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Amelioration, Sentencing

Case 000466

Posted on by Gary McCurdy

Error and/or relief

On resentencing under section 1172.75 a defendant serving a life term under the original Three Strikes law, the court must resentence the defendant under the Three Strikes Reform Act of 2012 unless it finds that release would pose an unreasonable risk of danger to the public as that phrase has been construed under the Reform Act.

First Holding:

The Three Strikes Reform Act and section 1172.75 may be interpreted to operate harmoniously, so that the revised penalty provisions of the Reform Act may constitutionally apply at a resentencing pursuant to section 1172.75. Section 1172.75, when applied to Third Strike defendants seeking relief from their indeterminate terms under the Reform Act’s ameliorative provisions, incorporates the substantive requirements of the Reform Act, including the resentencing provisions in section 1170.126. For purposes of resentencing, section 1172.75 incorporates section 1170.126’s discretionary public safety override. Thus, a petitioner such as the defendant who is being resentenced under section 1172.75 is entitled to a full resentencing provided that he can satisfy the substantive eligibility criteria established in section 1170.126 to obtain resentencing pursuant to the revised penalty provisions of the Reform Act.

Authority:

PEN 1170.126(f) [a trial court shall resentence an eligible defendant unless the court, in its discretion, determines that resentencing the petitioner would pose an unreasonable risk of danger to public safety]

People v. Superior Court (Guevara) (2025) 18 Cal.5th 838, 850, 861-862, 877

Second Holding:

If the superior court determines that resentencing the defendant pursuant to the revised penalty provisions of the Reform Act would pose an unreasonable risk of danger to public safety, the court shall reimpose an indeterminate term. If the superior court does not determine that resentencing him would pose an unreasonable risk of danger to public safety, and the defendant is otherwise eligible under the Reform Act, the court shall resentence him pursuant to the revised penalty provisions of the Reform Act.

Authority:

People v. Superior Court (Guevara) (2025) 18 Cal.5th 838, 878

Third Holding:

When part of a sentence is stricken on review, on remand for resentencing a full resentencing as to all counts is appropriate, so the trial court can exercise its sentencing discretion in light of the changed circumstances.

Authority:

People v. Buycks (2018) 5 Cal.5th 857, 893

Jurisdiction

Case 000465

Posted on by Gary McCurdy

Error and/or relief

(Gary Note: This did not result in any relief but reminds us which appellate court has jurisdiction for  denials of petitions for a finding of factual innocence in misdemeanors or felonies or proceedings in which no accusatory pleading was filed.)

Here, the defendant appealed from a denial of his petition under PC 851.8 to seal and destroy his arrest record with a finding of factual innocence. While the court issued orders short of that finding, it did not make a finding of factual innocence. The defendant appealed. The Court of Appeal found it had no jurisdiction and transferred the case to the Appellate Division of the appropriate county superior court.

First Holding:

Section 851.8(a) and (b) govern the process for requesting sealing and destruction of arrest records based on factual innocence in cases in which the person was arrested and no accusatory pleading was filed. Subdivision (a) states that the person arrested may first petition the law enforcement agency having jurisdiction over the offense to destroy its records of the arrest. Subdivision (b) provides that in any case in which the law enforcement agency denies or fails to respond to the petition, the person arrested may file a petition in superior court asking to have the records sealed and destroyed. The court may grant the petition based on a finding of factual innocence if it concludes that no reasonable cause exists to believe that the arrestee committed the offense for which the arrest was made.

Authority:

People v. O’Day (2022) 85 Cal.App.5th 426, 432

Second Holding:

The appealability of orders made under section 851.8 is governed by subdivision (p), which provides: “A judgment of the court under subdivision (b), (c), (d), or (e) is subject to the following appeal path: (1) In a felony case, appeal is to the court of appeal. (2) In a misdemeanor case, or in a case in which no accusatory pleading was filed, appeal is to the appellate division of the superior court. The record does not show any accusatory pleading was filed in this case, and the pleadings in the record indicate that no charges were ever filed. Thus, no felony was charged. Accordingly, jurisdiction over this appeal belongs with the appellate division of the superior court. We therefore transfer this appeal to the Appellate Division of the [originating county] Superior Court pursuant to Government Code section 68915.

Authority:

People v. Nickerson (2005) 128 Cal.App.4th 33, 39–41

Third Holding:

No appeal taken to the Supreme Court or to a court of appeal shall be dismissed for the reason only that the same was not taken to the proper court, but the cause shall be transferred to the proper court upon such terms as to costs or otherwise as may be just, and shall be proceeded with therein, as if regularly appealed thereto.

