Category Archives: Jurisdiction

Jurisdiction

Case 000465

Posted on by Gary McCurdy

Error and/or relief

(Gary Note: This did not result in any relief but reminds us which appellate court has jurisdiction for  denials of petitions for a finding of factual innocence in misdemeanors or felonies or proceedings in which no accusatory pleading was filed.)

Here, the defendant appealed from a denial of his petition under PC 851.8 to seal and destroy his arrest record with a finding of factual innocence. While the court issued orders short of that finding, it did not make a finding of factual innocence. The defendant appealed. The Court of Appeal found it had no jurisdiction and transferred the case to the Appellate Division of the appropriate county superior court.

First Holding:

Section 851.8(a) and (b) govern the process for requesting sealing and destruction of arrest records based on factual innocence in cases in which the person was arrested and no accusatory pleading was filed. Subdivision (a) states that the person arrested may first petition the law enforcement agency having jurisdiction over the offense to destroy its records of the arrest. Subdivision (b) provides that in any case in which the law enforcement agency denies or fails to respond to the petition, the person arrested may file a petition in superior court asking to have the records sealed and destroyed. The court may grant the petition based on a finding of factual innocence if it concludes that no reasonable cause exists to believe that the arrestee committed the offense for which the arrest was made.

Authority:

People v. O’Day (2022) 85 Cal.App.5th 426, 432

Second Holding:

The appealability of orders made under section 851.8 is governed by subdivision (p), which provides: “A judgment of the court under subdivision (b), (c), (d), or (e) is subject to the following appeal path: (1) In a felony case, appeal is to the court of appeal. (2) In a misdemeanor case, or in a case in which no accusatory pleading was filed, appeal is to the appellate division of the superior court. The record does not show any accusatory pleading was filed in this case, and the pleadings in the record indicate that no charges were ever filed. Thus, no felony was charged. Accordingly, jurisdiction over this appeal belongs with the appellate division of the superior court. We therefore transfer this appeal to the Appellate Division of the [originating county] Superior Court pursuant to Government Code section 68915.

Authority:

People v. Nickerson (2005) 128 Cal.App.4th 33, 39–41

Third Holding:

No appeal taken to the Supreme Court or to a court of appeal shall be dismissed for the reason only that the same was not taken to the proper court, but the cause shall be transferred to the proper court upon such terms as to costs or otherwise as may be just, and shall be proceeded with therein, as if regularly appealed thereto.

Authority:

GOV 68915

Jurisdiction, Sentencing

Case: 000444

Posted on by Gary McCurdy

Error and/or relief

The trial court had no jurisdiction to modify the long-final judgment in response to a letter from the Department of Corrections and Rehabilitation (CDCR) that pointed out sentencing errors (which were adverse to the defendant’s interests). The defendant appealed, but the Court of Appeal dismissed the appeal because there was no jurisdiction in the lower court, and thus nothing to appeal from.

It did, however, treat the appeal as a petition for writ of habeas corpus and granted the writ, directing the trial court to to vacate the order modifying the defendant’s’ sentence on the conviction for dissuading a witness and reinstate the original sentence imposed on that count.

First Holding:

Under the general common law rule, a trial court is deprived of jurisdiction to resentence a criminal defendant once execution of the sentence has commenced. However, there are limited exceptions to this rule. For example, the court has inherent power to correct a clerical error at any time. A court also may resentence a defendant in connection with a petition for writ of habeas corpus or under specified conditions provided in section 1172.1.

Authority:

People v. Karaman (1992) 4 Cal.4th 335, 344

People v. Singleton (2025) 113 Cal.App.5th 783, 787, 790–791

Second Holding:

Here, the trial court made two modifications to the defendant’s sentence long after execution of the sentence had commenced. First, the court imposed a 10-year enhancement under section 12022.5(a), rather than under section 667.6(c). A record of the court’s oral pronouncement of the original sentence could not be produced for this appeal, so it is not clear if the court misspoke while announcing the sentence, or if the mistake appeared for the first time in the minute order.

In any event, it is apparent the court intended to impose the enhancement under section 12022.5(a), as alleged in the information and found true by the jury. Therefore, the error was essentially clerical, which the trial court had inherent discretion to correct at any time.

Authority:

People v. Menius (1994) 25 Cal.App.4th 1290, 1294 [court’s inadvertent reference to the wrong statute at sentencing was a clerical error]

People v. Singleton (2025) 113 Cal.App.5th 783, 790–791

Third Holding:

Second, the trial court modified the defendant’s sentence to impose a full consecutive middle term on the dissuading a witness count. The original sentencing court imposed a consecutive one-third the middle term on that count, as is generally required under section 1170.1(a). However, the resentencing court determined section 1170.15 required it to impose a full consecutive term, presumably because the victim of the dissuading offense also was the victim of another felony conviction. A court’s failure to impose a full consecutive term under section 1170.15 is a judicial error, not a clerical error.

Authority:

People v. Singleton (2025) 113 Cal.App.5th 783, 792 [a court makes a judicial error when it fails to impose the legally required sentence under section 1170.15]

Fourth Holding:

Courts of Appeal are split on whether trial courts have inherent jurisdiction to correct an unauthorized sentence, i.e., a sentence that could not lawfully be imposed under any circumstance in the particular case. The majority of appellate courts have concluded they do not but others see it differently.

