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Case Summaries

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Duty of the court, Jury trial, Sentencing, Standard of review

Case 000993

Posted on by Gary McCurdy

Error and/or relief

The trial court failed to properly advise the defendant of his right to a jury trial on certain aggravating factors, and that his admissions to those factors were not knowing, intelligent, and voluntary. Accordingly, we vacate appellant’s sentence and remand the matter for a full resentencing.

Before the matter was submitted to the jury, appellant admitted the allegations of circumstances in aggravation under California Rules of Court, rule 4.421(b)(2) through (5). During the admission colloquy, the trial court advised appellant that he only had the right to a court trial on the truth of the allegations. We agree with the defendant that this advisement was incorrect, and that the record does not establish that his admissions were knowing, intelligent, and voluntary.

The factors in question under rule 4.421(b) are, in essence:
(2) The defendant’s prior convictions are numerous and of increasing seriousness;
(3) The defendant has served prior terms in prison;
(4) The defendant was on probation or parole when he committed the alleged offenses; and
(5) The defendant’s prior performance on probation and parole was unsatisfactory.

First Holding:

A criminal defendant has the right to a jury trial on the facts underlying aggravating factors used to justify imposition of an upper term sentence under section 1170(b). That right is not merely a state law entitlement, but is constitutionally required for all aggravating facts.

Authority:

PEN 1170(b)

People v. Lynch (2024) 16 Cal.5th 730, 757

People v. Wiley (2025) 17 Cal.5th 1069, 1078

Second Holding:

Section 1170(b)(3) provides a limited exception for prior convictions, permitting the court to consider them based on a certified record of conviction without submitting the prior convictions to a jury.

Our Supreme Court has clarified, however, that the exception is narrowly limited to the bare fact of a prior conviction and its elements.

Applying this principle, Wiley held that jury findings were required for aggravating factors based on increasingly serious prior convictions and unsatisfactory prior performance on probation or parole.

Authority:

People v. Wiley (2025) 17 Cal.5th 1069, 1082

Third Holding:

Because the Sixth Amendment affords a defendant the right to a jury trial on alleged aggravating factors, a valid admission to those factors requires the same advisements and waivers required for a stipulation to a prior conviction.

This includes advisement and waiver of the defendant’s Boykin-Tahl rights: the right to a jury trial, the right to confront adverse witnesses, and the privilege against self-incrimination.  A defendant must also be advised of the penal consequences of the admission.

If the trial court fails to properly advise the defendant of these rights or consequences, reversal is required unless the record affirmatively shows, under the totality of the circumstances, that the admission was knowing, intelligent, and voluntary.

Authority:

People v. Kinnear (2025) 116 Cal.App.5th 1116, 1127

People v. Mitchell (2026) 19 Cal.5th 729, 745–746

Boykin v. Alabama (1969) 395 U.S. 238

In re Tahl (1969) 1 Cal.3d 122

People v. Cross (2015) 61 Cal.4th 164, 170

People v. Mosby (2004) 33 Cal.4th 353, 361–365

Due process, Probation Parole PRCS, Sentencing, Standard of review

Case 000992

Posted on by Gary McCurdy

Error and/or relief

We find sufficient evidence to support the conclusion that the defendant violated the conditions of his probation. But in light of the materially inaccurate information that appears to have influenced the defendant’s sentence, we cannot conclude that the superior court exercised informed discretion in imposing his sentence. Remanded for resentencing.

First Holding:

A probation violation is provable by a preponderance of the evidence. We review factual findings in this respect for substantial evidence. Under that standard, our review is limited to the determination of whether, upon review of the entire record, there is substantial evidence of solid value, contradicted or uncontradicted, which will support the trial court’s decision. In conducting this inquiry, we give full play to the responsibility of the trier of fact fairly to resolve conflicts in the testimony, to weigh the evidence, and to draw reasonable inferences from basic facts to ultimate facts.

Authority:

People v. Rodriguez (1990) 51 Cal.3d 437, 441

People v. Butcher (2016) 247 Cal.App.4th 310, 318

People v. Kurey (2001) 88 Cal.App.4th 840, 848

People v. Mumin (2023) 15 Cal.5th 176, 198

Second Holding:

There may be situations in which a prisoner is entitled to a new sentencing hearing, but only where he shows that: (1) material false information was (2) relied upon by the sentencing judge, and (3) the defendant had no opportunity at the time of sentencing to correct such false information. The probation officer’s report stated that the defendant was found in violation of probation for, among other things, using illicit drugs. In fact, he was not found to have used drugs, and he was not found in violation for using drugs.

The record here reflects that the court relied on that materially false information. When defense counsel attempted to bring it to the court’s attention that the statement was untrue, the court gave no feedback or acknowledgement and simply proceeded with sentencing, in contrast to an earlier correction on a different misunderstanding brought to the court’s attention by the prosecutor, whom the court thanked for bringing the correction to the court’s attention.