Authority:

GOV 68915

Effective assistance of counsel, Sixth Amendment, Standard of review

Case 000464

Posted on by Gary McCurdy

Error and/or relief

We conclude the prosecutor prejudicially misstated the law in closing arguments and defense counsel was ineffective for failing to object. We therefore reverse the judgment as to the murder conviction and accompanying sentence. The prosecutor prejudicially misstated the law during closing arguments, andt defense counsel’s failure to object to the prosecutor’s misstatements constituted ineffective assistance of counsel. However, because we additionally conclude that substantial evidence supported the conviction, the defendant may be retried.

First Holding:

The defendant forfeited any objection to the jury instructions by failing to object in the trial court. Generally, failure to object to a jury instruction forfeits a claim of error on appeal. Generally, a defendant may not complain on appeal of prosecutorial misconduct unless in a timely fashion, and on the same ground, the defendant objected to the action and also requested that the jury be admonished to disregard the perceived impropriety. The defendant’s failure to object will be excused if an objection would have been futile or if an admonition would not have cured the harm caused by the misconduct. The defendant’s claims are forfeited.

Authority:

People v. Mora and Rangel (2018) 5 Cal.5th 442, 471

People v. Centeno (2014) 60 Cal.4th 659, 674

Second Holding:

The defendant also asserts that his trial attorney’s failure to object to the instruction or the prosecutor’s argument constituted ineffective assistance of counsel. We therefore address the underlying claims of error in the context of ineffective assistance of counsel. The Sixth Amendment to the United States Constitution and article I, section 15 of the California Constitution guarantee a criminal defendant the right to the effective assistance of counsel at trial. The ultimate purpose of this right is to protect the defendant’s fundamental right to a trial that is both fair in its conduct and reliable in its result.

Authority:

People v. Lopez (2008) 42 Cal.4th 960, 966 [a defendant is entitled to the reasonably competent assistance of an attorney acting as his diligent and conscientious advocate]

In re Lucas (2004) 33 Cal.4th 682, 721

Strickland v. Washington (1984) 466 U.S. 668, 687

People v. Ledesma (1987) 43 Cal.3d 171, 215

In re Long (2020) 10 Cal.5th 764, 773

Third Holding:

To prevail on his claim, the defendant must show that defense counsel’s omission fell below an objective standard of reasonableness in light of the professional norms prevailing when the representation took place. The defendant must also show a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different. The defendant need not show that counsel’s deficient conduct more likely than not altered the outcome in the case. It is enough to show a probability sufficient to undermine confidence in the outcome.

The standard for judging counsel’s representation is a most deferential one. We must indulge a strong presumption that counsel’s conduct falls within the wide range of reasonable professional assistance because it is all too easy to conclude that a particular act or omission of counsel was unreasonable in the harsh light of hindsight. Unlike a later reviewing court, the attorney observed the relevant proceedings, knew of materials outside the record, and interacted with the client, with opposing counsel, and with the judge. Accordingly, we must reconstruct the circumstances of counsel’s challenged conduct, and evaluate the conduct from counsel’s perspective at the time.

Authority:

Strickland v. Washington (1984) 466 U.S. 668, 688, 689, 693-694

In re Long (2020) 10 Cal.5th 764, 773-774

Fourth Holding:

Where the prosecutor is alleged to have misstated the law to the jury, this constitutes error only if (1) the prosecutor misstated the law, and (2) there is a reasonable likelihood the jury understood or applied the prosecutor’s remarks in an improper or erroneous manner. We objectively examine how a reasonable juror would likely interpret the prosecutor’s remarks, bearing in mind that we do not lightly infer that the jury drew the most damaging rather than the least damaging meaning from the prosecutor’s statements.

Authority:

People v. Collins (2021) 65 Cal.App.5th 333, 340

Fifth Holding:

Where the prosecutor is alleged to have misstated the law to the jury, this constitutes error only if (1) the prosecutor misstated the law, and (2) there is a reasonable likelihood the jury understood or applied the prosecutor’s remarks in an improper or erroneous manner. We objectively examine how a reasonable juror would likely interpret the prosecutor’s remarks, bearing in mind that we do not lightly infer that the jury drew the most damaging rather than the least damaging meaning from the prosecutor’s statements.

