Tag Archives: Sentencing

Duty of the court, Jury trial, Pleading, Sentencing, Sixth Amendment, Standard of review

Case: 000263

Posted on by Gary McCurdy

Error and/or relief

The trial court erred in not holding a hearing under Marsden when the defendant attempted to have substitute counsel. The trial court erred in imposing the upper term based on its own conclusion that the defendant’s prior convictions that are numerous and of increasing seriousness. The matter is remanded for the trial court to hold a proper Marsden hearing. If the court grants the motion, the court must appoint new counsel to represent her and conduct a new trial. If the court denies the motion, the court is to reinstate the convictions. The judgment is reversed, and the trial court is directed to give the People an opportunity to prove applicable aggravating circumstances beyond a reasonable doubt to a jury (or the court, if if the defendant waives her right to a jury trial on aggravating circumstances) and to resentence the defendant.

First Holding:

When a defendant seeks to discharge his appointed counsel and substitute another attorney, and asserts inadequate representation, the trial court must permit the defendant to explain the basis of his contention and to relate specific instances of the attorney’s inadequate performance. Once the defendant clearly indicates to the trial court a request for the discharge and replacement of appointed counsel, the court must hold a hearing to allow the defendant to explain the basis for the request. A proper and formal’ Marsden motion is not required—the defendant need only clearly indicate to the trial court ‘in some manner’ that he or she is requesting the discharge and replacement of appointed counsel.

Authority:

People v. Johnson (2018) 6 Cal.5th 541, 572

People v. Wilson (2023) 14 Cal.5th 839, 863-864

People v. Armijo (2017) 10 Cal.App.5th 1171, 1179

People v. Marsden (1970) 2 Cal.3d 118

Second Holding:

The trial court erred in not holding a Marsden hearing when the defendant said she wanted to fire her court-appointed attorney. While stating a desire to fire one’s court-appointed attorney, without more, may not be sufficient to require a Marsden hearing, the trial court interrupted the defendant after she said “I feel like” and did not allow her to say more. And though the defendant never said she wanted to replace her current attorney with a different court-appointed attorney, that’s because, when the defendant began to explain why she did not want her current attorney to represent her, the court did not give her the chance to state her reasons.

Authority:

People v. Sanchez (2011) 53 Cal.4th 80, 90 [if at any time during criminal proceedings, a defendant requests substitute counsel, the trial court is obligated, pursuant to Marsden, to give the defendant an opportunity to state any grounds for dissatisfaction with the current appointed attorney]

People v. Chavez (1980) 26 Cal.3d 334, 346 [refusal by the trial court to afford a defendant an opportunity to set forth the reasons underlying his request for the substitution of appointed counsel constitutes an abuse of discretion]

Third Holding:

The trial court’s concern that the defendant’s request during jury selection was a delay tactic was legitimate, but it did not justify refusing to hold a Marsden hearing that would allow the court to hear her reasons and weigh them against the effects of delaying the trial.

Authority:

People v. Williams (2021) 61 Cal.App.5th 627, 652 [delay in resolving a Marsden motion is a significant factor that the court is obligated to consider in evaluating the timeliness of the defendant’s request to substitute counsel]

Fourth Holding:

The court also erred in ruling that the defendant’s only choices were to retain an attorney or represent herself. Those were not her only two choices. She also had the right to make a showing under Marsden, if she could, she was entitled to substitute counsel.

Authority:

People v. Johnson (2018) 6 Cal.5th 541, 573 [defendant may request substitute counsel at any time during criminal proceedings]

People v. Sanchez (2011) 53 Cal.4th 80, 90 [same]

Fifth Holding:

The standard for prejudice regarding a denied Marsden motion is under Chapman. Under the Chapman harmless error standard, the burden is on the People, not the defendant, to demonstrate that the violation of the defendant’s federal constitutional right was harmless beyond a reasonable doubt.

Authority:

People v. Loya (2016) 1 Cal.App.5th 932, 945

People v. Taylor (2010) 48 Cal.4th 574, 601

People v. Cutting (2019) 42 Cal.App.5th 344, 349

Chapman v. California (1967) 386 U.S. 18

Sixth Holding:

The court imposed the upper term based on the court’s finding that the defendant’s prior convictions and adjudications were numerous and of increasing seriousness. The court may impose a sentence exceeding the middle term only when there are circumstances in aggravation of the crime that justify the imposition of a term of imprisonment exceeding the middle term and the facts underlying those circumstances have been stipulated to by the defendant or have been found true beyond a reasonable doubt at trial by the jury or by the judge in a court trial. the aggravating circumstance the trial court relied on here in imposing the upper term, increasing seriousness of the defendant’s prior convictions, was not found true beyond a reasonable doubt by a jury (or by the court after a jury trial waiver).