Authority:

People v. Scott (1994) 9 Cal.4th 331, 354

People v. King (2022) 77 Cal.App.5th 629, 633

People v. Boyd (2024) 103 Cal.App.5th 56, 62–63

People v. Hernandez (2024) 103 Cal.App.5th 1111, 1122–1124

People v. Singleton (2025) 113 Cal.App.5th 783, 796–797

People v. Garcia (2025) 114 Cal.App.5th 139, 144–145

People v. Codinha (2023) 92 Cal.App.5th 976, 990

People v. Cervantes (2025) 115 Cal.App.5th 825

In re G.C. (2020) 8 Cal.5th 1119

Jurisdiction, Plea bargains, Sentencing

Case: 000442

Posted on by Gary McCurdy

Error and/or relief

The defendant entered into a plea agreement that stipulated the length of his sentence and how it was to be served (a split sentence under Realignment). When he was eventually sentenced, the court deviated from that agreed-on sentence. The defendand appealed. While the appeal was pending, the trial court and parties attempted to modify the judgment in accordance with the plea agreement. Because the defendant was never advised of his right to withdraw his plea if the court chose to not abide by the agreed sentence under section 1192.5, the matter is reversed to allow the defendant to withdraw his guilty plea. The trial court had no jurisdiction to modify the judgment while the appeal was pending.

First Holding:

A plea of guilty or nolo contendere may specify the punishment. Where, as here, the plea is accepted by the prosecuting attorney in open court and is approved by the court, the defendant, except as otherwise provided in this section, cannot be sentenced on the plea to a punishment more severe than that specified in the plea and the court may not proceed as to the plea other than as specified in the plea.

If the court approves of the plea, it shall inform the defendant prior to the making of the plea that (1) its approval is not binding, (2) it may, at the time set for the hearing on the application for probation or pronouncement of judgment, withdraw its approval in the light of further consideration of the matter, and (3) in that case, the defendant shall be permitted to withdraw the plea if the defendant desires to do so. The advisement required by section 1192.5(c) was not given here. When the trial court fails to give a section 1192.5 admonition, the defendant’s failure to object at sentencing does not waive his claim on appeal.

Authority:

PEN 1192.5

People v. Silva (2016) 247 Cal.App.4th 578, 589

People v. Walker (1991) 54 Cal.3d 1013, 1024–1025 [overruled on other grounds by People v. Villalobos (2012) 54 Cal.4th 177, 183]

Second Holding:

The three-year prison sentence originally imposed is more severe than the agreed-upon sentence of two years in county jail with one year of mandatory supervision. There is a qualitative difference between an inmate in actual prison custody and a felon released in the community under mandatory supervision.

Authority:

People v. Segura (2008) 44 Cal.4th 921, 935 [length of jail term is significant]

People v. Silva (2016) 247 Cal.App.4th 578, 591–592 [30-day jail sentence consecutive to agreed-upon sentence allowed defendant to withdraw plea]

Wofford v. Superior Court (2014) 230 Cal.App.4th 1023, 1037

Third Holding:

The filing of a valid notice of appeal vests jurisdiction of the cause in the appellate court until determination of the appeal and issuance of the remittitur. Because an appeal divests the trial court of subject matter jurisdiction, the court lacks jurisdiction to vacate the judgment or make any order affecting it. Thus, action by the trial court while an appeal is pending is null and void. The purported changes to the sentence that were made while appeals in this matter were pending are thus void.

Authority:

People v. Alanis (2008) 158 Cal.App.4th 1467, 1472-1473

Fourth Holding:

While an appeal is pending, a trial court has inherent power to correct clerical errors in its records, including correction of abstracts of judgment that did not accurately reflect the oral judgments of sentencing courts. The distinction between clerical error and judicial error is whether the error was made in rendering the judgment, or in recording the judgment rendered. Here the court had the power to correct the erroneous section designation in the original abstract. But it did not have the power to change the sentence while the appeals were pending. Under such circumstances, the proper procedure is to reverse the void judgment rather than dismiss the appeal.

Authority:

People v. Alanis (2008) 158 Cal.App.4th 1467, 1473-1474

Fines and fees, Jurisdiction, Plea bargains, Sentencing

Case: 000299

Posted on by Gary McCurdy

Error and/or relief

On revoking probation, the court added an additional restitution fine to the original restitution fine and modified an eight-month consecutive term to an eight-month concurrent term in the same case, and then a 16-month concurrent term in a second case. On notice from the Department of Corrections and Rehabilitation that the 8-month concurrent term was unauthorized because the the one-third of the middle term clculation applies only to consecutive terms. The trial court then converted the eight-month concurrent term to 16 months concurrent. The second restitution fine was unauthorized and must be stricken. The court had no authority to change the original eight-month consecutive term to either a concurrent eight-month term or a sixteen-month concurrent term, because at the time probation was granted, the court imposed a sentence (two years on the principal count and eight months on the subordinate offense) in that case, with execution suspended pending successful completion of probation. The matter is remanded for resentencing.

