted of murder, we agree with defendant that the record of conviction does not show he was convicted as either the actual killer or as an aider and abettor who acted with the intent to kill as a matter of law,

Authority:

People v. Morris (2026) 19 Cal.5th 671, 678

Second Holding:

SB 1437 (2017-2018 Reg. Sess.), effective January 1, 2019, significantly limited the scope of California’s felony-murder rule and eliminated liability for murder under the natural and probable consequences doctrine through two key statutory provisions.

Section 189 was amended so that a defendant is liable for felony murder only if he was (1) the actual killer, (2) a direct aider and abettor with the intent to kill, or (3) a major participant in the underlying felony and acted with reckless indifference to human life.

Section 188 was amended to impose a new requirement that, except in cases of felony murder, a principal in the crime of murder can only be convicted where he or she acted with malice aforethought, and malice shall not be imputed to a person based solely on his or her participation in a crime.

Authority:

PEN 189

PEN 188

People v. Strong (2022) 13 Cal.5th 698, 707-708

People v. Curiel (2023) 15 Cal.5th 433, 449

People v. Love (2025) 107 Cal.App.5th 1280, 1286

People v. Antonelli (2025) 17 Cal.5th 719, 724

People v. Berry-Vierwinden (2023) 97 Cal.App.5th 921, 931

Third Holding:

A person convicted of felony murder or other theory under which malice is imputed to a person based solely on that person’s participation in a crime may file a petition with the court that sentenced the petitioner to have the petitioner’s murder conviction vacated and to be resentenced.

Authority:

PEN 1172.6

Fourth Holding:

Courts may not engage in factfinding at the prima facie stage. The court takes petitioner’s factual allegations as true and makes a preliminary assessment regarding whether the petitioner would be entitled to relief if his or her factual allegations were proved. If so, the court must issue an order to show cause.

A court should not reject the petitioner’s factual allegations on credibility grounds without first conducting an evidentiary hearing. At the prima facie hearing, the court may consider the record of conviction. The record of conviction includes jury verdicts, jury instructions, and closing arguments.

This does not include our appellate opinion. The factual summary in an appellate opinion is not evidence that may be considered at an evidentiary hearing to determine a petitioner’s eligibility for resentencing. If such evidence may not be considered at an evidentiary hearing to determine a petitioner’s ultimate eligibility for resentencing, we fail to see how such evidence could establish, as a matter of law, a petitioner’s ineligibility for resentencing at the prima facie stage.

If the petition and record in the case establish conclusively that the defendant is ineligible for relief, the trial court may dismiss the petition.

Authority:

People v. Lewis (2021) 11 Cal.5th 952, 971-972

People v. Harden (2022) 81 Cal.App.5th 45, 54-56 [considering jury instructions and verdicts to determine whether defendant made prima facie showing of eligibility]

People v. Ervin (2021) 72 Cal.App.5th 90, 106 [considering sentencing enhancements, jury instructions, closing arguments, and verdicts at prima facie stage]

People v. Flores (2022) 76 Cal.App.5th 974, 988, fn. omitted

People v. Clements (2022) 75 Cal.App.5th 276, 292 [Trial judges should not rely on the factual summaries contained in prior appellate decisions when a section 1172.6 petition reaches the stage of a full-fledged evidentiary hearing.]

People v. Strong (2022) 13 Cal.5th 698, 708

Fifth Holding:

We independently review a trial court’s determination of whether a petitioner has made a prima facie showing. We may affirm a ruling that is correct in law on any ground.

Authority:

People v. Harden (2022) 81 Cal.App.5th 45, 52

People v. Cortes (2022) 75 Cal.App.5th 198, 204

Sixth Holding:

For a person to be convicted of murder as an aider and abettor, the person must aid and abet the actual killer in the lethal act itself, and not just in the underlying felony.

Here, the record of conviction does not establish as a matter of law that defendant participated in aiding and abetting the kidnapping and other acts that led to the victim’s death and that he acted with the intent to kill. We thus reverse the trial court’s order and remand the matter with directions to issue an order to show cause and to conduct an evidentiary hearing.

Authority:

People v. Morris (2026) 19 Cal.5th 671, 681

Appellate Principles, Discretion, Standard of review

Case 000851

Posted on by Gary McCurdy

Error and/or relief

We conclude the trial court erred when it denied mental health diversion under Penal Code section 1001.36, conditionally reverse the judgment, and remand the matter for the court to reconsider the defendant’s motion.

First Holding:

Diversion under section 1001.36 postpones criminal proceedings to allow the defendant to undergo mental health treatment, subject to specified conditions. It is intended to mitigate the entry and reentry of people with mental disorders into the criminal justice system by addressing their unique needs while simultaneously protecting public safety. A recognition that incarceration accomplishes little to deter lawlessness, but successful mental health treatment helps individuals and makes communities safer, led the Legislature to create and then expand this pretrial diversion.