Authority:

PEN 1170

People v. Wiley (2025) 17 Cal.5th 1069, 1078

People v. Lynch (2024) 16 Cal.5th 730, 742

Seventh Holding:

Such an error is prejudicial unless an appellate court can conclude beyond a reasonable doubt that a jury would have found true all of the aggravating facts relied upon by the trial court to justify an upper term sentence, or that those facts were otherwise proved true in compliance with the current statutory requirements. If the reviewing court cannot so determine, applying the Chapman standard of review, the defendant is entitled to a remand for resentencing.

Here, the court relied on only one aggravating circumstance: prior convictions that are numerous and of increasing seriousness. Determining whether that allegation is true, however, requires a comparison and evaluation of the relationship among a defendant’s prior convictions, and a determination as to their relative seriousness. As a result, it involves something more than a narrow factual finding that the convictions were sustained and what elements were required to prove them. While the evidence may have been sufficient to support a finding of increasing seriousness, a rational juror could have reached the opposite conclusion based on the totality of the defendant’s criminal conduct and the applicable sentences for those transgressions. Because a rational juror could find the defendant’s convictions were not of increasing seriousness, the error is not harmless under Chapman.

Authority:

AD

People v. Lynch (2024) 16 Cal.5th 730, 768

People v. Wiley (2025) 17 Cal.5th 1069, 1090

Chapman v. California (1967) 386 U.S. 18

Amelioration, Discretion, Sentencing, Standard of review

Case: 000261

Posted on by Gary McCurdy

Error and/or relief

At the defendant’s hearing under section 1172.75, the court abused its discretion when it declined to dismiss the prior serious felony conviction enhancements as to each count. Pursuant to section 1465.9, we vacate the balance of the restitution fine.

First Holding:

Section 1385 provides that, notwithstanding any other law, the court shall dismiss an enhancement if it is in the furtherance of justice to do so. It requires that a sentencing court give great weight to evidence offered by the defendant to prove that any of the nine mitigating circumstances in subparagraphs (A) to (I) are present. One or more mitigating circumstances weighs greatly in favor of dismissing the enhancement. The statute provides an exception when the court finds that dismissal of the enhancement would endanger public safety. “Endanger public safety” means there is a likelihood that the dismissal of the enhancement would result in physical injury or other serious danger to others.

Authority:

PEN 1385

Second Holding:

When a trial court finds that dismissal of an enhancement would endanger public safety, it must not exclusively consider whether the defendant currently poses a danger to the public. Although the current dangerousness of the petitioner is an appropriate factor to consider, as it will have some bearing on whether dismissing the enhancement would endanger the public, a crucial part of the inquiry is how the dismissal of the enhancement will impact the length of the defendant’s sentence. A currently dangerous defendant who will be released from prison within a short timeframe not necessarily the same as a currently dangerous defendant who has no prospect of release from prison until he is elderly. A trial court would find the former to pose a greater danger than the latter.

Authority:

People v. Gonzalez (2024) 103 Cal.App.5th 215, 228

Third Holding:

Absent a finding that dismissal would endanger public safety, a court retains the discretion to impose or dismiss enhancements provided that it assigns significant value to the enumerated mitigating circumstances when they are present. Stated simply, if the court does not conclude that dismissal would endanger public safety, then mitigating circumstances strongly favor dismissing the enhancement. But ultimately, the court must determine whether dismissal is in the furtherance of justice.

Authority:

People v. Walker (2024) 16 Cal.5th 1024, 1029, 1036

Fourth Holding:

We review a trial court’s decision not to strike sentencing enhancements under section 1385 for abuse of discretion. We must not disturb an exercise of discretion on appeal except on a showing that the court exercised its discretion in an arbitrary, capricious or patently absurd manner that resulted in a manifest miscarriage of justice. A court abuses its discretion if it bases its decision on impermissible factors or on an incorrect legal standard.

Authority:

People v. Mendoza (2023) 88 Cal.App.5th 287, 298

People v. Gonzalez (2024) 103 Cal.App.5th 215, 225

Fifth Holding:

During the resentencing hearing, the prosecutor argued that the superior court should not reduce the sentence beyond striking the prior prison term enhancement because the defendant posed a threat to public safety based on the underlying facts of the case. In response, defense counsel urged the court not to focus on his current risk to public safety. She reasoned that the defendant would still have to serve three consecutive life sentences even if the court struck the prior serious felony conviction enhancements.

The court’s discussion of the underlying offenses and the defendant’s prior convictions does not suggest a forward-looking inquiry. Instead, the court relied on past conduct to determine the defendant’s present dangerousness. The court applied a legal standard that was not consistent with Gonzalez. The record does not demonstrate that the superior court considered whether the defendant would endanger public safety if the enhancements were stricken and he was still subject to the indeterminate term. We conclude that the superior court abused its discretion by failing to consider his future dangerousness if the enhancements were stricken within the context of his indeterminate sentence.