First Holding:

A restitution fine imposed at the time probation is granted survives the revocation of probation. Because of this, an additional restitution fine imposed at the time probation is revoked is unauthorized and must be stricken from the judgment.

Authority:

People v. Urke (2011) 197 Cal.App.4th 766, 779

People v. Chambers (1998) 65 Cal.App.4th 819

Second Holding:

There is a distinction between a probation grant in which imposition of sentence has been suspended (meaning, no sentence has been declared) and one where sentence has been imposed (meaning, a term has been specified) with the execution of that term suspended during the term of probation. In the former (imposition of sentence suspended), on revocation the court is free to choose whatever sentence options were available had probation never been granted. In the latter, the only choices are to reinstate probation or to revoke probation and order the previously imposed sentence executed.

Authority:

PEN 1203.2(c)

People v. Howard (1997) 16 Cal.4th 1081

People v. Scott (2014) 58 Cal.4th 1415, 1424

Third Holding:

The letter from CDCR did not constitute a recommendation for recall of the sentence and resentencing under section 1170.1 that the sentence be modified. It was merely a letter seeking clarification on whether a lawful sentence had been imposed. Thus, the court could not base its resentencing on a response to the notice contemplated by section 1170.1.

Authority:

PEN 1170.1

People v. Codinha (2023) 92 Cal.App.5th 976, 986-987

People v. Singleton (2025) 113 Cal.App.5th 783, 791–792

Fourth Holding:

When the parties negotiate a plea agreement that grants probation incorporating and conditioned upon the service of a specified term in custody, the resulting term of incarceration constitutes a material term of, the parties’ agreement. As such, the term is not subject to subsequent modification without the consent of both parties, and cannot be altered solely on the basis of the trial court’s general statutory authority to modify probation during the probationary period. Further, a plea agreement requiring an unauthorized sentence is not enforceable. On the other hand, once the court approves a plea bargain, it cannot change the agreement without the consent of the parties. When a guilty plea is invalidated the parties are generally restored to the positions they occupied before the plea bargain was entered.

Authority:

People v. Segura (2008) 44 Cal.4th 921, 931, 935

In re Daniel M. Williams (2000) 83 Cal.App.4th 936, 945 [the trial court cannot approve a plea bargain that calls for an unlawful sentence]

People v. Aragon (1992) 11 Cal.App.4th 749, 756–757

People v. Baries (1989) 209 Cal.App.3d 313, 319 [The concurrent sentence was unauthorized and could not have been lawfully imposed. It must be vacated, and the trial court must give the defendant, if she chooses, the opportunity to withdraw her plea since it cannot be honored.]

People v. Griffin (2005) 128 Cal.App.4th 1112, 1119

Amelioration, Jurisdiction, Sentencing

Case: 000286

Posted on by Gary McCurdy

Error and/or relief

On resentencing under section 1172.75, the trial court failed to consider the amendments under AB 333 to the elements of gang criminal activity and gang criminal enhancements. The trial court must first, however, determine whether the defendant’s name was on a list prepared by the Department of Corrections and Rehabilitation as being a person whose sentence includes a now-invalid enhancement for a prior prison term. If it is not, then the trial court has no jurisdiction to conduct a hearing under section 1172.75.

First Holding:

A trial court is deprived of jurisdiction to resentence a criminal defendant once execution of the sentence has commenced. Where the trial court relinquishes custody of a defendant, it also loses jurisdiction over that defendant. The Legislature may restore jurisdiction to the trial court by enacting a statute allowing defendants with final convictions to petition for resentencing, and indeed, has done so several times.

Authority:

People v. King (2022) 77 Cal.App.5th 629, 636

Second Holding:

The Legislature did not create a right for defendants to petition for resentencing in section 1172.75. Instead, it required the secretary of the CDCR and the county correctional administrator of each county to initiate the resentencing process by identifying those persons in their custody currently serving a term for a judgment that includes an invalid enhancement and providing the name of each person to the sentencing court that imposed the enhancement. Absent action by the CDCR, the trial court lacks jurisdiction to entertain a defendant’s motion for resentencing.

Authority:

People v. Escobedo (2023) 95 Cal.App.5th 440, 447-448

People v. Burgess (2022) 86 Cal.App.5th 375, 381

People v. Newell (2023) 93 Cal.App.5th 265, 268

People v. Cota (2025) 112 Cal.App.5th 1118, 1129-1131, review granted Oct. 1, 2025, S292637 [superior court has jurisdiction to resentence a defendant if the CDCR includes the defendant in a list of eligible inmates but fails to forward the list to the superior court]

Third Holding:

The record before us does not establish that the superior court had jurisdiction to resentence the defendant under section 1172.75. Any action taken without fundamental jurisdiction is void, not simply voidable. Prior to taking any further action on remand, therefore, the court must first determine whether the CDCR in fact placed the defendant’s name on a list of defendants potentially eligible for resentencing.

Authority:

People v. Boyd (2024) 103 Cal.App.5th 56, 71

Fourth Holding:

The full resentencing rule applies to proceedings under section 1172.75. Under this rule, the resentencing court has jurisdiction to modify every aspect of the sentence and may revisit all prior sentencing decisions . In particular, the court may consider any changed circumstances since the original sentencing hearing.