Authority:

People v. Collins (2021) 65 Cal.App.5th 333, 340

Sixth Holding:

Defense counsel did not object to the prosecutor’s repeated misstatements of the law. In general, if the record on appeal sheds no light on why counsel acted or failed to act in the manner challenged, unless counsel was asked for an explanation and failed to provide one, or unless there simply could be no satisfactory explanation, the claim on appeal must be rejected.

Moreover, because, in general, it is inappropriate for an appellate court to speculate as to the existence or nonexistence of a tactical basis for a defense attorney’s course of conduct when the record on appeal does not illuminate the basis for the attorney’s challenged acts or omissions, a claim of ineffective assistance is more appropriately made in a habeas corpus proceeding, in which the attorney has the opportunity to explain the reasons for his or her conduct. Additionally, the decision facing counsel in the midst of trial over whether to object to comments made by the prosecutor in closing argument is a highly tactical one and a mere failure to object to evidence or argument seldom establishes counsel’s incompetence.

Here, however, we are constrained to conclude that there could be no satisfactory explanation for defense counsel’s failure to object to the prosecutor’s repeated misstatements of the law during closing arguments. The defendant has established that defense counsel’s failure to object fell short of prevailing professional standards of reasonableness. We also conclude that he has demonstrated a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.

Authority:

People v. Wilson (1992) 3 Cal.4th 926, 936

People v. Centeno (2014) 60 Cal.4th 659, 675

People v. Stratton (1988) 205 Cal.App.3d 87, 93

Amelioration, Sentencing

Case 000463

Posted on by Gary McCurdy

Error and/or relief

Assuming, without deciding, the preliminary hearing testimony may be considered at the prima facie stage of a section 1172.6 resentencing proceeding, it does not conclusively establish the defendant was necessarily convicted by plea under a still-valid theory. The record of conviction reflects a factual dispute as to the basis of his conviction that must be resolved at an evidentiary hearing. We reverse the trial court’s ruling, and remand for an evidentiary hearing.

First Holding:

Pursuant to SB 1437 (2017–2018 Reg. Sess.) (SB 1437), the Legislature modified accomplice liability for murder and the felony-murder rule. The modification eliminated natural and probable consequences liability for murder as it applies to aiding and abetting, and limited the scope of the felony-murder rule. The changes were meant to ensure that murder liability is not imposed on a person who is not the actual killer, did not act with the intent to kill, or was not a major participant in the underlying felony who acted with reckless indifference to human life. The changes did not, however, affect murder liability for actual killers. SB 1437 also created a procedure under section 1172.6 to provide retroactive relief for those convicted of murder who could not presently be convicted under the law as amended.

Authority:

SB 1437

PEN 1172.6

People v. Gentile (2020) 10 Cal.5th 830, 841

People v. Lewis (2021) 11 Cal.5th 952, 957

People v. Arellano (2024) 16 Cal.5th 457, 468

People v. Mares (2024) 99 Cal.App.5th 1158, 1166

Second Holding:

A petition that includes a declaration by petitioner that the petitioner is eligible for relief based on all the requirements of section 1172.6(a), the case number and year of the petitioner’s conviction, and whether the petitioner seeks counsel is facially sufficient and entitles the petitioner to counsel. A facially sufficient petition also triggers the People’s duty to submit a response and the petitioner’s right to submit a reply on the question of whether a prima facie case for relief exists. After the parties have had an opportunity to submit briefings, the court shall hold a hearing to determine whether the petitioner has made a prima facie case for relief.

Authority:

PEN 1172.6(c)

People v. Lewis (2021) 11 Cal.5th 952, 957

People v. Patton (2025) 17 Cal.5th 549, 558–559

Third Holding:

In assessing whether the petitioner has made a prima facie showing he is entitled to relief, the court may consult the record of conviction to inform its inquiry, but that inquiry is limited” as the prima facie bar was intentionally and correctly set very low. At this stage, the court takes the petitioner’s factual allegations as true and makes a preliminary assessment regarding whether the petitioner would be entitled to relief if his or her factual allegations were proved.

Authority:

People v. Lewis (2021) 11 Cal.5th 952, 971-972

Fourth Holding:

A court should not reject the petitioner’s factual allegations on credibility grounds without first conducting an evidentiary hearing. However, if the record, including the court’s own documents, contains facts refuting the allegations made in the petition, then the court is justified in making a credibility determination adverse to the petitioner. Further, in reviewing any part of the record of conviction at the prima facie stage, a trial court should not engage in factfinding involving the weighing of evidence or the exercise of discretion. The record of conviction includes a preliminary hearing transcript preceding a guilty plea.