Authority:

People v. Gonzalez (2024) 103 Cal.App.5th 215, 228

Sixth Holding:

The Attorney General argues that we should presume that the superior court correctly applied the law and conducted a forward-thinking inquiry as to the defendant’s dangerousness. But the superior court did not have the benefit of Gonzalez on the date of resentencing. We cannot presume the trial court knew a standard that did not yet exist.

Authority:

People v. Brugman (2021) 62 Cal.App.5th 608, 637

People v. Chambers (1982) 136 Cal.App.3d 444, 457 [presumption does not apply when the sentencing law is not yet established]

People v. Jones (2022) 86 Cal.App.5th 1076, 1092

Pleading, Sentencing, Sixth Amendment, Standard of review

Case: 000259

Posted on by Gary McCurdy

Error and/or relief

The matter is remanded for a full resentencing hearing because the trial court unconstitutionally relied upon its own factfinding to impose the upper term on defendant’s conviction, and the error is not harmless beyond a reasonable doubt.

First Holding:

On January 1, 2022, the Legislature amended section 1170 to provide that the trial court shall, in its discretion impose a sentence not to exceed the middle term except in the following circumstance: The court may impose a sentence exceeding the middle term only when there are circumstances in aggravation of the crime that justify the imposition of’ an upper term sentence, and the facts underlying those circumstances have been stipulated to by the defendant or have been found true beyond a reasonable doubt at trial by the jury or by the judge in a court trial. Notwithstanding these provisions, the court may consider the defendant’s prior convictions in determining sentencing based on a certified record of conviction without submitting the prior convictions to a jury.

Authority:

People v. Lynch (2024) 16 Cal.5th 730, 748

Second Holding:

The trial court’s factfinding role as to a defendant’s prior convictions is specifically exempted from the Sixth Amendment jury trial right. However, any fact, beyond the bare fact of a prior conviction, that exposes a defendant to harsher punishment, must be found by a jury beyond a reasonable doubt, unless the defendant stipulates to its truth or waives a jury trial. For example, a defendant is entitled to have a jury determine whether his prior convictions were of increasing seriousness and whether he had performed unsatisfactorily on probation, before the court could rely on those aggravating facts to find justification for an upper term sentence.

Authority:

People v. Lynch (2024) 16 Cal.5th 730, 767

People v. Wiley (2025) 17 Cal.5th 1069, 1084-1085

Third Holding:

A court’s determination that a defendant has suffered prior criminal convictions on separate occasions, that the offenses were close in time, and that they were similar or intertwined in purpose and character runs afoul of constitutional proscriptions and must be resolved by a unanimous jury beyond a reasonable doubt.

Authority:

People v. Wiley (2025) 17 Cal.5th 1069, 1082-1083 [Error for court to impose additional time based on its qualitative assessment of the offenses time, location, character, and purpose]

Erlinger v. United States (2024) 602 U.S. 821

Fourth Holding:

When a defendant is deprived of a jury trial on aggravating facts used to justify imposition of an upper term sentence, the reviewing court must apply the Chapman standard of review. Under that standard, a sentence imposed under section 1170(b) must be reversed and remanded unless the reviewing court concludes beyond a reasonable doubt that a jury, applying that same standard, would have found true all of the aggravating facts upon which the court relied to conclude the upper term was justified, or that those facts were otherwise proved true in compliance with the current statute. Lack of a jury trial is not harmless under Chapman if the record contains evidence that could rationally lead to a contrary finding with respect to the aggravating fact at issue.

Authority:

People v. Wiley (2025) 17 Cal.5th 1069, 1086 [error not harmless where a rational jury could have concluded that the People failed to prove beyond a reasonable doubt that the defendant’s convictions were of increasing seriousness]

People v. Lynch (2024) 16 Cal.5th 730,742-743, 760-761, 768, 775 [We may find the omission harmless if we can conclude beyond a reasonable doubt ‘that the omitted fact was uncontested and supported by overwhelming evidence]

Chapman v. California (1967) 386 U.S. 18

Abstracts and Minutes, Fines and fees, Sentencing

Case: 000258

Posted on by Gary McCurdy

Error and/or relief

The trial court’s minutes reflect the waiver of fees that the court ordered waived. The abstract of judgment, however, imposes the court security fee and the criminal conviction assessment as financial obligations against defendant. It is clear in this case that the abstract of judgment does not reflect the oral pronouncement of judgment as to the court security fee and the criminal conviction assessment. The abstract of judgment must be corrected accordingly.

Holding:

Where there is a discrepancy between the oral pronouncement of judgment and the abstract of judgment, the oral pronouncement controls.

