Category Archives: Sufficiency of and substantial evidence

Case 000037

Error and/or relief

The trial court should have instructed the jury on the lesser included offense of attempted voluntary manslaughter based on imperfect self-defense as to the attempted murder of defendant’s wife. We reverse the judgment on that count and remand the matter to the trial court for a new trial. We also conclude the prosecutor committed prejudicial misconduct during the questioning of the witnesses and closing argument, warranting reversal of the judgment as to all counts.

First Holding:

A trial court’s decision not to instruct on imperfect self-defense or defense of others is reviewed de novo.

Authority:

People v. Simon (2016) 1 Cal.5th 98, 133

Second Holding:

The trial court has an independent obligation to instruct the jury on all lesser included offenses the evidence warrants, even against the defense’s wishes. Such instructions are required when, but only when, a jury could reasonably conclude that the defendant committed the lesser offense but not the greater one.

Authority:

People v. Hardy (2018) 5 Cal.5th 56, 98

Third Holding:

In assessing whether substantial evidence exists in this context, a court determines only its bare legal sufficiency, not its weight.

Authority:

People v. Breverman (1998) 19 Cal.4th 142, 161 [disapproved on another ground in People v. Schuller (2023) 15 Cal.5th 237, 254-260]

Fourth Holding:

Speculative, minimal, or insubstantial evidence is insufficient to require an instruction on a lesser included offense.

Authority:

People v. Simon (2016) 1 Cal.5th 98, 133

Fifth Holding:

Doubts about whether an instruction is warranted should be resolved in favor of the accused.

Authority:

People v. Tufunga (1999) 21 Cal.4th 935, 944

Sixth Holding:

Advising examining counsel to simply “move on “ is not a ruling. Such inaction runs the risk of confusing the jury and emboldening the objectionable conduct, and leaves the appellate court with an incomplete record.

Authority:

Reid v. Google (2010) 50 Cal.4th 512, 524, 532

Seventh Holding:

[Gary’s short description of an extensive discussion in the opinion:] There was extensive discussion regarding improper comment by the prosecution on the defendant’s post-arrest exercise of his right to remain silent. Under Doyle, in essence, the prosecution may not comment on the defendant’s exercise of his right to remain silent. Doyle has also been broadly interpreted to apply to any testimony about a defendant’s desire or request for counsel.

Authority:

Griffin v. California (1965) 380 U.S. 609

Doyle v. Ohio (1976) 426 U.S. 610

People v. Galloway (1979) 100 Cal.App.3d 551 [The Doyle rule is not limited to a defendant’s failure to talk with police. It applies to questions such as “No one? You told no one?” not just to silence to police officers after receiving Miranda warnings]

People v. Fabert (1982) 127 Cal.App.3d 604, 609

People v. Bryant Smith and Wheeler (2014) 60 Cal.4th 335, 387

Eighth Holding:

The prosecutor may neither comment, directly or indirectly, on a defendant’s failure to testify or urge the jury to infer guilt from such silence. Griffin/Doyle error requires reversal unless the court can conclude it was harmless beyond a reasonable doubt. The appellate court must determine, absent the prosecutor’s reference to defendant’s failure to testify, it is clear beyond a reasonable doubt that the jury would have returned a verdict of guilty.

Authority:

Griffin v. California (1965) 380 U.S. 609

People v. Hardy (1992) 2 Cal.4th 86, 153–154

United States v. Hasting (1983) 461 U.S. 499, 507–509

Ninth Holding:

Indirect, brief and mild references to a defendant’s failure to testify, without any suggestion that an inference of guilt be drawn therefrom, are uniformly held to constitute harmless error. But the error is prejudicial if the evidence against defendant is less than overwhelming and the improper comment touched a live nerve in the appellant’s defense. It is prejudicial if it served to fill an evidentiary gap in the prosecution’s case. The appellate court must determine whether the comment actually or implicitly invited the jury to infer guilt from silence.

Authority:

People v. Hovey (1988) 44 Cal.3d 543, 572

People v. Galloway (1979) 100 Cal.App.3d 551, 560

People v. Medina (1974) 41 Cal.App.3d 438, 463

People v. Hardy (1992) 2 Cal.4th 86, 159

Tenth Holding:

The harmful impact of a Doyle error has been ameliorated in some cases when the trial court gave a strong curative instruction.

Authority:

People v. Galloway (1979) 100 Cal.App.3d 551, 560

Eleventh Holding:

Griffin prohibits the prosecution from so much as suggesting to the jury that it may view the defendant’s [silence] as evidence of guilt.

Authority:

Griffin v. California (1965) 380 U.S. 609

People v. Guzman (2000) 80 Cal.App.4th 1282, 1287

People v. Lindsey (1988) 205 Cal.App.3d 112, 116–117 [error to suggest to jury that there was no reason defense counsel would have let the defendant sit in jail if counsel had exculpatory evidence to present]

Case 000024

Error and/or relief

GARY note: The winning issue was relatively simple, but in affirming the overall conviction, the court shared several principles I thought worthy of reporting, even though many did not bear on the dual use of enhancements.

For the attempted murder of the victim in count 3, the trial court should have stayed the three-year enhancement for great bodily injury under section 12022.7 because it also imposed a term of 25 years to life under section 12022.53, subdivision (d), for personally and proximately causing great bodily injury with a firearm. We will modify the judgment so that it accords with the law.

First Holding:

Where multiple prison terms are improperly imposed as in this case, the reviewing court may modify the sentence to stay imposition of the sentence

Authority:

People v. Hunter (1986) 184 Cal.App.3d 1531, 1537

Second Holding:

It is improper to impose the enhancement under Penal Code section 12022.7 in addition to enhancement under section 12022.53(d), and it must be stayed.