Authority:

PEN 1001.35(a)(c)

People v. Braden (2023) 14 Cal.5th 791, 801

Sarmiento v. Superior Court (2024) 98 Cal.App.5th 882, 890–891

Second Holding:

To qualify for mental health diversion, defendants must meet the two eligibility criteria under section 1001.36(b), and the four suitability criteria set forth in subdivision (c) of that section.

Authority:

Gomez v. Superior Court (2025) 113 Cal.App.5th 671, 685

Third Holding:

Eligible defendants are suitable for diversion where (1) in the opinion of a qualified mental health expert the defendant’s mental disorder would respond to treatment; (2) the defendant consents to diversion and agrees to waive his or her speedy trial rights; (3) the defendant agrees to comply with treatment requirements; and (4) if treated in the community, the defendant will not pose an unreasonable risk of danger to public safety’ as defined in section 1170.18, which concerns the risk the defendant will commit violent felonies colloquially referred to as super strikes.

Authority:

People v. Tourville (2026) 120 Cal.App.5th 439, 452

Fourth Holding:

Even when the defendant makes a prima facie showing of meeting the statutory eligibility and suitability criteria, the court may nonetheless exercise its discretion to deny diversion.

But this residual discretion must be exercised consistent with the principles and purpose of the governing law, including the strong legislative preference for treatment of mental health disorders given the resulting benefits to both the offending individual and the community.

Where the court chooses to exercise this residual discretion to deny diversion, its statement of reasons should reflect consideration of the underlying purposes of the statute and explain why diversion would not meet those goals.

Authority:

Gomez v. Superior Court (2025) 113 Cal.App.5th 671, 679

Sarmiento v. Superior Court (2024) 98 Cal.App.5th 882, 892-893

Fifth Holding:

We review a trial court’s ruling on a request for mental health diversion for abuse of discretion. A court abuses its discretion when it makes an arbitrary decision by applying the wrong legal standard or bases its decision on express or implied factual findings that are not supported by substantial evidence.

Authority:

Gomez v. Superior Court (2025) 113 Cal.App.5th 671, 687

People v. Tourville (2026) 120 Cal.App.5th 439, 453

Sixth Holding:

A ruling or decision, itself correct in law, will not be disturbed on appeal merely because given for a wrong reason. If right upon any theory of the law applicable to the case, it must be sustained regardless of the considerations which may have moved the trial court to its conclusion.

Authority:

People v. Turner (2020) 10 Cal.5th 786, 807

Seventh Holding:

The court erred in finding the defendant not suitable for diversion because of his repeated failures to comply with other forms of supervision. It was an abuse of discretion to deny diversion based on such reasoning, whether on the ground that the defendant’s symptoms would not respond to treatment  or on the ground that the recommended treatment plan would not meet his or her needs.

Authority:

PEN 1001.36(c)(1), (f)(1)(A)(i)

Sarmiento v. Superior Court (2024) 98 Cal.App.5th 882, 893-894

Eighth Holding:

We will conditionally reverse the judgment and remand the matter for the trial court to reconsider the defendant’s motion for mental health diversion, bearing in mind the statutory principles and purpose of the statute, including the goal of promoting increased diversion of individuals with mental disorders to mitigate their entry and reentry into the criminal justice system.

We express no opinion as to how the court should rule on remand. Still, we observe that denying diversion based on a defendant’s treatment history may be a proper exercise of discretion if the proposed treatment plan is no different from one that failed in the past.

On the other hand, a defendant’s failure to benefit from past treatment may not support an order denying diversion where the proposed treatment plan adequately addresses the defendant’s mental health needs and is significantly different from the prior treatment.

Authority:

People v. Qualkinbush (2022) 79 Cal.App.5th 879, 892, 895

People v. Russo (2026) 121 Cal.App.5th 134, 139

Sarmiento v. Superior Court (2024) 98 Cal.App.5th 882, 894-895

Abstracts and Minutes, Appellate Principles

Case 000850

Posted on by Gary McCurdy

Error and/or relief

The abstract of judgment should be corrected to accurately reflect that the crime-bail-crime enhancements were stayed.

Holding:

The abstract of judgment does not include the crime-bail-crime enhancements, and the court did not address them at sentencing. However, the minutes from the sentencing hearing state that punishment under section 12022.1(b) was stayed.

When a trial court’s intention is clear, we need not remand for resentencing, but can modify the judgment to reflect the intent of the trial court. Here, it is clear the court intended to stay the crime-bail-crime enhancements but failed to include the stayed enhancements on the abstract of judgment. Accordingly, we modify the judgment to reflect that the crime-bail-crime enhancements were imposed and stayed.

Authority:

People v. Mendoza (2016) 5 Cal.App.5th 535, 539

Abstracts and Minutes, Amelioration, Appellate Principles, Sentencing

Case 000841

Posted on by Gary McCurdy

Error and/or relief

The Court of Appeal treated this appeal as a petition for writ of habeas corpus, and struck the enhancement for the now-invalid prison term enhancement.