Defendants are entitled to sentencing decisions made in the exercise of the informed discretion of the sentencing court. On this record, which appears to show that the sentencing court believed that the drug-use allegations had been proven, we cannot be confident that the court exercised informed discretion.

Authority:

In re Beal (1975) 46 Cal.App.3d 94, 99–100

People v. Belmontes (1983) 34 Cal.3d 335, 348, fn. 8

Third Holding:

A court’s alleged reliance on inaccurate information that appears to have contributed to the defendant’s sentence implicates the federal constitutional guarantee of due process. We evaluate such claims under the standard set forth in Chapman. This stricter standard of review requires reversal unless the error is harmless beyond a reasonable doubt.

Authority:

People v. Eckley (2004) 123 Cal.App.4th 1072, 1080

Chapman v. California (1967) 386 U.S. 18, 24

People v. Schuller (2023) 15 Cal.5th 237, 251

Fourth Holding:

In revoking and terminating probation, trial court is entitled to consider defendant’s performance on probation from the time it was originally granted until it was reinstated for the final time.

Authority:

People v. Black (2009) 176 Cal.App.4th 145, 151

Elements of crime, Jury instructions, Sentencing, Standard of review, Sufficiency of and substantial evidence

Case 000991

Posted on by Gary McCurdy

Error and/or relief

Insufficient evidence supported the jury’s gang predicate offense findings, and we therefore reverse the true findings on the gang and gang firearm enhancements, as well as the gang special circumstance. We reject the defendant’s other arguments.

First Holding:

The role of the reviewing court in evaluating sufficiency of the evidence claims is a limited one. We review the whole record in the light most favorable to the judgment below to determine whether it discloses substantial evidence—that is, evidence which is reasonable, credible, and of solid value—such that a reasonable trier of fact could find the defendant guilty beyond a reasonable doubt.

The standard of review is the same in cases in which the prosecution relies mainly on circumstantial evidence. Although it is the duty of the jury to acquit a defendant if it finds that circumstantial evidence is susceptible of two interpretations, one of which suggests guilt and the other innocence, it is the jury, not the appellate court, that must be convinced of the defendant’s guilt beyond a reasonable doubt. If the circumstances reasonably justify the trier of fact’s findings, the opinion of the reviewing court that the circumstances might also reasonably be reconciled with a contrary finding does not warrant a reversal of the judgment.

When there are two possible grounds for the jury’s verdict, one unreasonable and the other reasonable, we will assume, absent a contrary indication in the record, that the jury based its verdict on the reasonable ground.

Authority:

People v. Ghobrial (2018) 5 Cal.5th 250, 277–278

Second Holding:

To prove the gang allegations true beyond a reasonable doubt, the prosecution had to show (1) the defendant committed the murder for the benefit of, at the direction of, or in association with a criminal street gang, and (2) with the specific intent to promote, further, or assist in criminal conduct by gang members.

A criminal street gang is defined as (1) an ongoing, organized association or group of three or more persons, whether formal or informal, (2) having as one of its primary activities the commission of one or more of the enumerated criminal acts, (3) having a common name or common identifying sign or symbol, and (4) whose members collectively engage in, or have engaged in, a pattern of criminal gang activity.

A pattern of criminal gang activity means (1) the commission of or conviction of, two or more enumerated criminal acts, (2) provided at least one of these offenses occurred after September 26, 1988, and the last of those offenses occurred within three years of the prior offense and within three years of the date the current offense is alleged to have been committed, (3) the offenses were committed on separate occasions by two or more members, (4) the offenses commonly benefited a criminal street gang, and (5) the common benefit from the offenses is more than reputational.

The acts making up the pattern of gang activity are commonly referred to as predicate offenses.

Examples of a common benefit that are more than reputational may include, but are not limited to, financial gain or motivation, retaliation, targeting a perceived or actual gang rival, or intimidation or silencing of a potential[,] current or previous witness or informant. The charged offenses cannot be used to satisfy the gang allegation requirements.

Authority:

PEN 186.22(b)(1), (e)(1), (e)(2), (f)

People v. Hin (2025) 17 Cal.5th 401, 460

People v. Shively (2025) 111 Cal.App.5th 460, 465-466

(Gary note:

(Gary note: The balance of this aspect of the opinion deals with the specifics of the evidence and inferences to be drawn, and the appellate court determined that the evidence in support of two of the three predicate offenses alleged by the prosecution were not supported by sufficient evidence. The court then reversed the jury’s true finding on the special circumstance gang allegation under section 190.2(a)(22) and the true findings on the gang enhancements charged under sections 186.22 (b)(1)(C) and 12022.53(d) and (e). It remanded the matter to the trial court for resentencing.