Authority:

People v. Garcia (2017) 7 Cal.App.5th 941, 949

People v. Hunter (1986) 184 Cal.App.3d 1531, 1537

Third Holding:

If an error violates a defendant’s federal constitutional rights, reversal is required unless the error was harmless beyond a reasonable doubt.

Authority:

People v. Hernandez (2011) 51 Cal.4th 733, 745

Chapman v. California (1967) 386 U.S. 18, 24

People v. Canizales (2019) 7 Cal.5th 591, 615

People v. Concha (2010) 182 Cal.App.4th 1072, 1087

Fourth Holding:

A harmless error analysis may include consideration of implausible defense testimony and closing argument to the jury.

Authority:

People v. Fayed (2020) 9 Cal.5th 147, 195

People v. Zambrano (2004) 124 Cal.App.4th 228, 243

People v. Flores (2016) 2 Cal.App.5th 855, 881

Fifth Holding:

With respect to errors alleged regarding the conviction of the murder, the error can be found to be harmless beyond a reasonable doubt even under the Chapman standard, as the court concludes in this instance.

Authority:

People v. Salas (2006) 37 Cal.4th 967, 983-984

People v. Garcia (2001) 25 Cal.4th 744, 755

Wright v. West (1992) 505 U.S. 277, 296

Hanrahan v. Thieret (7th Cir. 1991) 933 F.2d 1328, 1340

Phelps v. Duckworth (7th Cir. 1985) 772 F.2d 1410, 1413-1414

Sixth Holding:

The standard of review on sufficiency of evidence is whether any rational trier of fact could have found the essential elements of the crime or special circumstance beyond a reasonable doubt, viewing evidence in light most favorable to prosecution.

Authority:

People v. Zamudio (2008) 43 Cal.4th 327, 357

Seventh Holding:

Substantial evidence is evidence that is reasonable, credible, and of solid value.

Authority:

People v. Zamudio (2008) 43 Cal.4th 327, 357

Eighth Holding:

A conviction for attempted murder requires proof that the defendant intended to kill the victim and proof of a direct but ineffectual act toward accomplishing that goal. But a finding of willfulness, deliberation, and premeditation requires more than a showing of an intent to kill.

Authority:

People v. Medina (2019) 33 Cal.App.5th 146, 153

People v. Gomez (2018) 6 Cal.5th 243, 282

Ninth Holding:

When reviewing a claim the trial court erred in denying a motion for a judgment of acquittal (sec. 1118.1) that was made at the close of the prosecution’s case-in-chief, the appellate court considers the evidence as it stood at that point,

Authority:

People v. Cole (2004) 33 Cal.4th 1158, 1212-1213

Tenth Holding:

It is the appellant’s burden to demonstrate error based on the appellate record and with meaningful legal analysis with adequate citation to the record.

Authority:

People v. Dauterman (2024) 104 Cal.App.5th 603, 609

Eleventh Holding:

Arguments not raised below are forfeited.

Authority:

People v. Richardson (2008) 43 Cal.4th 959, 1022-1023

Twelfth Holding:

The court conducts de novo review to detemine if jury miscontrued or misapplied the law.

Authority:

People v. Shaw (2002) 97 Cal.App.4th 833, 838

Thirteenth Holding:

Error in failing to instruct the jury on a lesser included offense is harmless when the jury necessarily decides the factual questions posed by the omitted instructions adversely to defendant under other properly given instructions.

Authority:

People v. Lewis (2001) 25 Cal.4th 610, 646

Fourteenth Holding:

Errors in the abstract of judgment may be corrected.

Authority:

People v. Mitchell (2001) 26 Cal.4th 181

 

Case 000008

Error and/or relief

The defendant appealed from a postjudgment order denying his petition for resentencing under Penal Code section 1172.6. The appellate court reversed and remanded the matter to the lower court because the evidence was insufficient to support the finding defendant aided and abetted the murder of the officer.

First Holding:

In this instance, the appellate court found that there was insufficient evidence to show that the defendant aided and abetted the murder.

Authority:

SB 1437

People v. Gentile (2020) 10 Cal.5th 830

People v. Wilson (2023) 14 Cal.5th 839, 869

Second Holding:

A trial court’s denial of a section 1172.6 petition is reviewed for substantial evidence. Under this standard, the appellate court reviews the evidence in the light most favorable to the judgment below to determine whether it discloses substantial evidence that would allow a reasonable trier of fact to find the defendant guilty beyond a reasonable doubt.

Authority:

People v. Reyes (2023) 14 Cal.5th 981, 988

Third Holding:

Under a direct aider and abettor liability theory, the prosecution must prove the person who is not the actual killer engaged in the requisite acts and had the requisite intent to aid and abet the target crime of murder.

Authority:

People v. Pacheco (2022) 76 Cal.App.5th 118, 124

Fourth Holding:

Direct aiding and abetting is based on the combined actus reus of the participants and the aider and abettor’s own mens rea.

Authority:

People v. Powell (2021) 63 Cal.App.5th 689, 712-713

Fifth Holding:

It is well settled that aiding and abetting the commission of a crime requires some affirmative action.

Authority:

People v. Partee (2020) 8 Cal.5th 860, 868

Sixth Holding:

A person present at the scene of a crime—even one who is the criminal’s companion, knows a crime is being committed, fails to prevent it, and later expresses approval of it—is not guilty of aiding and abetting the crime if he takes no action to aid or encourage the crime.

Authority:

In re K.M. (2022) 75 Cal.App.5th 323, 329