Case: 000340

Error and/or relief

The defendant was committed to the Department of State Hospitals nearly 50 years ago after being found not guilty by reason of insanity of robbery and assault. He challenges the order recommitting him for two years. The record fails to establish that he knowingly and voluntarily waived his rights to a jury trial and we therefore reverse.

First Holding:

Where a criminal defendant has been found to have been insane at the time the offense was committed, unless it appears to the trial court that the sanity of the defendant has been recovered fully, the court may order the defendant committed to the Department of State Hospitals (DSH) or any other appropriate facility for care and treatment. The commitment order must specify the maximum term of commitment, which is defined as the longest term of imprisonment which could have been imposed for the offense of which the person was convicted.

Authority:

PEN 1026(a)

People v. K.P. (2018) 30 Cal.App.5th 331, 338

Second Holding:

A person committed to DSH who completes the maximum term of commitment must be released unless, prior to the expiration of that term, the prosecution files a petition seeking to extend the commitment by two years and demonstrates that the person, by reason of a mental disease, defect, or disorder represents a substantial danger of physical harm to others. Upon the filing of such a petition, the person is entitled to a jury trial, unless that right is waived by both the person and the prosecuting attorney.

To proceed with a bench trial instead of a jury trial in a recommitment proceeding, the trial court must obtain a personal waiver of that right from the defendant unless the court finds substantial evidence that the defendant lacks the capacity to make a knowing and voluntary waiver, in which case defense counsel controls the waiver decision. Here, neither party contends that the defendant lacked the capacity to knowingly and voluntarily waive his right to a jury, so the only question before us is whether he personally waived it.

Authority:

PEN 1026.5(b)

People v. Superior Court (Frezier) (2020) 54 Cal.App.5th 652, 661–662

People v. Tran (2015) 61 Cal.4th 1160, 1163

Third Holding:

We uphold a jury-trial waiver only if the record affirmatively shows that it is voluntary and intelligent under the totality of the circumstances. We do not start with a presumption of validity that may only be rebutted by signs of a defendant’s confusion or unwillingness in entering a waiver. Instead, a reviewing court satisfies itself of a legitimate waiver only when the record affirmatively demonstrates it was knowing and intelligent.

The denial of a defendant’s right to a jury trial in a recommitment proceeding, including through the acceptance of an invalid jury trial waiver is not susceptible to ordinary harmless error analysis and automatically requires reversal.

We cannot be certain on this record that the court and the defendant were ever, in the court’s words, on the same page regarding his desire to waive his right to a jury trial. And because we cannot be confident that the defendant actually waived the right, we do not ascribe much significance to his final indication that he did not have any questions about waiving the right. Under the totality of the circumstances, the record does not affirmatively demonstrate that the defendant knowingly and voluntarily waived his right to a jury.

As a result, the order extending his commitment to DSH cannot stand.

Authority:

People v. Daniels (2017) 3 Cal.5th 961, 991

People v. Tran (2015) 61 Cal.4th 1160, 1169