(The defendant unsuccessfully raised many other issues. I have included several as holdings (Third through Eighth) because they do state important legal principles even though unrelated to the sufficiency of evidence successful argument.)

Third Holding:

Advocates are given significant leeway in discussing the legal and factual merits of a case during argument. Prosecutors have wide latitude to present vigorous arguments so long as they are a fair comment on the evidence, including reasonable inferences and deductions from it. When attacking the prosecutor’s remarks to the jury, the defendant must show that, in the context of the whole argument and the instructions, there was a reasonable likelihood the jury understood or applied the complained-of comments in an improper or erroneous manner. In conducting this inquiry, we do not lightly infer that the jury drew the most damaging rather than the least damaging meaning from the prosecutor’s statements.

A prosecutor’s conduct violates a defendant’s constitutional rights when the behavior comprises a pattern of conduct so egregious that it infects ‘ “the trial with unfairness as to make the resulting conviction a denial of due process. Even if the behavior does not reach that level of egregiousness, it may still violate California law if it involves the use of deceptive or reprehensible methods when attempting to persuade either the trial court or the jury, and it is reasonably probable that without such misconduct, an outcome more favorable to the defendant would have resulted. he focus of the inquiry is on the effect of the prosecutor’s action on the defendant, not on the intent or bad faith of the prosecutor.

Authority:

People v. Centeno (2014) 60 Cal.4th 659, 666

People v. Leon (2015) 61 Cal.4th 569, 606

People v. Sanchez (2014) 228 Cal.App.4th 1517, 1528

Fourth Holding:

A claim of prosecutorial misconduct is ordinarily preserved for appeal only if the defendant made a timely and specific objection at trial and requested an admonition. The primary purpose of the requirement that a defendant object at trial to argument constituting prosecutorial misconduct is to give the trial court an opportunity, through admonition of the jury, to correct any error and mitigate any prejudice. Consistent with that purpose, a court will excuse a defendant’s failure to object only if an objection would have been futile, or if an admonition would not have mitigated the harm caused by the misconduct.

Authority:

People v. Daveggio and Michaud (2018) 4 Cal.5th 790, 853

Fifth Holding:

The trial court has a sua sponte duty to instruct the jury on the essential elements of the charged offense. In criminal cases, even in the absence of a request, a trial court must instruct on general principles of law relevant to the issues raised by the evidence and necessary for the jury’s understanding of the case. However, the trial court should only give instructions supported by substantial evidence.

Evidence is substantial’ for this purpose if it is sufficient to deserve consideration by the jury, that is, evidence that a reasonable jury could find persuasive. At the same time, instructions not supported by substantial evidence should not be given. It is error to give an instruction which, while correctly stating a principle of law, has no application to the facts of the case.

Authority:

People v. Merritt (2017) 2 Cal.5th 819, 824

People v. Townsel (2016) 63 Cal.4th 25, 58

People v. Ross (2007) 155 Cal.App.4th 1033, 1049-1950

Sixth Holding:

In criminal cases, even in the absence of a request, a trial court must instruct on general principles of law relevant to the issues raised by the evidence and necessary for the jury’s understanding of the case. A claim of instructional error is reviewed de novo. We independently review the wording of a jury instruction to assess whether the instruction accurately states the law. The test is whether there is a reasonable likelihood that the jury understood the charge in a manner that violated the defendant’s rights.

Further, the correctness of jury instructions is to be determined from the entire charge of the court, not from a consideration of parts of an instruction or from a particular instruction. Moreover, any theoretical possibility of confusion may be diminished by the parties’ closing arguments. Jurors are presumed to be intelligent, capable of understanding instructions and applying them to the facts of the case.

Authority:

People v. Martinez (2010) 47 Cal.4th 911, 953

People v. Cole (2004) 33 Cal.4th 1158, 1210

People v. Posey (2004) 32 Cal.4th 193, 218

People v. Davison (1995) 32 Cal.App.4th 206, 212

People v. Hajek and Vo (2014) 58 Cal.4th 1144, 1220, overruled on another ground in People v. Rangel (2016) 62 Cal.4th 1192

Seventh Holding:

The Watson standard of prejudice (i.e., the error is reversible when there is a reasonable probability defendant would have obtained a more favorable result in the absence of the error) applies to an instruction that misdirects the jury, including incorrect, ambiguous, conflicting, or wrongly omitted instructions. In contrast, the Chapman standard of review (i.e., error is harmless only when it appears beyond a reasonable doubt that the error did not contribute to the verdict obtained) applies when an instruction improperly describes or omits an element of the offense.

Authority:

People v. Campbell (2020) 51 Cal.App.5th 463, 493

People v. Watson (1956) 46 Cal.2d 818, 836

Chapman v. California (1967) 386 U.S. 18

Eighth Holding:

When a trial court orally misstates instructions that are legally correct in written form, the jury is presumed to be guided by the written instructions based upon copies of the instructions received for deliberations.