Authority:

People v. Superior Court (Guevara) (2025) 18 Cal.5th 838, 877

People v. Buycks (2018) 5 Cal.5th 857, 893

People v. Valenzuela (2019) 7 Cal.5th 415, 424-425

People v. Navarro (2007) 40 Cal.4th 668, 681

Fifth Holding:

The original sentence was based in part on the jury’s finding that the defendant committed the offenses for the benefit of a criminal street gang. Without that finding, his sentence for premeditated and deliberate attempted murder would have been life with the possibility of parole after having served seven years. Because of the gang finding, however, his sentence for attempted murder required that he serve at least 15 years prior to any parole.

AB 333 restricted the circumstances in which gang enhancements under section 186.22 apply. In resentencing proceedings under section 1172.75,the court shall apply any changes in law that reduce sentences, and the defendant argued that in light of the amendments to section 186.22, a retrial on the gang allegation is necessary. The trial court disagreed, concluding the gang enhancement has been found to be true and that a retrial was not warranted.

But AB 333’s substantive amendments to section 186.22 apply retroactively to defendants whose convictions are not final. Even if a defendant’s conviction became final years ago, if his sentence is vacated as a result of subsequent legislation, it becomes nonfinal for purposes of resentencing. Thus, assuming the court had jurisdiction to vacate the defendant’s sentence, he is entitled to benefit from the recent amendments to section 186.22 at resentencing.

Authority:

People v. Tran (2022) 13 Cal.5th 1169, 1206

People v. Lopez (2025) 17 Cal.5th 388

People v. Padilla (2022) 13 Cal.5th 152, 162

Abstracts and Minutes, Duty of the court, Elements of crime, Jurisdiction, Sentencing, Sixth Amendment

Case: 000276

Posted on by Gary McCurdy

Error and/or relief

The sentence on count 1 is unauthorized because no findings were ever made, either by the jury or the court, as to whether the defendant was previously convicted of a qualifying prior vehicle theft offense within the meaning of Penal Code section 666.5(a). On remand, the court shall also address whether one count should be stayed under section 654.  It should be noted that the minute order incorrectly states that the defendant admitted the prior conviction.

First Holding:

Penal Code section 666.5(a) provides that a person convicted of a felony violation of Vehicle Code section 10851 who has been previously convicted of any of several enumerated sections of the Vehicle Code shall be punished by increased by a higher triad than the usual for section 10851. Though the defendant admitted three prior strike convictions, they were not the prior convictions relied on for the PC 666.5 allegation. In the absence of any findings on the allegation, the sentence is unauthorized and exceeded the court’s jurisdiction.

Authority:

PEN 666.5

People v. Neal (1993) 19 Cal.App.4th 1114, 1120

Second Holding:

The record does not reflect that the defendant personally admitted the one strike prior, as required by the law. Every plea shall be entered or withdrawn by the defendant himself or herself in open court.

Authority:

PEN 1018

People v. Hofferber (1977) 70 Cal.App.3d 265, 268

Third Holding:

The minute order indicates the defendant admitted the prior strike, but we generally resolve conflicts between the reporter’s and clerk’s transcript in favor of the reporter’s transcript.

Authority:

In re Merrick V. (2004) 122 Cal.App.4th 235, 249

Fourth Holding:

A defendant may be charged with—and in some cases convicted of—multiple crimes arising out of the same conduct but cannot receive multiple punishments for the same act or omission. Concurrent sentences based on one act or an indivisible course of conduct violate the rules against double punishment. The defendant asserts the chains and stabilizing bars referenced in count 4 were used to tow the motorhome, that any taking or receiving of them was part of one continuous act, and that the court therefore should have stayed the sentence on count 4. The People concede, and we agree, that the matter can be addressed on remand.

Authority:

PEN 654

PEN 954

People v. Reed (2006) 38 Cal.4th 1224, 1226−1227

People v. Jones (2012) 54 Cal.4th 350, 353

Amelioration, Jurisdiction, Sentencing

Case: 000270

Posted on by Gary McCurdy

Error and/or relief

It was error to deny the defendant’s petition for resentencing under section 1172.75. While review was still pending in the Supreme Court following the defendant’s appeal of his conviction, the trial court assumed jurisdiction and struck the prior prison term enhancement as directed by the Court of Appeal’s opiniion. More than a year later, the Calfiornia Department of Corrections and Rehabiltation advised that the defendant was on its list of inmates entitled to have their now-invalid prior prison term enhancements stricken. The court recalled the sentence under section 1172.75, but ultimately after the trial court discovered that it had already dismissed the now-invalid enhancement for a prior prison term, it concluded that the defendant was not eligible for resentencing. However, the trial court had no jurisdiction to strike the enhancement while the appeal was pending review in the Supreme Court.

First Holding:

Subject to limited exceptions, the filing of a valid notice of appeal vests jurisdiction of the cause in the appellate court until determination of the appeal and issuance of the remittitur. Remittitur transfers jurisdiction back to the inferior court so that it may act upon the case again, consistent with the judgment of the reviewing court. Until the remittitur issues, the lower court lacks jurisdiction over the subject matter of the order or judgment on appeal. So complete is this loss of jurisdiction effected by the appeal that even the consent of the parties has been held ineffective to reinvest the trial court with jurisdiction over the subject matter of the appeal and that an order based upon such consent would be a nullity.