Habeas was necessary because the defendant’s name did not appear on a list prepared and maintained by the California Department of Corrections and Rehabilitation (CDCR), so the defendant was not eligible to apply for resentencing under section 1172.75.

The court granted the writ, directing that the prior prison term enhancement be stricken, and also ordered correction of an error contained in the abstract of judgment.

First Holding:

Section 1172.75, effective in 2022, provides that any sentence enhancement that was imposed prior to January 1, 2020, pursuant section 667.5(b), except for any enhancement imposed for a prior conviction for a sexually violent offense as defined in section 6600(b) of the Welfare and Institutions Code is legally invalid.

The statute also establishes a process for recalling sentences that include now-invalid prior prison term enhancements and resentencing affected defendants. It requires the Secretary of the CDCR and the county correctional administrator of each county to identify those persons in their custody currently serving a term for a judgment that includes an enhancement described in section 1172.75(a) and to provide the name of each person, along with the person’s date of birth and the relevant case number or docket number, to the sentencing court that imposed the enhancement.

Upon receiving this information, the court shall review the judgment and verify that the current judgment includes a sentencing enhancement described in section 1172.75(a). If the judgment includes such an enhancement, the court shall recall the sentence and resentence the defendant.

Authority:

PEN 1172.75

Second Holding:

Any review and verification by the court in advance of resentencing is only triggered by receipt of the necessary information from the CDCR Secretary or a county correctional administrator, not by any individual defendant.

Section 1172.75 does not contemplate resentencing relief initiated by any individual defendant’s petition or motion.

While defendant’s petition is not sufficient to authorize the trial court to act pursuant to section 1172.75, jurisdiction can be found if the CDCR provided the court with a list identifying defendant while his petition was pending.

In this case, the CDCR never identified defendant to the trial court as someone eligibile for section 1172.75 resentencing, and the trial court did not have jurisdiction to resentence the defendant under section 1172.75. Therefore, the trial court’s resentencing and related abstract of judgment and minute order are void.

Authority:

People v. Burgess (2022) 86 Cal.App.5th 375, 384

People v. Cota (2023) 97 Cal.App.5th 318, 332 [trial court is statutorily authorized to act once trial court receives defendant’s identification information from CDCR]

People v. Escobedo (2023) 95 Cal.App.5th 440, 447–448

People v. Newell (2023) 93 Cal.App.5th 265, 268

People v. Chavez (2018) 4 Cal.5th 771, 780

Third Holding:

On appeal from a void judgment or order, we must reverse the trial court’s void acts because simply dismissing the appeal would leave intact the void judgment.

Authority:

People v. Gray (2024) 101 Cal.App.5th 148, 170

People v. Alanis (2008) 158 Cal.App.4th 1467, 1477, fn. 5

Fourth Holding:

Where, as here, execution of sentence has commenced and the judgment is final, the trial court is generally deprived of jurisdiction to resentence a criminal defendant.  To obtain resentencing on a final judgment, a defendant generally must file a petition for writ of habeas corpus (see ) or proceed by way of a special statutory procedure (e.g., §§ 1170.18, 1170.91, 1172.1, 1172.2, 1172.6, 1172.7, 1172.75). 

Authority:

People v. Picklesimer (2010) 48 Cal.4th 330, 339

People v. Karaman (1992) 4 Cal.4th 335, 344

Dix v. Superior Court (1991) 53 Cal.3d 442, 455

People v. Hernandez (2019) 34 Cal.App.5th 323, 326

People v. Hernandez (2024) 103 Cal.App.5th 1111, 1118

Fifth Holding:

A trial court may recall and resentence a defendant on its own motion, within 120 days of the date of commitment or at any time if the applicable sentencing laws at the time of original sentencing are subsequently changed by new statutory authority or case law, provided the new sentence, if any, is no greater than the initial sentence.

A defendant is not entitled to file a petition seeking relief from the court under this section. If a defendant requests consideration for relief under this section, the court is not required to respond.

Authority:

PEN 1172.1(a)(1)

Sixth Holding:

A defendant may, however, invite the court to exercise its discretion under section 1172.1.

However, appellate courts have uniformly held that a trial court’s summary decision not to take up a defendant’s invitation under section 1172.1 is not an appealable order and that any such appeal fails to confer jurisdiction to the Court of Appeal.

There is no indication in the record that the trial court intended to grant defendant’s invitation to recall and resentence him pursuant to section 1172.1.

Authority:

People v. Carmony (2004) 33 Cal.4th 367, 375

People v. Brinson (2025) 112 Cal.App.5th 1040, 1047

People v. Roy (2025) 110 Cal.App.5th 991, 1001

People v. Faustinos (2025) 109 Cal.App.5th 687, 695–696

People v. Hodge (2024) 107 Cal.App.5th 985, 996

Seventh Holding:

The record does reflect that a prior prison term enhancement was imposed illegally (because it was imposed AFTER the statute was amended declaring such prior prison term enhancements to be invalid).