Authority:

People v. Osband (1996) 13 Cal.4th 622, 687

People v. Mills (2010) 48 Cal.4th 158, 200–201 [written instructions control over verbal instructions]

People v. Wilson (2008) 44 Cal.4th 758, 803 [same]

People v. Mills (2012) 55 Cal.4th 663, 680 [we view the record as a whole, and consider the instructions in context]

Abstracts and Minutes, Appellate Principles, Fines and fees, Sentencing

Case 000990

Posted on by Gary McCurdy

Error and/or relief

The court did not orally pronounce any fines or fees at sentencing, but the minute order and abstract of judgment reflect the imposition of a restitution fine, a stayed parole revocation fine, a court operations assessment, and a criminal conviction assessment. The abstract of judgment must be corrected.

First Holding:

Where there is a discrepancy between the oral imposition of sentence on the one hand and the minutes and abstract of judgment on the other, the oral judgment controls. An abstract of judgment must be corrected if it does not reflect the oral judgment accurately.

Authority:

People v. Mitchell (2001) 26 Cal.4th 181, 185

People v. Zackery (2007) 147 Cal.App.4th 380, 385, 387-389

Second Holding:

The court did not orally pronounce any fines or fees at sentencing, but the minute order and abstract of judgment reflect the imposition of a $300 restitution fine, a $300 stayed parole revocation fine, a $40 court operations assessment, and a $30 criminal conviction assessment.

Authority:

PEN 1202.4

PEN 1202.45

PEN 1465.8

GOV 70373

Third Holding:

We decline to remand the matter because no party objected to the trial court’s failure to impose fines and fees at sentencing. All claims involving the trial court’s failure to properly make or articulate its discretionary sentencing choices’ raised for the first time on appeal are not subject to review. Appellate courts may not correct a discretionary sentencing choice if the People failed to object at sentencing.

A restitution fine under section 1202.4 is a discretionary sentencing choice. And by waiving any objection to the restitution fine, the People also effectively waive any objection to the parole revocation fine, because the parole revocation fine must match the restitution fine as a matter of law.

As to the court operations assessment and the criminal conviction assessment, neither party asserts that the trial court’s failure to impose these fees was unauthorized or reflects an obvious legal error at sentencing that is correctable without referring to factual findings in the record or remanding for further findings.

Absent such an argument, we decline to disturb the judgment.

Authority:

People v. Smith (2001) 24 Cal.4th 849, 852-853

People v. Talibdeen (2002) 27 Cal.4th 1151, 1153

People v. Tillman (2000) 22 Cal.4th 300, 303

People v. Scott (1994) 9 Cal.4th 331, 354 [sentence is unauthorized if it could not lawfully be imposed under any circumstance in the particular case]

People v. Kopp (2025) 19 Cal.5th 1, 30 [equal protection principles permit trial courts to waive fees under sec. 1465.8 and Gov. Code, sec. 70373, upon request, where defendant lacks ability to pay]

Authority:

ADD AUTHORITIES HERE

Amelioration, Elements of crime, Jury instructions, Sentencing, Standard of review

Case 000989

Posted on by Gary McCurdy

Error and/or relief

On retrial of the gang allegations in light of the changes made by AB 333 since the original conviction, the court misinstructed the jury on the relationship between the gang’s predicate offenses and its organizational structure, its primary activities, or its common goals and principles. We reverse and remand for a new trial on the gang enhancements.

First Holding:

We review instructional error claims under an independent or de novo standard of review.

Authority:

People v. Posey (2004) 32 Cal.4th 193, 218

Second Holding:

A trial court has a sua sponte duty to instruct on the essential elements of a special circumstance allegation or a sentence enhancement. Failure to properly instruct on an essential element is constitutional error, warranting reversal unless the error was harmless beyond a reasonable doubt.

Under the Chapman harmless error standard, the burden is on the People, not the defendant, to demonstrate that the violation of the defendant’s federal constitutional right was harmless beyond a reasonable doubt.

The beyond-a-reasonable-doubt standard requires the beneficiary of a federal constitutional error–the People–to prove beyond a reasonable doubt that the error complained of did not contribute to the verdict obtained. To say that an error did not contribute to the ensuing verdict is to find that error unimportant in relation to everything else the jury considered on the issue in question, as revealed in the record.

Authority:

People v. Mil (2012) 53 Cal.4th 400, 409-410

Chapman v. California (1967) 386 U.S. 18, 24

People v. Atkins (2019) 31 Cal.App.5th 963, 981 [the presumption is that we must reverse, unless we find the error harmless beyond a reasonable doubt]

People v. Cutting (2019) 42 Cal.App.5th 344, 349

People v. Pearson (2013) 56 Cal.4th 393, 463

Third Holding:

The California Supreme Court issued its decision in Clark in February 2024. The jury reached its verdicts in the instant case several months later. The CALCRIM instructions defining the gang enhancement allegations and special circumstances were amended a month later to add two sentences, as required by Clark:

“As used here, members collectively engage in or have engaged in a pattern of criminal gang activity when the crimes that make up the pattern of criminal gang activity can be connected to the gang as a whole. Collective engagement requires a connection between the crimes and the gang’s organizational structure or manner of governance, its primary activities, or its common goals and principles.”