Authority:

People v. Perez (1979) 23 Cal.3d 545, 554

People v. Scarbrough (2015) 240 Cal.App.4th 916, 923

Gallenkamp v. Superior Court (1990) 221 Cal.App.3d 1, 10

People v. Cunningham (2001) 25 Cal.4th 926, 1044

In re Lukasik (1951) 108 Cal.App.2d 438, 443

People v. Burhop (2021) 65 Cal.App.5th 808, 813

Second Holding:

Because the trial court was without subject matter jurisdiction to strike the sentencing enhancements when it did [while the matter was still on appeal], the court’s order is void and vulnerable to direct or collateral attack at any time. Because the order striking the prior conviction enhancement is void, the only judgment that applied to defendant’s case was the original judgment that included the section 667.5 enhancement. The court therefore erred when it declined to resentence defendant by striking the section 667.5 enhancement during a new resentencing hearing.

Authority:

PEN 1172.75(c), (d)(1), (d)(2)

People v. American Contractors Indemnity Co. (2004) 33 Cal.4th 653, 660

People v. Vasilyan (2009) 174 Cal.App.4th 443, 450

People v. Green (2024) 104 Cal.App.5th 365, 373

Amelioration, Jurisdiction, Sentencing

Case: 000264

Posted on by Gary McCurdy

Error and/or relief

On remand from a grant of habeas corpus reversing the conviction of attempt murder, it was error for the court to simply strike the punishment attached to that reversed count and fail to conduct a full resentencing. The trial court did not explicitly state it was recalling the defendant’s sentence under section 1172.1. However, the court’s actions at the 2023 hearing make clear that it did.

First Holding:

Courts generally lack jurisdiction to modify a defendant’s sentence once execution of the sentence has begun. Section 1172.1 provides an exception to that general rule. It states a trial court may, at any time upon the recommendation of the secretary of the CDCR or the district attorney, recall a defendant’s sentence and resentence the defendant in the same manner as if they had not previously been sentenced. When resentencing a defendant under section 1172.1, the trial court must consider postconviction factors and apply the sentencing rules of the Judicial Council and apply any changes in law that reduce sentences or provide for judicial discretion so as to eliminate disparity of sentences and to promote uniformity of sentencing.

Authority:

PC 1172.1

People v. Karaman (1992) 4 Cal.4th 335, 344 [Under the general common law rule, a trial court is deprived of jurisdiction to resentence a criminal defendant once execution of the sentence has commenced]

People v. King (2022) 77 Cal.App.5th 629, 636–637

Second Holding:

After announcing the People were conceding the defendant’s motion for recall and resentencing, the court granted the prosecutor’s motion to dismiss the gang allegation under section 1385. Assuming the defendant’s judgment of conviction was final at the start of the hearing—as the trial court believed it to be—the court had authority to grant the People’s motion only if it first recalled the defendant’s sentence. In other words, the fact that the trial court granted the People’s motion to dismiss shows it first recalled the defendant’s sentence under section 1172.1

Authority:

PEN 1170.1

PEN 1385

People v. Barraza (1994) 30 Cal.App.4th 114, 121, fn. 8

People v. Kim (2012) 212 Cal.App.4th 117, 123

People v. Sek (2022) 74 Cal.App.5th 657, 666–667 [Assembly Bill 333 applies retroactively only to cases that are not yet final]

Third Holding:

By recalling the defendant’s sentence, the trial court effectively vacated the entire judgment, not just the portion related to the gang allegation. Therefore, the court was required to resentence the defendant on each count and enhancement in the same manner as if he had not previously been sentenced. The court also was required to apply changes in the law since the original sentencing.

Authority:

PEN 1172.1

People v. Arias (2020) 52 Cal.App.5th 213, 219 [the recall of appellant’s sentence effectively vacated his original sentence and commitment]

People v. Rogers (2025) 108 Cal.App.5th 340, 360 [recall of a defendant’s sentence nullifies the original sentence]

People v. Padilla (2022) 13 Cal.5th 152, 163 [once a court has determined that a defendant is entitled to resentencing, the result is vacatur of the original sentence]

People v. Buycks (2018) 5 Cal.5th 857, 893 [the “full sentencing rule” applies when a court recalls a sentence under former section 1170(d), a predecessor to section 1172.1]

Fourth Holding:

The court dismissed the gang allegation, but it did not orally pronounce a sentence on the murder conviction or the firearm enhancement, even by reference to the original sentence. Nor is there any indication that the court applied the changes to the law since the original sentencing.

Authority:

People v. Mesa (1975) 14 Cal.3d 466, 471 [rendition of judgment is an oral pronouncement]

People v. Wilshire Ins. Co. (1977) 67 Cal.App.3d 521, 532 [at sentencing, the court must orally pronounce the term of imprisonment]

People v. Crabtree (2009) 169 Cal.App.4th 1293, 1327 [trial court erred by failing to pronounce sentence on a count before staying its execution]

Fifth Holding:

The defendant did not forfeit his right to a full resentencing by failing to raise the issue in the trial court. Generally, a defendant must raise an issue in the trial court to preserve it on appeal. However, that general rule does not apply to an unauthorized sentence, which a defendant may challenge on appeal despite not objecting below. Here, the trial court recalled the defendant’s sentence, which effectively vacated his entire sentence. However, it never pronounced a new sentence on the murder conviction and firearm enhancement. The court’s failure to do so resulted in an unauthorized sentence.