Authority:

People v. Zackery (2007) 147 Cal.App.4th 380, 385

Abstracts and Minutes, Elements of crime, Sentencing

Case: 000257

Posted on by Gary McCurdy

Error and/or relief

A jury found the defendant guilty of one count of murder, two counts of being a felon in possession of a firearm, and one count of being a felon in possession of ammunition. The trial court sentenced him on each count of conviction and did not stay the sentence on any count. The court improperly sentenced him on two counts of being a felon in possession of a firearm when he had only committed a single violation of that crime. The court erred when it sentenced him for being both a felon in possession of a firearm and a felon in possession of ammunition. We vacate defendant’s conviction on one count of being a felon in possession of a firearm and stay his sentence for being a felon in possession of ammunition. The abstract of judgment incorrectly marks trhe determinate term on count 2 as “M” for middle term rather than “H” to reflect the high term that was actually imposed, and must be corrected.

First Holding:

Possession of a firearm by a felon is a continuing offense. In the case of continuing offenses, only one violation occurs even though the proscribed conduct may extend over an indefinite period. The crime of possession of a firearm by a felon continues for as long as the possession of the firearm continues and is not completed until the possession has ceased. Therefore, where there is no evidence that the defendant relinquished his possession of a firearm, or that his possession was interrupted for a time, he can be convicted of only one count of that offense. The defendant possessed the same firearm on both dates charged in the information. The People did not present any evidence to show that the defendant ceased his possession of that firearm at any time between the murder and the arrest. We therefore vacate defendant’s conviction on count 4.

Authority:

People v. Mason (2014) 232 Cal.App.4th 355, 365, 366-367

Wright v. Superior Court (1997) 15 Cal.4th 521, 525, fn. 1

People v. Warren (1940) 16 Cal.2d 103, 112

Second Holding:

Section 654 provides that an act or omission that is punishable in different ways by different provisions of law may be punished under either of such provisions, but in no case shall the act or omission be punished under more than one provision. The statute bars multiple punishment for separate offenses arising out of a single occurrence when all of the offenses were incident to one objective. It prohibits punishment for both unlawful possession of a firearm and unlawful possession of ammunition when the only ammunition at issue was either found inside or fired from the firearm.

Authority:

People v. Cowan (2010) 50 Cal.4th 401, 498

People v. Broadbent (2020) 47 Cal.App.5th 917, 922–923

People v. Sok (2010) 181 Cal.App.4th 88, 100

People v. Lopez (2004) 119 Cal.App.4th 132, 138

Third Holding:

Where multiple punishments have been improperly imposed, the proper procedure is for the reviewing court to modify the sentence to stay imposition of the lesser term. Here, the trial court should have stayed the punishment on count 3, the lesser term. We will therefore modify the judgment to stay the sentence on that count.

Authority:

People v. Spirlin (2000) 81 Cal.App.4th 119, 131

People v. Broadbent (2020) 47 Cal.App.5th 917, 922–923

People v. Sok (2010) 181 Cal.App.4th 88, 100

People v. Lopez (2004) 119 Cal.App.4th 132, 138

Fourth Holding:

The abstract of judgment for the determinate term on count 2 be modified to reflect that the defendant was sentenced to the high term (“H”), rather than the mid-term (“M”).

Authority:

People v. Mitchell (2001) 26 Cal.4th 181, 187

Sentencing

Case: 000256

Posted on by Gary McCurdy

Error and/or relief

After a jury convicted the defendant of one count of kidnapping to commit a sex offense and five counts of forcible rape, he was sentenced to 25-years-to-life on one of the forcible rape counts, plus concurrent life terms on the remaining counts. The trial court also dismissed all fines and fees, although the abstract of judgment shows imposition of two $200 restitution fines. The sentence on the kidnapping to commit a sex offense count should be stayed because that count and the forcible rape count constituted a single criminal act. The court must correct the abstract of judgment to reflect that no restitution fines were imposed.

First Holding:

Section 209(d) provides that a person may be charged with a violation of section 209(b) and section 667.61, but that a person may not be punished under section 209(b) and section 667.61 for the same act that constitutes a violation of both section 209(b) and section 667.61.

Authority:

PEN 209(d)

People v. Adams (2018) 28 Cal.App.5th 170

Second Holding:

Here, the defendant kidnapped the victim to commit a sex offense, and this act formed the basis for his convictions. Additionally, because the victim was not released until after she was dropped off near her relative’s house, there was only one kidnapping offense. Thus, there was a single common act, and the punishment on count 1 (kidnapping to commit a sex offense) must be stayed.

Authority:

People v. Thomas (1994) 26 Cal.App.4th 1328, 1334 [The forcible detention of a victim is an element of kidnaping and as long as the detention continues, the crime continues]

Third Holding:

At the sentencing hearing the trial court expressly dismissed all fines and fees in the interest of justice. The abstract of judgment, however, reflects the imposition of a restitution fine in the amount of $200 under section 1202.4(b) and a suspended parole revocation restitution fine of $200 under section 1202.45. Where there is a discrepancy between the oral pronouncement of judgment and the minute order or the abstract of judgment, the oral pronouncement controls. If the clerk includes fines in the court’s minutes or the abstract of judgment that were not part of the oral pronouncement of sentence, those fines must be stricken from the minutes and the abstract of judgment.