The trial court used the older versions of CALCRIM No. 1401 (the gang enhancement), and CALCRIM No. 736 (the gang-murder special circumstance), and therefore did not instruct the jury on the required organizational nexus between the predicate crimes and the gang as interpreted and stated in Clark. This was plainly an instructional error committed by the trial court.

Authority:

People v. Clark (2024) 15 Cal.5th 743

Fourth Holding:

Although we have found that there was sufficient evidence to establish the nexus between the gang as an organization and the predicate offenses—a very low threshold—that is not the same as finding that failure to instruct on this element was harmless beyond a reasonable doubt.

In order to find the trial court’s instructional error harmless beyond a reasonable doubt, we must conclude that there is no reasonable possibility that the jury could have rendered different verdicts on the gang allegation and the gang-murder special circumstance absent the error. Because of the narrow focus of the trial, and because of the recent changes to the law, the importance of the People establishing the validity of the gang’s predicate offenses played an outsized role in these proceedings. We are not certain what 12 jurors might have done had they been properly instructed.

Because of the anomalies in this case, we must reverse the jury’s true findings on the gang enhancements because we cannot find that the instructional error was unimportant in relation to everything else the jury considered on the issue in question, as revealed in the record.

Authority:

People v. Pearson (2013) 56 Cal.4th 393, 463

People v. Atkins (2019) 31 Cal.App.5th 963, 981 [the presumption is that we must reverse, unless we find the error harmless beyond a reasonable doubt]

Duty of the court, Sentencing

Case 000988

Posted on by Gary McCurdy

Error and/or relief

The abstract of judgment produced upon resentencing failed to include several years of custody credit earned between his original sentencing in 2019 and resentencing in 2025. The abstract must be corrected.

Holding:

The abstract of judgment produced upon resentencing failed to include several years of custody credit earned between his original sentencing in 2019 and resentencing in 2025. When resentencing results in a modification of a felony sentence during the term of imprisonment, the trial court must calculate the actual time the defendant has already served and credit that time against the new sentence. We will therefore direct the trial court to amend the abstract of judgment to reflect the defendant’s current custody and conduct credit.

Authority:

People v. Buckhalter (2001) 26 Cal.4th 20, 23

Gary Note:

(Gary note: It is not clear from the wording of the opinion whether absence of credit was because the trial court did not update the credits on resentence, or the clerk simply did not update the abstract of judgment to reflect the court ordered. Though the appellate court cited Buckhalter on the duty to recalculate, it cited no authority for correcting an erroneous abstract of judgment. For your convenience, I have listed below several cases the court could have drawn from as authority for an appellate court to order correction of an abstract of judgment.)

Authority:

People v. Mitchell (2001) 26 Cal.4th 181, 185

People v. Delgado (2008) 43 Cal.4th 1059, 1070

People v. Leon (2020) 8 Cal.5th 831, 855

In re Black (1967) 66 Cal.2d 881, 890

People v. Zackery (2007) 147 Cal.App.4th 380, 385

People v. Farell (2002) 28 Cal.4th 381, 384, fn. 2

Juveniles, Sentencing, Standard of review

Case 000987

Posted on by Gary McCurdy

Error and/or relief

We affirm the juvenile court’s restitution order as modified to reduce the amount of restitution by $110.

First Holding:

In calculating restitution a court need not ascertain the exact amount of loss, and a restitution award based upon estimates and averages. A court retains broad discretion to estimate costs incurred by a party seeking restitution.

Authority:

Luis M. v. Superior Court (2014) 59 Cal.4th 300, 309-310

Second Holding:

A restitution order is reviewed under the abuse of discretion standard. The court’s factual findings supporting restitution are reviewed for substantial evidence and a restitution order that is based upon an error in law constitutes an abuse of discretion. A victim’s restitution right to restitution is to be construed broadly and liberally.

Authority:

In re J.L. (2026) 121 Cal.App.5th 355, 361

In re K.F. (2009) 173 Cal.App.4th 655, 661

Third Holding:

A juvenile court does not abuse its discretion if there is a factual and rational basis for the amount of restitution ordered. The court may use any rational method of fixing the amount of restitution, provided it is reasonably calculated to make the victim whole, and provided it is consistent with the purpose of rehabilitation.