Both parties have requested that we treat defendant’s appeal as a petition for writ of habeas corpus with respect to the sentence he is still serving, and we exercise that discretion.

Accordingly, for the sake of judicial economy, we shall deem defendant’s appeal, in part, a petition for writ of habeas corpus and order that the abstract of judgment be modified to strike defendant’s former section 667.5 enhancement.

Authority:

People v. Segura (2008) 44 Cal.4th 921, 928, fn. 4

Eighth Holding:

The abstract of judgment erroneously reflects that the firearm enhancement is attached to count II instead of count I, which it was actually attached to. Having reviewed the record on appeal, we shall order the abstract of judgment corrected.

Authority:

People v. Jones (2012) 54 Cal.4th 1, 89

Sentencing

Case 000823

Posted on by Gary McCurdy

Error and/or relief

It was error to stay the sentence on the use of firearm enhancement and the prior serious felony in an effort to show leniency. The proper procedure requires the court to strike them, not stay them.

Holding:

The trial court imposed and stayed both the remaining section 12022.53(b) and (c) firearm enhancements as to counts 1 and 2, and the serious felony prior enhancement as to count 2. This was an unauthorized sentence. The record indicates that the trial court did not intend to punish the defendant for these additional enhancements. Because a trial court has no authority to stay an enhancement based on its discretion, the court imposed a legally unauthorized sentence. We exercise our authority under section 1260 to modify the judgment by striking this unauthorized sentence.

Authority:

PEN 1260

People v. Bay (2019) 40 Cal.App.5th 126, 139 [The trial court has no authority to stay an enhancement, rather than strike it—not, at least, when the only basis for doing either is its own discretionary sense of justice.]

Appellate Principles, Discretion, Sentencing, Standard of review

Case 000811

Posted on by Gary McCurdy

Error and/or relief

It was error for the court to order a stay-away order upon sentencing the defendant. Otherwise, we affirm the court’s sentencing choices.

First Holding:

Under section 136.2, when the court has a good cause belief that harm to, or intimidation or dissuasion of, a victim or witness has occurred or is reasonably likely to occur, the court is authorized to issue a restraining order. Orders made under section 136.2 are operative only during the pendency of criminal proceedings and as prejudgment orders. The only purpose of a section 136.2 protective order is to protect victims and witnesses in connection with the criminal proceeding in which the restraining order is issued in order to allow participation without fear of reprisal.

Authority:

PEN 136.2

People v. Scott (2012) 203 Cal.App.4th 1303, 1324–1325

People v. Ponce (2009) 173 Cal.App.4th 378, 383, 384 [Where the Legislature authorizes a specific variety of available procedures, the courts should use them and should normally refrain from exercising their inherent powers to invent alternatives.]

Second Holding:

We also observe that courts must, at the time of sentencing for certain crimes, consider issuing a protective order prohibiting a defendant from contacting a victim. None of these other statutes are applicable in this matter. The order issued against the defendant therefore transcended the authorization of section 136.2 and must be vacated.

Authority:

PEN 136.2(i)(1)

PEN 273.5

PEN 646.9(k)

People v. Stone (2004) 123 Cal.App.4th 153, 160
We review the trial court’s sentencing decisions for an abuse of discretion. Under this standard of review, the trial court’s findings of fact are reviewed for substantial evidence, its conclusions of law are reviewed de novo, and its application of the law to the facts is reversible only if arbitrary and capricious.

Authority:
People v. Sandoval (2007) 41 Cal.4th 825, 847

Haraguchi v. Superior Court (2008) 43 Cal.4th 706, 711–712

Third Holding:

To prove an abuse of discretion, the burden is on the party attacking the sentence to clearly show that the sentencing decision was irrational or arbitrary. In the absence of such a showing, the trial court is presumed to have acted to achieve legitimate sentencing objectives, and its discretionary determination to impose a particular sentence will not be set aside on review

Authority:

People v. Fredrickson (2023) 90 Cal.App.5th 984, 988

People v. Carmony (2004) 33 Cal.4th 367, 377 [a sentencing court does not abuse its discretion unless its decision is so irrational or arbitrary that no reasonable person could agree with it]

Fourth Holding:

Section 1170(b)(6) does not mandate a presumption in favor of the lower term in every case in which the defendant generally falls under one of the categories enumerated in the subdivision. Rather, the statute is clear that childhood trauma (or one of the other two categories in subdivision (b)(6)) must be a contributing factor to the offense in order to qualify for a presumption of the low term in sentencing. On this record, we cannot say that the court failed to consider section 1170(b)(6), or that its decision to impose the middle term notwithstanding the provision was so irrational or arbitrary that no reasonable person could agree with it.