Authority:

People v. Zackery (2007) 147 Cal.App.4th 380, 385

People v. El (2021) 65 Cal.App.5th 963, 967

Fourth Holding:

Respondent argues the restitution fines are mandatory, and the trial court must impose them unless it finds compelling and extraordinary reasons for not doing so and states those reasons on the record. Respondent notes the trial court did not provide any compelling or extraordinary reasons on the record, and the only referenced reason was defendant’s inability to pay, which is not a compelling and extraordinary reason to not impose a restitution fine. Respondent requests we correct the abstract to impose the minimum restitution fines, or remand the matter to the court for the limited purpose of either imposing the fines or stating extraordinary and compelling reasons for not imposing the fines. We decline to do so. Because the district attorney failed to object to the court’s omission of a statement of extraordinary and compelling reasons, the waiver doctrine bars the People from obtaining the relief they seek on appeal. Thus, respondent cannot challenge the court’s failure to impose restitution fines in this appeal.

Authority:

PEN 1204.2

People v. Tillman (2000) 22 Cal.4th 300, 302

Amelioration, Sentencing

Case: 000255

Posted on by Gary McCurdy

Error and/or relief

On resentencing under section 1172.75, the court erred in not applying the ameliorative provisions of the Three Strikes Reform Act of 2012.

First Holding:

PEN 1172.75

Authority:

Under the Three Strikes Reform Act of 2012, a defendant with two or more strikes will be sentenced to a doubled term rather than to a life term (that carried a minimum of 25 years or longer, depending on the offense) that was required for a third strike (regardless of the nature of the new felony) under the original Three Strikes law, unless the new offense is a serious felony, as defined. [There are some exceptions to the Reform Act not applicable here, essentially related to large quantities of drugs, sex offenses, use of or armed with firearms or other deadly weapons, or the intent to cause great bodily injury, or if the prior convictions were of the sort enumerated as disqualifying.]

Second Holding:

PEN 1170.12

PEN 667(e)

PEN 1170.126

Authority:

ADD AUTHORITIES HERE

Third Holding:

In Guevara, the Supreme Court held that, as a matter of constitutional avoidance, section 1172.75 incorporates section 1170.126’s discretionary public safety override as a condition for nonserious, nonviolent third strike offenders to obtain resentencing under the revised penalty provisions of the Reform Act. It remanded to the Court of Appeal with instructions to remand the case to the superior court to determine whether sentencing that defendant (Guevara) under the revised penalty provisions of the Reform Act would pose an unreasonable risk of danger to public safety. If it so determined, the superior court was to reimpose the indeterminate term. If the superior court did not determine that resentencing Guevara would pose an unreasonable risk of danger to public safety, and Guevara was otherwise eligible under the Reform Act, the court shall resentence him pursuant to the revised penalty provisions of the Reform Act.

[GARY NOTE: The Guevara court did not limit the determination of public safety risk to the definition subsequently enacted in conjunction with Proposition 47, which did define it in section 1170.18. The standard to be applied was the pre-Proposition 47 definition that had traditionally been applied under the Three Strikes Reform Act. That was necessary for the two sets of provisions to be constitutionally reconciled. This aspect was not mentioned in the unpublished opinion summarized here.]

Authority:

People v. Superior Court (Guevara) 18 Cal.5th 838, 878

Sentencing, Standard of review

Case: 000254

Posted on by Gary McCurdy

Error and/or relief

Penal Code section 654 prohibits punishment for both the murder and the burglary during which it occurred. In addition, the defendant is entitled to one more day credit for time served.

First Holding:

Section 654 provides in relevant part that an act or omission that is punishable in different ways by different provisions of law may be punished under either of such provisions, but in no case shall the act or omission be punished under more than one provision. It bars the imposition of multiple sentences for a single act or omission, even though the act or omission may violate more than one provision of the Penal Code. It has long been interpreted to preclude multiple punishments not only for a single act that violates more than one statute, but for an indivisible course of conduct. If all of the offenses were merely incident to, or were the means of accomplishing or facilitating one objective, defendant may be found to have harbored a single intent and therefore may be punished only once.

Authority:

People v. Dowdell (2014) 227 Cal.App.4th 1388, 1413

People v. Mejia (2017) 9 Cal.App.5th 1036, 1042–1043

Second Holding:

On appeal, we review factual determinations under the deferential substantial evidence test, viewing the evidence in the light most favorable to the People. We review de novo the legal question of whether section 654 applies.

Authority:

People v. Valli (2010) 187 Cal.App.4th 786, 794

Third Holding:

Burglary consists of entry into a house with the intent to commit a felony. Thus, ordinarily, if the defendant commits both burglary and the underlying intended felony, section 654 will permit punishment for one or the other but not for both. Here, the record reflects that the intent and objective of both the burglary and the murder were the same, and this was the prosecution’s theory of the case at trial. Accordingly, in light of the evidence introduced at trial, the jury instruction on burglary, and the prosecutor’s argument, substantial evidence does not support the trial court’s order to sentence defendant consecutively on these counts. Rather, one of the sentences on counts 1 or 2 should be stayed pursuant to section 654. And, because section 654 provides the court with discretion with regard to which sentence will be stayed, remand is necessary for the court to exercise its discretion in modifying defendant’s sentence.