There is no requirement the restitution order be limited to the exact amount of the loss in which the defendant is actually found culpable, nor is there any requirement the order reflect the amount of damages that might be recoverable in a civil action. Nonetheless, a juvenile court must use a rational method of calculation and must rely on facts found by a preponderance of the evidence to make the victim whole.

Authority:

In re J.L. (2026) 121 Cal.App.5th 355, 361

In re Alexander A. (2011) 192 Cal.App.4th 847, 853, 855-856

In re S.O. (2018) 24 Cal.App.5th 1094, 1102

Fourth Holding:

Restitution hearings are intended to be informal, and Welfare and Institutions Code section 730.6 does not, by its terms, require any particular kind of proof. A prima facie showing of loss may be based on the victim’s testimony. Once the victim makes a prima facie showing of economic losses incurred as a result of the minor’s delinquent acts, the burden shifts to the minor to disprove the amount of the losses claimed by the victim.

Authority:

People v. Weatherton (2015) 238 Cal.App.4th 676, 684

In re J.L. (2026) 121 Cal.App.5th 355, 362

In re S.O. (2018) 24 Cal.App.5th 1094, 1102

People v. Millard (2009) 175 Cal.App.4th 7, 26

Fifth Holding:

Conflicts and even testimony that is subject to justifiable suspicion do not justify the reversal of a judgment, for it is the exclusive province of the trier of fact to determine the credibility of a witness and the truth or falsity of the facts upon which a determination depends. The minor argues that the victim’s testimony was sometimes internally inconsistent; however, inconsistencies and conflicts in the evidence go to credibility of witnesses and weight of the evidence, which are matters for the trial court.

Authority:

People v. Mumin (2023) 15 Cal.5th 176, 202

In re S.A. (2010) 182 Cal.App.4th 1128, 1149

Amelioration, Elements of crime, Sentencing

Case 000986

Posted on by Gary McCurdy

Error and/or relief

We reverse the denial of the defendant’s petition for recall under section 1172.6 at the prima facie stage, and remand for further proceedings because the record of conviction does not conclusively establish as a matter of law that defendant is ineligible for relief as required at the prima facie stage of section 1172.6.

First Holding:

Effective January 1, 2019, SB 1437 (2017-2018 Reg. Sess.) was enacted to amend the felony murder rule and the natural and probable consequences doctrine, as it relates to murder, to ensure that murder liability is not imposed on a person who is not the actual killer, did not act with the intent to kill, or was not a major participant in the underlying felony who acted with reckless indifference to human life.

SB 1437 amended the natural and probable consequences doctrine by adding subdivision (a)(3) to section 188, which states that malice shall not be imputed to a person based solely on his or her participation in a crime. This language eliminated the use of the natural and probable consequences doctrine in second degree murder prosecutions.

SB 775 (2021-2022 Reg. Sess.) expanded the scope of those changes to encompass, among other things, murder convictions under the natural and probable consequences doctrine or other theory under which malice is imputed to a person based solely on that person’s participation in a crime.

Authority:

PEN 1172.6

People v. Harden (2022) 81 Cal.App.5th 45, 51

People v. Gentile (2020) 10 Cal.5th 830, 846

People v. Langi (2022) 73 Cal.App.5th 972, 978

Second Holding:

Section 1172.6 creates a petition process for an eligible defendant to seek to be resentenced. Section 1172.6(b) and (c) create the process for evaluating the petition. First, the trial court must determine whether the petition is facially sufficient under section 1172.6(b). If the petition is facially sufficient, the court must appoint counsel (if requested) and follow the briefing schedule set forth in the statute. Following the completion of this briefing, the trial court must hold a hearing to determine whether the petition has made a prima facie showing that the petitioner is entitled to relief.

Authority:

People v. Lewis (2021) 11 Cal.5th 952, 960-962, 966

Third Holding:

While the trial court may look at the record of conviction after the appointment of counsel to determine whether a petitioner has made a prima facie case for section 1172.6 relief, the prima facie inquiry under subdivision (c) is limited. Like the analogous prima facie inquiry in habeas corpus proceedings, the court takes petitioner’s factual allegations as true and makes a preliminary assessment regarding whether the petitioner would be entitled to relief if his or her factual allegations were proved. If so, the court must issue an order to show cause.

A court should not reject the petitioner’s factual allegations on credibility grounds without first conducting an evidentiary hearing. However, if the record, including the court’s own documents, contains facts refuting the allegations made in the petition, then the court is justified in making a credibility determination adverse to the petitioner.

Stated another way, a petition for resentencing may be denied at the prima facie stage where the record of conviction, including items such as the jury instructions and associated findings, establishes a defendant’s ineligibility for relief as a matter of law.

Authority:

People v. Lewis (2021) 11 Cal.5th 952, 971

People v. Curiel (2023) 15 Cal.5th 433, 459-461

Fourth Holding:

Defendant’s jury in 2013 was given the murder instruction under CALCRIM No. 520 and aider and abettor instructions under CALCRIM Nos. 400 and 401. The jury ultimately found defendant guilty of second degree murder.