Authority:

People v. Scott (1994) 9 Cal.4th 331, 354

People v. Arias (2020) 52 Cal.App.5th 213, 219

People v. Crabtree (2009) 169 Cal.App.4th 1293, 1327 [court committed unauthorized sentencing error by failing to pronounce a sentence on a count before ordering it stayed]

Sixth Holding:

Even if the forfeiture rule applied, we would exercise our discretion to consider the issue on the merits in order to forestall an inevitable ineffective assistance of counsel claim.

Authority:

People v. Williams (1998) 17 Cal.4th 148, 161, fn. 6 [appellate courts have discretion to consider issues not preserved for review]

People v. Monroe (2022) 85 Cal.App.5th 393, 399–400 [declining to apply forfeiture rule where defendant failed to object to the lack of full resentencing under section 1172.75]

Seventh Holding:

Where, as here, the defendant did not receive a full resentencing to which he was entitled, the proper disposition is to remand for a full resentencing. Accordingly, we remand the case for the trial court to resentence the defendant in accordance with section 1172.1. In doing so, the court must consider postconviction factors and apply any changes in law that reduce sentences or provide for judicial discretion so as to eliminate disparity of sentences and to promote uniformity of sentencing. When resentencing the defendant on remand, the court may not reinstate the gang allegation it dismissed under section 1385.

Authority:

PEN 1172.1

People v. Monroe (2022) 85 Cal.App.5th 393, 402 [remanding case for resentencing where the defendant was entitled to, but did not receive, a full resentencing under section 1172.75]

People v. Saldana (2023) 97 Cal.App.5th 1270, 1278–1279 [same]

People v. Brown (2007) 147 Cal.App.4th 1213, 1228 [when the record shows that the trial court proceeded with sentencing on the erroneous assumption it lacked discretion, remand is necessary so that the trial court may have the opportunity to exercise its sentencing discretion at a new sentencing hearing]

Appellate Principles, Jurisdiction

Case: 000229

Posted on by Gary McCurdy

Error and/or relief

Petitioner seeks permission to file a belated notice of appeal under the doctrine of constructive filing. The People have voiced no opposition. Granted.

First Holding:

Petitioner is granted leave to file a notice of appeal on or before 60 days from the date of this order. The clerk of the superior court is to treat it as timely filed, and to proceed with the preparation of the record on appeal in accordance with the applicable rules of the California Rules of Court if the clerk of that court receives said request on or before 60 days of the date of this order.

Authority:

In re Benoit (1973) 10 Cal.3d 72

Second Holding:

(GARY NOTE: the second, third, fourth, fifth, and sixth holdings and their authorities are provided by GARY and did not appear in the opinion, but are important enough to mention in the context of the filing of a notice of appeal. The summary for Case 000085 contains a more thorough discussion of the Benoit rule regarding what would otherwise be untimely filings of the notice of appeal.)

Where a defendant is incarcerated and has requested his attorney to file a notice of appeal within the time to file a notice, the court may deem the otherwise late notice of appeal to have been constructively filed timely. The Attorney General’s concession on behalf of the People is deemed to constitute an agreement that the requested relief ought to be granted without further proceedings

Authority:

In re Benoit (1973) 10 Cal.3d 72, 81–82

People v. Romero (1994) 8 Cal.4th 728, 740, fn. 7

Third Holding:

In felony cases, a notice of appeal and any statement required by Penal Code section 1237.5 must be filed within 60 days after the rendition of the judgment or the making of the order being appealed. Except as provided in rule 8.66 [which deals with when catastrophes happen], no court may extend the time to file a notice of appeal.

Authority:

Rules of Court, rule 8.308

Fourth Holding:

In misdemeanor cases, the notice of appeal under this article must be filed within 30 days after the rendition of the judgment or the making of the order being appealed.

Authority:

Rules of Court, rule 8.393

Fifth Holding:

As used in rule 8.304(a)(1) regarding the filing of a notice of appeal in the superior court in a felony case, “felony case” means any criminal action in which a felony is charged, regardless of the outcome. A felony is “charged” when an information or indictment accusing the defendant of a felony is filed or a complaint accusing the defendant of a felony is certified to the superior court under Penal Code section 859a. A felony case includes an action in which the defendant is charged with: (A) A felony and a misdemeanor or infraction, but is convicted of only the misdemeanor or infraction; (B) A felony, but is convicted of only a lesser offense; or (C) An offense filed as a felony but punishable as either a felony or a misdemeanor, and the offense is thereafter deemed a misdemeanor under Penal Code section 17(b).

Authority:

Rules of Court, rule 8.304(a)(2)

Sixth Holding:

An untimely notice of appeal divests the appellate court of jurisdiction to hear the appeal.