[GARY NOTE: Don’t ignore the importance of this last statement. While it may be hard to imagine a case in which a judge would sentence on the burglary and stay the sentence for the murder, the judge does have that discretion under section 654. You may have a case where your client may be more sympathetic and the crimes not so divergent in their relative seriousness. It is not inconceivable that you could persuade a judge to impose and execute sentence on the lesser evil committed by your client, staying execution of the sentence on the more serious offense.]

Authority:

People v. Centers (1999) 73 Cal.App.4th 84, 98

People v. Islas (2012) 210 Cal.App.4th 116, 130 [When a defendant is convicted of burglary and the intended felony underlying the burglary, section 654 prohibits punishment for both crimes]

Fourth Holding:

Defendant was entitled to one additional day of presentence custody credit because the court failed to include the day of his arrest.

Authority:

PEN 2900.5


People v. Taylor (2004) 119 Cal.App.4th 628, 647


People v. Valdes (2020) 53 Cal.App.5th 953, 955 [the day of arrest counts as a custody credit day]

Sentencing, Sixth Amendment, Standard of review

Case: 000252

Posted on by Gary McCurdy

Error and/or relief

The trial court violated the defendant’s right to a jury trial by imposing the upper term without an express waiver of his right to a jury trial on the aggravating factors. The trial court’s finding that the defendant had consistently violated the law is a decision that goes beyond the bare fact of the prior conviction and its elements and therefore exceeds the scope of the statutory exception to the jury trial right for prior conviction that appears in section 1170(b)(3). Absent a waiver the defendant was entitled to a jury trial on the aggravating factors. The error was not harmless beyond a reasonable doubt.

First Holding:

We review questions about whether a defendant’s constitutional rights were violated de novo. If we determine that a defendant’s right to a jury trial has been violated, we apply the harmless error standard in Chapman. Under the Chapman standard, we must reverse and remand a sentence imposed under section 1170(b) unless we conclude beyond a reasonable doubt that a jury would have found true all of the aggravating facts relied upon by the court to justify an upper term sentence, or that those facts were otherwise proved true in compliance with the current statute.

Authority:

People v. Palmer (2020) 49 Cal.App.5th 268, 280

People v. Lynch (2024) 16 Cal.5th 730, 768

Chapman v. California (1967) 386 U.S. 18

Second Holding:

In 2022, the Legislature amended section 1170, subdivision (b) to limit a trial court’s discretion to impose the upper term of a sentencing triad. Under the current version of the statute, trial courts may impose a sentence that exceeds the middle term only when there are circumstances in aggravation of the crime that justify the imposition of a term of imprisonment exceeding the middle term and the facts underlying those circumstances have been stipulated to by the defendant or have been found true beyond a reasonable doubt at trial by the jury or by the judge in a court trial. However, the court may consider the defendant’s prior convictions in determining sentencing based on a certified record of conviction without submitting the prior convictions to a jury.

Authority:

PEN 1170

People v. Lynch (2024) 16 Cal.5th 730, 773

Third Holding:

In Erlinger, the United States Supreme Court clarified that the court in Almendarez-Torres v. United States permitted a judge to undertake the job of finding the fact of a prior conviction—and that job alone. The question before the Erlinger court was whether a judge may decide that a defendant’s past offenses were committed on separate occasions or whether the Fifth and Sixth Amendments required a jury to make that determination beyond a reasonable doubt. In holding that Erlinger was entitled to a jury determination on the issue, the court stated that deciding whether those past offenses occurred on three or more different occasions is a fact-laden task, and judges may not assume the jury’s factfinding function for themselves.

Authority:

Erlinger v. United States (2024) 602 U.S. 821, 825, 834, 837

Almendarez-Torres v. United States (1998) 523 U.S. 224

Fourth Holding:

The California Supreme Court confirmed that virtually any fact that increases a defendant’s exposure to punishment must be submitted to a jury and found unanimously beyond a reasonable doubt. Unless the defendant waives the right to a jury trial or stipulates that the aggravating factors are true, the People must prove to a jury the facts relied on to justify an upper term sentence beyond a reasonable doubt. This jury trial guarantee retains its vitality even if the inquiry is straightforward.