Under these instructions, the perpetrator’s purpose need not have been to kill the victim; the aider and abettor’s knowledge of that purpose similarly need not have been knowledge that the perpetrator aimed to kill. If the perpetrator need not have had murderous intent, certainly the aider and abettor need not have had such an intent.

Although the definition of second degree murder in CALCRIM No. 520 states that the perpetrator must have acted with conscious disregard for human life, the definition of an aider and abettor in CALCRIM No. 401 does not include the same requirement. Thus, under the instructions that were given, the jury was entitled to conclude that, to be guilty as an aider and abettor of second degree murder, the defendant need only have intended to encourage the perpetrator’s intentional act—in this case, assaulting the victim—whether or not the defendant intended to aid or encourage the victim’s killing, and whether or not he personally knew of and disregarded the risk of such a killing.

This possible application of defendant’s instructions establishes a prima facie case for a section 1172.6 petition.

Authority:

People v. Langi (2022) 73 Cal.App.5th 972, 984

Fifth Holding:

In reviewing any part of the record of conviction at this preliminary juncture, a trial court should not engage in factfinding involving the weighing of evidence or the exercise of discretion. The prima facie bar was intentionally and correctly set very low.

Authority:

People v. Lewis (2021) 11 Cal.5th 952, 972

Sixth Holding:

The record of conviction therefore does not establish defendant is ineligible for relief under section 1172.6 as a matter of law. In order to conclude defendant is ineligible for relief as a matter of law, we would have to weigh the evidence and find defendant to have been the actual killer, which would be impermissible at this stage. The trial court consequently erred by denying defendant’s section 1172.6 petition at the prima facie stage.

Authority:

People v. Lopez (2022) 78 Cal.App.5th 1, 20

People v. Maldonado (2023) 87 Cal.App.5th 1257, 1269

Abstracts and Minutes, AppellateAdvisor Updates

Case 000985

Posted on by Gary McCurdy

Error and/or relief

The sentencing minute order cites the statute for the firearm enhancement as section 12022.53(d), instead of section 12022.5(a). On remand, the trial court is therefore instructed to correct the sentencing minute order nunc pro tunc.

Holding:

The sentencing minute order from January 7, 2025 contains the same error contained in the original abstract of judgment, i.e., the statute for the firearm enhancement is cited as section 12022.53(d), instead of section 12022.5(a). While the abstract of judgment was subsequently corrected, there is nothing to indicate in the record that the sentencing minute order was also corrected. On remand, the trial court is therefore instructed to correct the sentencing minute order nunc pro tunc.

(Gary note: The court does not cite its authority to order correction of the minutes, likely because it’s so obvious, not to mention that it apparently had previously spotted the same error in the abstract of judgment and ordered its correction. For your convenience, I have listed a nonexclusive list of cases that the court could have chosen its authority from.)

Authority:

People v. Mitchell (2001) 26 Cal.4th 181, 185

People v. Delgado (2008) 43 Cal.4th 1059, 1070

People v. Leon (2020) 8 Cal.5th 831, 855

In re Black (1967) 66 Cal.2d 881, 890

People v. Zackery (2007) 147 Cal.App.4th 380, 385

People v. Farell (2002) 28 Cal.4th 381, 384, fn. 2

Amelioration, Discretion, Elements of crime, Sentencing, Standard of review

Case 000984

Posted on by Gary McCurdy

Error and/or relief

On resentencing under section 1172.75, the court erred in imposing the firearm enhancement on count 2.

First Holding:

In affirming the trial court’s decision to deny the defendant’s request for dismissal of the firearm enhancement attached to count 1, we review the trial court’s sentencing decision at a section 1172.75 resentencing for an abuse of discretion, including a court’s determination of dangerousness. Section 1172.75(d) vests the superior court with broad discretion based on an inherently factual inquiry.

Under an abuse of discretion standard, we ask whether the trial court’s findings of fact are supported by substantial evidence, whether its rulings of law are correct, and whether its application of the law to the facts was neither arbitrary nor capricious.

A court also abuses its discretion if the decision is made without the sentencing court’s informed discretion or if the court is unaware of the scope of its discretionary powers.

The burden is on the party attacking the sentence to clearly show that the sentencing decision was irrational or arbitrary.

A defendant’s citation to a silent record is insufficient to meet his burden to demonstrate an abuse of discretion. We assume the trial court was aware of and followed applicable law.