Authority:

People v. Fredrickson (2023) 90 Cal.App.5th 984, 988, 991 [In the absence of such a showing, the trial court is presumed to have acted to achieve legitimate sentencing objectives, and its discretionary determination to impose a particular sentence will not be set aside on review.]

People v. Hilburn (2023) 93 Cal.App.5th 189, 204, fn. 6

People v. Ramirez (2021) 10 Cal.5th 983 [Absent evidence to the contrary, we presume that the trial court knew the law and followed it]

People v. Carmony (2004) 33 Cal.4th 367, 377

Appellate Principles, Duty of counsel

Case 000799

Posted on by Gary McCurdy

Error and/or relief

The habeas corpus writ is granted. The matter is remanded for the court to hold an evidentiary hearing to determine various identified aspects of allegedly false testimony and its impact on the jury’s decision to convict the defendant.

First Holding:

The People argue that the claim is procedurally barred under the contemporaneous objection rule, and the false testimony was not material. Also, the People assert the claim is prohibited because the defendant failed to pursue them on direct appeal, citing Sakarias and Dixon.

Petitioner argues that the assertions of procedural default do not bar the presentation of the claims in these proceedings, citing Glossip), in which the United States Supreme Court held that it is the prosecution’s duty to correct false testimony when it appears.

Authority:

In re Sakarias (2005) 35 Cal.4th 140, 169

In re Dixon (1953) 41 Cal.2d 756, 759

Glossip v. Oklahoma (2025) 604 U.S. 226, 253, fn. 10 [even if the defense had made a conscious choice not to raise the issue of the false testimony, that would be irrelevant.]

Second Holding:

Petitioner alleged that the claim was being raised presently under the authority of SB 97, which went into effect on January 1, 2024, and allows for a writ of habeas corpus to be prosecuted on the additional bases of the discovery of new evidence that has not been previously presented and heard at trial and has been discovered after trial.

The People have not directly addressed this assertion, so we conclude that, in issuing the order to show cause, the Supreme Court found the petition was timely.

(Gary note: the Court of Appeal denied the defendant’s first petition for writ of habeas corpus, so he petitioned for review in the Supreme Court, which remanded the matter to the Court of Appeal to issue an order to show cause.)

Authority:

PEN 1473(b)(1)(A)

Third Holding:

In reviewing a habeas petition, the Supreme Court (or any other court considering such a petition) performs a gatekeeping function of determining whether it states a prima facie case for relief and whether the stated claims are procedurally barred. If the petition meets these requirements, the court must issue a writ of habeas corpus or order to show cause, receive a return and traverse, and may, if necessary, order an evidentiary hearing on the claims.

Authority:

In re Cook (2019) 7 Cal.5th 439, 457

Fourth Holding:

The Supreme Court’s direction to an appellate court to issue an order to show cause why the relief sought in the petition should not be granted signifies its preliminary determination that the petitioner has made a prima facie statement of specific facts which, if established, entitle [petitioner] to habeas corpus relief under existing law.

Authority:

In re Serrano (1995) 10 Cal.4th 447, 454-455

People v. Duvall (1995) 9 Cal. 4th 464, 475

Fifth Holding:

The issuance of the order to show cause creates a cause giving the People a right to reply to the petition by a return and to otherwise participate in the court’s decisionmaking process. It is through the return and the traverse that the issues are joined in a habeas corpus proceeding.

Once the issues have been joined in this way, the court must determine whether an evidentiary hearing is needed. If the written return admits allegations in the petition that, if true, justify the relief sought, the court may grant relief without an evidentiary hearing. If the return and traverse reveal that petitioner’s entitlement to relief hinges on the resolution of factual disputes, then the court should order an evidentiary hearing.

Authority:

In re Serrano (1995) 10 Cal.4th 447, 455

People v. Romero (1994) 8 Cal.4th 728, 739-740

Sixth Holding:

It is established that a conviction obtained through use of false evidence, known to be such by representatives of the State, must fall under the Fourteenth Amendment. The same result obtains when the State, although not soliciting false evidence, allows it to go uncorrected when it appears. To establish a Napue violation, a defendant must show that the prosecution knowingly solicited false testimony or knowingly allowed it to go uncorrected when it appeared.

Authority:

Napue v. lllinois (1959) 360 U.S. 264, 269

People v. Carrasco (2014) 59 Cal.4th 924, 966-967

Seventh Holding:

If the defendant makes such a showing, a new trial is warranted so long as the false testimony may have had an effect on the outcome of the trial,—that is, if it in any reasonable likelihood could have affected the judgment of the jury. In effect, this materiality standard requires the beneficiary of the constitutional error to prove beyond a reasonable doubt that the error complained of did not contribute to the verdict obtained. Evidence can be material even if it goes only to the credibility of the witness.