Authority:

People v. Lynch (2024) 16 Cal.5th 730, 761-762

People v. Wiley (2025) 17 Cal.5th 1069, 1086

Fifth Holding:

The Wiley court held that an inquiry of whether a defendant’s prior convictions are of increasing seriousness requires a comparison and evaluation of the relationship among a defendant’s prior convictions, and a determination as to their relative seriousness. As a result, it involves something more than a narrow factual finding that the convictions were sustained and what elements were required to prove them. A defendant is entitled to a jury determination on all aggravating facts, other than the bare fact of a prior conviction and its elements, that expose the defendant to imposition of a sentence more serious than the statutorily provided midterm. The was entitled to have a jury determine whether his prior convictions were of increasing seriousness and whether he had performed unsatisfactorily on probation before the court could rely on those aggravating facts to find justification for an upper term sentence.

Authority:

People v. Wiley (2025) 17 Cal.5th 1069,1082, 1085

Sixth Holding:

Based on our review of the defendant’s prior record—including his CLETS certified rap sheet, certified records of his convictions, and the probation officer’s report—the sentences imposed for his conviction, the age of his felony convictions, and the nature of his recent offenses could lead a jury to conclude that the defendant’s convictions were not of increasing seriousness. On this record, we cannot conclude beyond a reasonable doubt that a properly instructed jury would have found these aggravating factors true. Because it is possible a jury could reach the opposite conclusion on one of the aggravating factors the court may have relied on to impose the upper term, the omission of the defendant’s right to a jury trial on the aggravating factors was not harmless beyond a reasonable doubt. We, therefore, reverse his sentence and remand for a trial on the aggravating factors.

Authority:

People v. Wiley (2025) 17 Cal.5th 1069, 1090

 

Amelioration, Sentencing, Sixth Amendment

Case: 000250

Posted on by Gary McCurdy

Error and/or relief

The trial court prejudicially erred at sentencing when it relied on aggravating circumstances to increase the defendant’s punishment without obtaining a waiver of his right to a jury trial on those circumstances.

First Holding:

The trial court erred by sentencing the defendant to an upper term absent the defendant’s (a) stipulation to the aggravating facts the trial court relied on or (b) waiving a jury trial on those aggravating facts.

Authority:

PEN 1170

People v. Wiley (2025) 17 Cal.5th 1069, 1076 [criminal defendants are entitled to a jury trial on all aggravating facts, other than the bare fact of a prior conviction and its elements, that expose them to imposition of a sentence more serious than the statutorily provided middle term]

Second Holding:

We cannot conclude beyond a reasonable doubt that a jury would have found true the facts underlying the aggravating circumstance that the defendant’s prior convictions as an adult are numerous. This aggravating circumstance rests on a somewhat vague and subjective standard, which makes it difficult to conclude with confidence that, had the issue been submitted to the jury, the jury would have assessed the facts in the same manner as did the trial court.

For example, we cannot confidently say where the jury would have drawn the line for numerous, how the jury would have weighed felonies or misdemeanors, or how the jury might have considered the passage of time and discounted older convictions. We are also mindful that we cannot necessarily assume that the record reflects all of the evidence that would have been presented had aggravating circumstances been submitted to the jury. For example, had the defense told the jury more details about the offenses, the jury could have been more likely to count convictions as minor and thus less likely to add up to the numerous standard. Having determined that the facts underlying one aggravating circumstance do not meet the standard for harmless error, we must vacate the defendant’s sentence and remand for resentencing.

Authority:

PEN 1170

People v. Sandoval (2007) 41 Cal.4th 825, 840

People v. Wiley (2025) 17 Cal.5th 1069, 1091

Due process, Sentencing

Case: 000248

Posted on by Gary McCurdy

Error and/or relief

Error and/or relief:
At the resentencing hearing ordered as result of a the prior appeal, the trial court erred by resentencing the defendant without his personal presence, failing to conduct a full resentencing, and miscalculating his credits for time served.

[Gary note: the opinion indicates that the abstract following the remand was incorrect, that an amended abstract filed thereafter was incorrect in other respects, and a new amended abstract contained several errors–including in the minute order that the defendant had waived his presence, yet there was nothing in the reporter’s transcripts to indicate he had waived his presence. I reiterate a comment I made in an earlier post: Counsel really should examine the abstracts of judgment carefully, whether the defendant was the client at the trial level or at the appellate level.]

First Holding:

A defendant has a constitutional right to be present at all critical stages of the criminal prosecution, i.e., all stages of the trial where his absence might frustrate the fairness of the proceedings. The defendant’s right to be present includes at a resentencing hearing.

Authority:

People v. Rodriguez (1998) 17 Cal.4th 253, 260 [right to presence following remand to consider dismissing strike]

People v. Cutting (2019) 42 Cal.App.5th 344, 348

Second Holding:

Section 977 requires that a felony defendant shall be physically present at the time of the imposition of sentence. It allows a defendant to waive their physical presence only for other proceedings.

Authority:

PEN 977(b)(1)

Third Holding:

Notwithstanding section 977, waiver of personal appearance at felony sentencing is permitted by section 1193 if the defendant, in open court and on the record or in a notarized writing, requests that judgment be pronounced against the defendant in his or her absence. This provision applies to resentencing following an appellate court remand. But the defendant did not waive his right to be present at sentencing in open court or by a notarized writing. Accordingly, the trial court erred when it resentenced him without his personal presence.