Authority:

In re G.C. (2020) 8 Cal.5th 1119

People v. Mendez (1999) 19 Cal.4th 1084, 1094 [An untimely notice of appeal is wholly ineffectual. The delay cannot be waived, it cannot be cured by nunc pro tunc order, and the appellate court has no power to give relief, but must dismiss the appeal on motion or on its own motion.]

Jurisdiction, Probation Parole PRCS, Sentencing

Case: 000228

Posted on by Gary McCurdy

Error and/or relief

The defendant pleaded no contest to felony reckless evasion of a peace officer in a motor vehicle and misdemeanor driving with a prohibited blood alcohol concentration. The trial court granted probation for a period of three years. More than two years later, the defendant violated his probation, and the court imposed a felony prison term. The court lacked authority to impose a felony sentence because his violation of probation occurred after the first two years of the probationary term. We reverse the judgment and remand for resentencing.

Holding:

AB 1950 amended Penal Code sections 1203a and 1203.1 to restrict the length of most probation terms. (Stats. 2020, ch. 328, secs. 1, 2.) Effective January 1, 2021, misdemeanor probation terms are generally limited to one year and felony probation terms are generally limited to two years (sec.1203.1(a)). Exempt from these limits are offenses that ‘include specific probation lengths within their provisions.

Authority:

PEN 1203a

PEN 1203.1

AB 1950

People v. Saxton (2021) 68 Cal.App.5th 428, 431

Abstracts and Minutes, Jurisdiction, Sentencing

Case: 000147

Posted on by Gary McCurdy

Error and/or relief

The Department of Corrections and Rehabilitation (CDCR) believed the abstract of judgment was ambiguous because the felony complaint had specifically alleged defendant’s offense was committed under circumstances that would have rendered it a violent felony pursuant to section 667.5(c)(21), but it is not clear from the Minute Order or the Abstract whether the allegation was found true.

The trial court responded by amending the abstract of judgment to check the box indicating that the offense for which petitioner was convicted constituted a violent felony and by forwarding a copy of the amended abstract of judgment to CDCR. We conclude the trial court lacked jurisdiction to modify the abstract of judgment in the manner that it did after execution had commenced, requiring vacatur of the amended abstract of judgment and reinstatement of the original abstract.

First Holding:

Where a trial court fails to make a necessary finding on a special allegation and imposes a sentence as if the finding were not true, we presume the omission was deliberate and the trial court’s silence operates as a not true finding. In Candelario, the defendant admitted the truth of a special allegation that he suffered a prior conviction at the time he entered his plea, but the trial court omitted any reference to the allegation in its minute order and abstract of judgment, although the printed form contained a box specifically for such entries.

In evaluating the effect of the omission, our high court explained that admission of the prior offense did not thereby relieve the court of its responsibility to pronounce judgment finding petitioner guilty of the substantive offense with a prior conviction, and to have such judgment entered in the official records of the court. If the record is silent in that regard, in the absence of evidence to the contrary, it may be inferred that the omission was an act of leniency by the trial court. In such circumstances the silence operates as a finding that the prior conviction was not true. Even when the defendant admits the prior conviction, the court is not compelled to make a finding on the charge.

Authority:

In re Candelario (1970) 3 Cal.3d 702

Second Holding:

The failure to check the box in the abstract of judgment form indicating that defendant’s conviction constituted a violent felony may have been erroneous, but under Candelario and other cases, any such error would have been upon judicial error and not an error in the abstract of judgment. Instead, the abstract of judgment appears fully consistent with the trial court’s oral pronouncement of judgment omitting a true finding on the special allegation and imposing a sentence consistent with a conviction for a nonviolent felony.

Authority:

In re Candelario (1970) 3 Cal.3d 702

People v. Hartsell (1973) 34 Cal.App.3d 8, 14-15 [failure to mention prior conviction at the time judgment is pronounced must be interpreted as deliberate act of leniency]

People v. Gutierrez (1993) 14 Cal.App.4th 1425, 1440 [When no words are used and the trier of fact fails to make a finding the effect is the same as a finding of not true]

People v. Burnett (2004) 116 Cal.App.4th 257, 260-261 [On a silent record, the Court of Appeal will presume that the trial court’s failure to impose a statutorily mandated fine was a result of making factual findings in support of a statutory exception to imposition of the fine]

People v. Farias (2023) 92 Cal.App.5th 619, 635-636 [In the absence of any mention of necessary findings under the three strikes law at the time of sentencing or in the abstract of judgment, we treat defendants as if the trial court concluded the strike allegations were not true]

Third Holding:

Given our conclusion that the trial court’s original judgment in 2017 should be interpreted as a conviction for a nonviolent felony, the trial court had no jurisdiction to amend the judgment to add a true finding. As the California Supreme Court has repeatedly explained, under the general common law rule, a trial court is deprived of jurisdiction to resentence a criminal defendant once execution of the sentence has commenced. And a judgment for imprisonment ordinarily is deemed executed when a certified copy of the minute order or abstract of judgment is furnished to the officer whose duty it is to execute the judgment.