Authority:

Glossip v. Oklahoma (2025) 604 U.S. 226, 246

Napue v. lllinois (1959) 360 U.S. 264, 269

Eighth Holding:

The Court of Appeal is ill-suited to make factual determinations. For this reason, we cannot simply order a new trial, and, instead, must remand the matter to the superior court with directions to conduct an evidentiary hearing to (1) the basis on which the paramedic based his testimony that there were two gunshot wounds; (2) whether the prosecution possessed the autopsy report and the police report summarizing the findings of that report, and, if not, why; (3) whether the autopsy report was provided to petitioner’s trial counsel in discovery, and, if not, why this would not constitute a Brady violation; (4) why the false testimony of the paramedic was not timely corrected; (5) why Detectives [A] and [B] did not testify about the evidence collected at the scene and the results of the autopsy; and (6) why a new trial should not be ordered.

Authority:

People v. Patterson (2017) 2 Cal.5th 885, 901 [Ordinarily, an evidentiary hearing is the appropriate means of resolving factual disputes of this nature]

Brady v. Maryland (1963) 373 U.S. 83, 87

Abstracts and Minutes, Fines and fees, Sentencing

Case 000797

Posted on by Gary McCurdy

Error and/or relief

The abstract of judgment mistakenly reflects that the trial court imposed financial obligations for court operations and conviction assessments and the abstract erroneously indicates the restitution fines were not stayed. It must be corrected.

First Holding:

The trial court stated a compelling reason for staying an otherwise mandatory restitution fine: any income the defendant earned would be better directed toward paying the direct restitution to the victim that the court did order.

Authority:

People v. Mercer (1999) 70 Cal.App.4th 463, 467 [we draw all inferences in favor of the judgment]

Second Holding:

The abstract of judgment shall be corrected to reflect that the trial court stayed the section 1202.4, subdivision (b), restitution fines, and the financial obligations from the court operations and conviction assessments shall be struck. (Gary note: the court cited no authority for ordering the correction of the abstract of judgment, but there are many cases it could have relied on. I have set forth a few below for your convenience.)

Authority:

People v. Mitchell (2001) 26 Cal.4th 181, 185

People v. Delgado (2008) 43 Cal.4th 1059, 1070

People v. Leon (2020) 8 Cal.5th 831, 855

In re Black (1967) 66 Cal.2d 881, 890

People v. Zackery (2007) 147 Cal.App.4th 380, 385

People v. Farell (2002) 28 Cal.4th 381, 384, fn. 2

Fourth Amendment, Standard of review

Case 000781

Posted on by Gary McCurdy

Error and/or relief

The trial court erred by denying the defendant’s motion to suppress because the police improperly prolonged his detention to conduct a criminal investigation unrelated to the purpose of the initial traffic stop.

First Holding:

Section 1538.5 affords criminal defendants a procedure by which they may seek suppression of illegally seized evidence. Section 1538.5 provides a comprehensive and exclusive procedure for the final determination of search and seizure issues prior to trial. A motion to suppress may be filed independently or at the preliminary hearing.

Authority:

People v. Romeo (2015) 240 Cal.App.4th 931, 940

Second Holding:

When a suppression motion is made before a magistrate in conjunction with a preliminary hearing, as in this case, the magistrate tries the facts, resolving credibility issues and conflicts in the evidence, weighing the evidence, and drawing appropriate inferences.

If the magistrate denies the motion and holds the defendant to answer, the defendant must, as a prerequisite to appellate review, renew his challenge before the trial court by motion to dismiss under section 995 or in a special hearing.

At that stage, the evidence is generally limited to the transcript of the preliminary hearing, testimony by witnesses who testified at the preliminary hearing (who may be recalled by the prosecution), and evidence that could not reasonably have been presented at the preliminary hearing.

Authority:

People v. Romeo (2015) 240 Cal.App.4th 931, 941

Third Holding:

Where a suppression motion is made before a magistrate in conjunction with a preliminary hearing and no new evidence is presented in superior court, we are concerned solely with the findings of the magistrate. After submission on the transcript at the special hearing, the appellate court, like the superior court, is bound by the magistrate’s factual findings so long as they are supported by substantial evidence.

On review of the superior court ruling by appeal or writ, a two-step standard of review applies. In the first step of our review, we in effect disregard the ruling of the superior court and directly review the determination of the magistrate.

At this stage, we consider the record in the light most favorable to the People since all factual conflicts must be resolved in the manner most favorable to the superior court’s disposition on the suppression motion.

Authority:

People v. Tacardon (2022) 14 Cal.5th 235, 242

People v. Romeo (2015) 240 Cal.App.4th 931, 941

Fourth Holding:

In the second step, accepting as established all implied or express factual findings by the magistrate as are supported by substantial evidence, we then proceed to measure those findings against Fourth Amendment standards articulated by the United States Supreme Court. At this stage, we independently apply the law to the factual findings, determining de novo whether the factual record supports the magistrate’s conclusion that the challenged search met the constitutional standard of reasonableness.