Authority:

People v. Gonzalez (2024) 103 Cal.App.5th 215, 225

People v. Mendoza (2023) 88 Cal.App.5th 287, 298

People v. Garcia (2024) 101 Cal.App.5th 848, 856–857

People v. Fredrickson (2023) 90 Cal.App.5th 984, 988

People v. Carmony (2004) 33 Cal.4th 367, 376

People v. Coleman (2024) 98 Cal.App.5th 709, 725

People v. Calhoun (1983) 141 Cal.App.3d 117, 126 [a court’s sentencing decision implies requisite subsidiary findings]

Second Holding:

On count 2, the defendant had been convicted of section 246 (shooting at an occupied vehicle), enhanced under section 12022.53(d) for an additional 25 years to life. (In the prior appeal from the conviction, the appellate court struck the enhancements on count 2 under sections 12022.53(b) and (c), because section 246 is not one of the crimes listed in 12022.53(a) that subdivisions (b) and (c) can apply to.) At the 1172.75 resentencing hearing, the court imposed the lesser enhancement on count 2, under section 12022.53(c), for an enhancement of a determinate term of 20 years instead of the indeterminate 25 years to life he was serving under section 12022.53(d).

Because section 246 is not a crime listed under section 12022.53(a) to which subdivisions (b) and (c) can be applied, it was error to reduce the section 12022.53(d) enhancement to 12022.53(c).

While the trial court could dismiss the section 12022.53(d), firearm enhancement as to count 2, it could not impose a lesser enhancement under section 12022.53(c). We vacate the sentence as to count 2 and remand for resentencing as to that count only.

(Gary note: The court did not mention it as an option, but the trial court can dismiss the section 12022.53 (as the appellate court stated) and impose an enhancement on a lesser included enhancement, such as section 12022.5.

(Under People v. McDavid (2024) 15 Cal.5th 1015, the Supreme Court extended its holding of Tirado (which held that a court could exercise its discretion to impose a lesser section 12022.53 enhancement to the one that was found true) to expressly permit striking section 12022.53 and imposing a lesser included, uncharged enhancement authorized elsewhere in the Penal Code, outside section 12022.53. Under McDavid, the court in this case could strike the 12022.53(d) enhancement and impose an enhancement under section 12022.5, for example. In other words, the court is not faced with a choice of it’s either all or nothing.)

Authority:

PEN 12022.53(a)

People v. Tirado (2022) 12 Cal.5th 688, 699, fn. 12

(People v. McDavid (2024) 15 Cal.5th 1015)

Appellate Principles, Elements of crime, Sentencing

Case 000983

Posted on by Gary McCurdy

Error and/or relief

The convictions on counts 1 and 2 (domestic violence and assault with a deadly weapon) are based on the same act of striking the victim with his vehicle and therefore he cannot be punished for both.

First Holding:

Under section 654(a), an act or omission that is punishable in different ways by different provisions of law may be punished under either of such provisions, but in no case shall the act or omission be punished under more than one provision. That the purpose of section 654 is to insure that a defendant’s punishment will be commensurate with the defendant’s culpability.

Authority:

PEN 654

People v. Latimer (1993) 5 Cal.4th 1203, 1211

Second Holding:

A substantial evidence standard of review applies to the trial court’s determination of the applicability of section 654. We review the trial court’s factual findings, express or implicit, in the light most favorable to the respondent and presume the existence of every fact the trial court could reasonably deduce from the evidence.

Authority:

People v. Kurtenbach (2012) 204 Cal.App.4th 1264, 1289

People v. Osband (1996) 13 Cal.4th 622, 730

People v. Hutchins (2001) 90 Cal.App.4th 1308, 1312–1313

People v. Moseley (2008) 164 Cal.App.4th 1598, 1603

Third Holding:

When confronted with offenses within the purview of section 654, the proper procedure is to stay execution of sentence on all but one of the offenses subject to this section. A concurrent sentence simply does not satisfy the prohibition against double punishment. We will therefore modify the judgment ourselves to stay the sentence on count 2 in accordance with section 654.

Authority:

People v. Pena (1992) 7 Cal.App.4th 1294, 1312

People v. Bey (2025) 108 Cal.App.5th 144, 167–168

People v. Alford (2010) 180 Cal.App.4th 1463, 1473 [exercising authority under sec. 1260 to modify judgment rather than remand as remedy for trial court’s failure to impose and stay sentence]

Elements of crime, Sentencing

Case 000982

Posted on by Gary McCurdy

Error and/or relief

The defendant was convicted of both carjacking and kidnapping for the purpose of carjacking for the same incident. He argues that the carjacking conviction must be reversed because it is a lesser included offense. We agree and reverse the carjacking conviction.

First Holding:

Carjacking is a necessarily lesser included offense of kidnapping during a carjacking.

Authority:

People v. Montes (2014) 58 Cal.4th 809, 898

In re B.J. (2020) 49 Cal.App.5th 646, 652

Second Holding:

When a defendant is convicted of a greater and a lesser included offense, reversal of the conviction for the lesser included offense is required.

Authority:

People v. Dowdell (2014) 227 Cal.App.4th 1388, 1416