Authority:

People v. Karaman (1992) 4 Cal.4th 335, 344

People v. Howard (1997) 16 Cal.4th 1081, 1089

Fourth Holding:

The exceptions to the rule are limited and do not apply here. This was not a clerical error that could be corrected at any time. This was not a request by CDCR for resentencing under section 1172.1 (which would prohibit a sentence greater than the initial sentence). Because the failure to make any finding on the special allegations pursuant to section 667.5 operates as a finding of not true on the allegation, the sentence was not unauthorized, so there is no need to enter the debate on the authority of a court to correct an unauthorized sentence at any time, even when the matter has not vested jurisdiction.

Authority:

People v. Farias (2023) 92 Cal.App.5th 619, 635-636

People v. Codinha (2023) 92 Cal.App.5th 976, 1120 [holding a trial court that imposes an unauthorized sentence retains jurisdiction to correct the sentence at any time the error comes to its attention]

People v. Boyd (2024) 103 Cal.App.5th 56, at pp. 67-68 [disagreeing with Codinha, stating that no cases hold that trial courts can act to correct unauthorized (or unlawful or invalid) sentences outside of some other posture where they independently have jurisdiction to do so]

People v. King (2022) 77 Cal.App.5th 629, at pp. 634-642 [The unauthorized sentence doctrine does not itself create jurisdiction for a trial court to rule on an incarcerated defendant’s motion to correct an alleged illegal sentence]

People v. Singleton (2025) 113 Cal.App.5th 783, 797

Appellate Principles, Jurisdiction

Case 000085

Posted on by Gary McCurdy

Error and/or relief

This habeas petition seeks a belated appeal from a judgment rendered in the superior court. Petitioner demonstrates to this court’s satisfaction that his forthcoming notice of appeal should be deemed timely filed under the constructive filing doctrine.

First Holding:

In response to this court’s request to file an informal response, the Attorney General does not oppose petitioner’s requested relief. Pursuant to the Attorney General’s response, this court may grant relief without further proceedings.

Authority:

People v. Romero (1994) 8 Cal.4th 728, 740, fn. 7

Second Holding:

Habeas relief can determine whether a notice of appeal should be deemed timely constructively filed.

Authority:

In re Benoit (1973) 10 Cal.3d 72

Third Holding:

(Gary note: The “Benoit” process is fairly routine, and the opinion does not discuss it. Except for roughly a 10-year period from 1961-1971 (when the Rules of Court set up a process for a petition for relief from default), there is no such thing in criminal law as a valid “late notice of appeal.” If the notice of appeal is not filed by the deadline, the court has no jurisdiction to proceed with the appeal.

(In Benoit, however, the Supreme Court recognized the difficulties of getting documents filed when the defendant is in custody. It confirmed or adopted the concept that if (a) the defendant is in custody the entire period of time for the filing of a notice of appeal, and (b) during the filing period the defendant takes steps to timely file the notice of appeal or to get someone to file it on his behalf (such as his or her attorney), the court will deem the notice of appeal constructively timely filed. Once it’s deemed to have been filed (albeit constructively) within the filing period, then it is not late, right?

(But both conditions are critical: the defendant must have been in custody the entire period AND the defendant must have taken reasonable efforts before the expiration of the deadline for filing.

(There is also the “prison delivery” rule, which treats the notice of appeal has having been filed timely if–prior to the expiration of the filing period–the inmate delivers the notice of appeal to the custodial official. I have listed the additional authorities below, though they were not part of the unpublished opinion. If you are faced with a similar problem, I suggest you read Benoit, Jordan, and Silverbrand, because they go into depth on the history and development of constructive filing and the prison delivery rule.)

Authority:

In re Benoit (1973) 10 Cal.3d 72 [incarcerated defendant timely requests the attorney to file the notice of appeal but the attorney does not]

In re Jordan (1992) 4 Cal.4th 116 [articulately the “prison delivery rule,” something that Benoit also discussed]

Silverbrand v. County of Los Angeles (2009) 46 Cal.4th 106 [extending the prison delivery rule to incarcerated defendants needing to appeal in civil cases]

Houston v. Lack (1988) 487 U.S. 266, 271 [holding that a self-represented prisoner’s appeal from the denial of a petition for writ of habeas corpus—a civil proceeding—was timely filed when delivered by the petitioner to prison authorities within the applicable 30-day period]

Rules of Court, rule 8.25(b)(5) [If the clerk receives a document by mail from an inmate or a patient in a custodial institution after the period for filing the document has expired but the envelope shows that the document was mailed or delivered to custodial officials for mailing within the period for filing the document, the document is deemed timely. The clerk must retain in the case file the envelope in which the document was received.]

Fourth Holding:

[GARY NOTE: In felony cases, the notice must be filed within 60 days.]

Authority:

Rules of Court, rule 8.308

Fifth Holding:

[GARY NOTE: In misdemeanor appeals, the notice must be filed within 30 days.]

Authority:

Rules of Court, rule 8.393

Sixth Holding:

[GARY NOTE: An untimely notice of appeal divests the appellate court of jurisdiction to hear the appeal. I’ve listed authority below.]

Authority:

In re G.C. (2020) 8 Cal.5th 1119

People v. Mendez (1999) 19 Cal.4th 1084, 1094 [An untimely notice of appeal is wholly ineffectual. The delay cannot be waived, it cannot be cured by nunc pro tunc order, and the appellate court has no power to give relief, but must dismiss the appeal on motion or on its own motion.]