Authority:

People v. Romeo (2015) 240 Cal.App.4th 931, 941-942

People v. Macabeo (2016) 1 Cal.5th 1206, 1212 [In California, issues relating to the suppression of evidence derived from governmental searches and seizures are reviewed under federal constitutional standards.]

Fifth Holding:

The Fourth Amendment protects the right of the people to be secure in their persons against unreasonable searches and seizures. A traffic stop for a suspected violation of law is a seizure of the occupants of the vehicle and therefore must be conducted in accordance with the Fourth Amendment. But where the police have probable cause to believe that a traffic violation has occurred, the seizure is constitutionally reasonable.

Authority:

U.S. Const., 4th Amend.

Cal. Const., art. I, sec. 13

Heien v. North Carolina (2014) 574 U.S. 54, 60

People v. Gyorgy (2023) 93 Cal.App.5th 659, 669

Whren v. United States (1996) 517 U.S. 806, 809–810

Sixth Holding:

A seizure for a traffic violation justifies a relatively brief encounter for police investigation of the traffic violation. The tolerable duration of police inquiries in the traffic-stop context is determined by the seizure’s mission—to address the traffic violation that warranted the stop and attend to related safety concerns. Because addressing the infraction is the purpose of the stop, it may last no longer than is necessary to effectuate that purpose. Authority for the seizure thus ends when tasks tied to the traffic infraction are—or reasonably should have been—completed.

The United States Supreme Court has identified tasks that are part of an officer’s mission during a stop for a traffic violation: Beyond determining whether to issue a traffic ticket, an officer’s mission includes ordinary inquiries incident to the traffic stop. Typically such inquiries involve checking the driver’s license, determining whether there are outstanding warrants against the driver, and inspecting the automobile’s registration and proof of insurance.  A temporary detention may sometimes also include a criminal history check, which is done by consulting an incar computer terminal or radioing dispatch.

These tasks are included within the officer’s mission during a traffic stop because they ‘serve the same objective as enforcement of the traffic code: ensuring that vehicles on the road are operated safely and responsibly. An officer may also require a lawfully stopped driver to exit the vehicle for officer safety to complete his traffic stop mission.

Authority:

People v. Gyorgy (2023) 93 Cal.App.5th 659, 669-670

Rodriguez v. United States (2015) 575 U.S. 348, 354, 355-356

People v. Lopez (2019) 8 Cal.5th 353, 363, fn. 4

Seventh Holding:

On-scene investigation into other crimes, however, detours from the traffic stop’s mission. So too do safety precautions taken in order to facilitate such detours. Thus, while an officer may conduct certain unrelated checks during an otherwise lawful traffic stop, the officer may not do so in a way that prolongs the stop, absent the reasonable suspicion ordinarily demanded to justify detaining an individual.

Authority:

People v. Gyorgy (2023) 93 Cal.App.5th 659, 670

Rodriguez v. United States (2015) 575 U.S. 348, 355

Eighth Holding:

An investigative stop can grow out of a traffic stop if the officer has reasonable suspicion of criminal activity to expand the investigation, even if those suspicions were unrelated to the underlying traffic offense. Therefore, a stop may be prolonged if the prolongation itself is supported by independent reasonable suspicion.

Authority:

People v. Espino (2016) 247 Cal.App.4th 746, 756–757

People v. Vera (2018) 28 Cal.App.5th 1081, 1088

Ninth Holding:

Under the totality of circumstances, we conclude the detention was unjustifiably prolonged beyond the time reasonably needed to write the defendant a traffic ticket. Nor was the prolonged detention independently justified by reasonable suspicion that the defendant was engaged in criminal activity apart from the broken taillight. The traffic stop occurred mid-morning in broad daylight. There was no evidence that it occurred in a high-crime area; indeed, the magistrate was not sure about [the location] and how tough an area that is. And the defendant complied with all officer commands.

On this record, we conclude that although reasonable suspicion justified the initial traffic stop and removal of the defendant from his vehicle for a weapons pat-down, no reasonable suspicion justified prolonging the detention beyond the time necessary to write a traffic ticket so that the officers could further investigate the defendant for drug offenses unrelated to the mission of the traffic stop.

Authority:

Rodriguez v. United States (2015) 575 U.S. 348, 354 [Authority for the seizure ends when tasks tied to the traffic infraction are—or reasonably should have been—completed.]

People v. Vera (2018) 28 Cal.App.5th 1081, 1088 [a stop may be prolonged if the prolongation itself is supported by independent reasonable suspicion]

People v. Flores (2024) 15 Cal.5th 1032, 1038–1039, 1045–1046 [no reasonable suspicion where the defendant ducked behind a car to hide from police in a high-crime area at night]

People v. Pantoja (2022) 77 Cal.App.5th 483, 487, 490–491 [no reasonable suspicion for a pat-down where a nervous but cooperative person with a history of weapons arrests was detained on vehicle infractions in a high crime area while wearing baggy clothing]

Rodriguez v. United States (2015) 575 U.S. 348, 357 [Highway and officer safety are interests different in kind from the Government’s endeavor to detect crime in general or drug trafficking in particular.]