Authority:

PEN 977(b)(1)

People v. Cutting (2019) 42 Cal.App.5th 344, 345-346

People v. Sanchez (2016) 245 Cal.App.4th 1409, 1414

Fourth Holding:

At the resentencing, the trial court failed to update the defendant’s custody credits. The amended abstract must include credit for actual days in custody after the original sentencing until the date of resentencing. On remand, the trial court must calculate the actual time in prison; the determination of prison conduct credits is left to the prison administration

Authority:

People v. Sanchez (2016) 245 Cal.App.4th 1409, 1418

People v. Honea (1997) 57 Cal.App.4th 842, 845, disapproved on other grounds in People v. Johnson (2004) 32 Cal.4th 260, 268, fn. 3.

Fifth Holding:

When part of a sentence is stricken on review, on remand for resentencing ‘a full resentencing as to all counts is appropriate, so the trial court can exercise its sentencing discretion in light of the changed circumstances.

Authority:

People v. Buycks (2018) 5 Cal.5th 857, 893

Sixth Holding:

Although we concluded in the first appeal that the trial court did not abuse its discretion when it denied the motion to dismiss the strike pursuant to Romero, supra, 13 Cal.4th 497, the trial court on resentencing had jurisdiction to reconsider that ruling.

Authority:

People v. Rogers (2025) 108 Cal.App.5th 340, 364

People v. Superior Court (Romero) (1996) 13 Cal.4th 497

People v. Rodriguez (1998) 17 Cal.4th 253, 260

Amelioration, Sentencing

Case: 000247

Posted on by Gary McCurdy

Error and/or relief

The defendant is not eligible to have a full resentencing under section 1172.75 because no now-invalid prior prison term enhancement had ever been imposed, a pre-condition for invocation of section 1172.75. The abstract of judgment must be corrected because it erroneously indicates that the enhancement for the prior prison term was stayed, when it is clear from the record that the court actually struck the enhancement rather than impose and stay it.

First Holding:

Appellate courts may exercise their authority to correct clerical errors, including correcting an abstract of judgment and may strike statements in the abstract to conform with the court’s oral pronouncement. Because the trial court explicitly stated, “The court is likewise going to strike the 667.5(b) prison prior,” the enhancement should not have been listed in the abstract of judgment, and we have the authority to order the abstract’s correction without requiring an accompanying resentencing. We order that correction accordingly.

Authority:

People v. Mitchell (2001) 26 Cal.4th 181, 185 [Courts may correct clerical errors at any time, and appellate courts have ordered correction of abstracts of judgment that did not accurately reflect the oral judgments of sentencing courts]

People v. Zackery (2007) 147 Cal.App.4th 380, 388

Second Holding:

The question in this case was left open by the Supreme Court in People v. Rhodius (2025) 17 Cal.5th 1050, 1066, footnote 2 and, as is discussed below, is factually distinguishable from the issue to be decided in People v. Espino (2024) 104 Cal.App.5th 188, 194 (Espino), review granted October 23, 2024, S286987, which hinges on the “imposition” of a stricken prison prior enhancement’s punishment. Pending briefing before the Supreme Court is limited to the following issue: “Is a defendant entitled to resentencing under Penal Code section 1172.75 when the judgment in the defendant’s criminal case includes a prior-prison-term enhancement that was imposed but for which punishment was stricken?” (Espino, S286987, Supreme Ct. Mins., July 30, 2025.)

(Gary Note: Espino was decided by the Supreme Court on July 2, 2026. It did firmly hold that section 1172.75 applies when the punishment for a now-invalid prior prison term enhancement was stricken, not merely stayed as it was in Rhodius. Footnote 1 of the Supreme Court opinion in Espino seems to make it clear that it was not deciding the issue that arose in this Case 000247. Footnote 1: “Our decision in Rhodius also left open whether a prior prison term enhancement is “imposed” (sec. 1172.75(a)) “when an enhancement, not just its associated punishment, [is] stricken” (Rhodius, supra, 17 Cal.5th at p. 1066, fn. 2). As that question is not at issue in this case, we do not address it.”

(I can tell you that a petition for review in this case (the one for which this is the summary, 000247) was denied a few months ago, before Espino was decided. It seems it will take a different case to convince the Supreme Court to decide whether a person is eligible for relief under section 1172.75 in cases where the court struck the enhancement itself (and thus had nothing on which to impose and either stay or strike punishment.)

Authority:

People v. Rhodius (2025) 17 Cal.5th 1050, 1066, footnote 2

People v. Espino (2024) 104 Cal.App.5th 188, 194 (review granted 10/23/24, S286987

People v. Espino (2026) ___ Cal.5th ___ (S286987, decided July 2, 2026)