Appellate Principles, Racial Justice Act, Standard of review

Case 000770

Posted on by Gary McCurdy

Error and/or relief

In 2023, the defendant filed a motion in the trial court for postjudgment discovery pursuant to Penal Code section 1054.9, in advance of filing a petition for writ of habeas corpus. The defendant alleged he was arrested, charged, and convicted as a result of racial bias by the police department and the district attorney, and that his defense counsel was prejudicially ineffective. He appealed from the court’s denial of a portion of his motion. It was not an appealable order. We treat this as a petition for writ of mandate.

(Gary note: The court denied the petition, but I have included the “gold”–its principles–for educational reasons. Which is really the point of this entire blog, of course.)

First Holding:

A party must seek review of the trial court’s denial of a section 1054.9 motion for postconviction discovery by filing a petition for writ of mandate rather than an appeal.

Authority:

In re Steele (2004) 32 Cal.4th 682, 688

People v. Serrano (2024) 106 Cal.App.5th 276, 292

Second Holding:

Given the procedural background of this case, rather than dismiss the appeal, we exercise our discretion to treat it as a petition for writ of mandate in the interests of judicial economy.

Authority:

People v. Payne (1988) 202 Cal.App.3d 933, 937

People v. Picklesimer (2010) 48 Cal.4th 330, 335

Third Holding:

A motion for postjudgment discovery filed pursuant to section 1054.9 may be made in anticipation of filing a petition for writ of habeas corpus but before the petition is actually filed. However, the statute provides only limited discovery. It does not allow free-floating discovery asking for virtually anything the prosecution possesses.

Authority:

In re Steele (2004) 32 Cal.4th 682, 691

Barnett v. Superior Court (2010) 50 Cal.4th 890, 894

Fourth Holding:

The trial court’s ruling on a motion under section 1054.9 is reviewed for an abuse of discretion.

Authority:

Kennedy v. Superior Court (2006) 145 Cal.App.4th 359, 366

Gary Note:

(Gary note: I wrote a Gary Musings on the code section at issue here, focusing on the statutory duty it imposes on counsel to retain a copy of [insert appropriate adjective, depending on how YOU read the subdivision, but for lack of a better term at the moment, “certain” will do] clients’ files in a digital format in color. It went up on the blog on June 21, 2026, under the category “Gary Musings.” The article’s title is “To Save, Or Not To Save (the client’s file).”)

Appellate Principles

Case 000732

Posted on by Gary McCurdy

Error and/or relief

(Gary note: This was not a victory, but it contains an important principle. If an appellate wilfully absconds from the jurisdiction of the court, the Court of Appeal may dismiss the appeal. Which it did here. The prosecution moved to transfer the juvenile matter to an adult court of criminal jurisdiction. While the motion was still pending, the minor failed to appear in court. His counsel informed the court that she no longer had communication with the minor.

The juvenile court issued a warrant for failure to appear. An investigator found that the minor took a flight to England and did not return. The juvenile court proceeded with the transfer motion with the minor in absentia and granted the transfer motion, finding clear and convincing evidence that the minor was not amenable to rehabilitation under the juvenile court’s jurisdiction. As of the opinion date, the minor has not been located and remained at large.

First Holding:

An appellate court may dismiss the appeal of a defendant who is a fugitive from justice.

Authority:

Polanski v. Superior Court (2009) 180 Cal.App.4th 507, 531

Second Holding:

A party to an action cannot, with right or reason, ask the aid and assistance of a court in hearing his demands while he stands in an attitude of contempt to legal orders and processes of the courts of this state.

Authority:

MacPherson v. MacPherson (1939) 13 Cal.2d 271, 277

Third Holding:

Courts have no jurisdiction over persons charged with crime, unless in custody actual or constructive. It would be a farce to proceed in a criminal cause, unless the Court had control over the person charged, so that its judgment might be effective.

Authority:

People v. Redinger (1880) 55 Cal. 290, 298

Fourth Holding:

Appellate disentitlement based on fugitive status is not a jurisdictional doctrine, but a discretionary tool that may be applied when the balance of the equitable concerns make it a proper sanction for a party’s flight. Various justifications have been advanced for its application: (1) assuring the enforceability of any decision that may be rendered on or following the appeal; (2) imposing a penalty for flouting the judicial process; (3) discouraging flights from justice and promoting the efficient operation of the courts; and (4) avoiding prejudice to the other side caused by the defendant’s escape.

Authority:

People v. Puluc–Sique (2010) 182 Cal.App.4th 894, 897–898