Authority:

People v. Lewis (2021) 11 Cal.5th 952, 972

People v. Patton (2025) 17 Cal.5th 549, 563, 568

Fifth Holding:

If the petitioner makes a prima facie showing, then the trial court issues an order to show cause and holds a hearing to determine whether to vacate the … conviction and to recall the sentence and resentence the petitioner. At this hearing, evidence may be presented and ‘the burden of proof shall be on the prosecution to prove, beyond a reasonable doubt, that the petitioner is guilty of murder or attempted murder under current law.

Authority:

PEN 1172.6(c) and (d)

People v. Strong [(2022)] 13 Cal.5th 698, 709

People v. Patton (2025) 17 Cal.5th 549, 559

Sixth Holding:

Where undisputed facts in the record of conviction demonstrate the petitioner was necessarily convicted under a still-valid theory, the petitioner is ineligible for relief as a matter of law, and the petition can be dismissed at the prima facie stage.

Authority:

People v. Patton (2025) 17 Cal.5th 549, 565

People v. Delgadillo (2022) 14 Cal.5th 216, 233 [as the petitioner was the only participant in the killing, he was not convicted under an invalid theory and could not have made a prima facie showing of relief]

Seventh Holding:

Here, the trial court concluded undisputed facts in the record of conviction—namely, the plea form stipulation and firearm enhancement admission—show the defendant was necessarily convicted as an actual killer. But admission to personal use of a firearm during the commission or attempted commission of a felony did not then (in 1993), nor does it now, amount to an admission the firearm was discharged or that the user personally killed with the gun and, thus, by itself, is not an admission to being an actual killer. Personal use of a firearm includes displaying weapon in menacing manner, hitting someone with the weapon, or firing the weapon.

Authority:

PEN 1203.06(c)(2)

People v. Chambers (1972) 7 Cal.3d 666, 672, 673 [Although the use of a firearm connotes something more than a bare potential for use, there need not be conduct which actually produces harm but only conduct which produces a fear of harm or force by means or display of a firearm in aiding the commission of one of the specified felonies; pointing a gun at the victim and demanding money was personal use under sec. 12022.5]

People v. Bland (1995) 10 Cal.4th 991, 997

People v. Cooper (2020) 54 Cal.App.5th 106, 125 [even if personal-use enhancement were found true, it does not establish ineligibility for resentencing relief under sec. 1172.6]

Appellate Principles, Discretion, Sixth Amendment, Standard of review

Case 000462

Posted on by Gary McCurdy

Error and/or relief

The trial court prejudicially violated the Confrontation Clause (U.S. const., amend. VI) by overly restricting defendant’s cross-examination of two sheriff’s deputies, whose testimony was the only prosecution evidence presented on counts 2 and 4. And although our reversal on counts 2 and 4 likewise moots defendant’s Pitchess request, we exercise our discretion to address the issue and find that the trial court should have ordered the production of two civilian complaints.

Given this disposition, we need not address defendant’s claim that the abstract of judgment is incorrect, since the trial court must enter a new judgment on remand. Defendant’s sentence is therefore vacated. On remand, if the People do not timely retry defendant on counts 2 and 4, the trial court shall resentence him on counts 1, 3, and 5 accordingly. If the People timely retry defendant on counts 2 and 4, the trial court is directed to disclose the Pitchess records consistent with this opinion and afford defendant a reasonable opportunity to investigate the disclosed material before retrial.

First Holding:

Defendants have a Sixth Amendment right to cross-examine witnesses. But they have a right only to reasonable cross-examination. Trial courts therefore have wide discretion in determining the appropriate scope of cross-examination.

Authority:

People v. Royal (2019) 43 Cal.App.5th 121, 149

Olden v. Kentucky (1988) 488 U.S. 227, 231

People v. Gonzalez (2021) 12 Cal.5th 367, 406

Second Holding:

Although trial courts may reasonably limit a defendant’s cross-examination of a witness’s bias, the Sixth Amendment’s Confrontation Clause restricts the court’s discretion. A criminal defendant states a violation of the Confrontation Clause by showing that he was prohibited from engaging in otherwise appropriate cross-examination designed to show a prototypical form of bias on the part of the witness, and thereby to expose to the jury the facts from which jurors could appropriately draw inferences relating to the reliability of the witness.

The trial court’s restrictions on a defendant’s cross-examination of a witness for bias does not violate the Sixth Amendment unless the defendant shows that a reasonable jury might have received a significantly different impression of the witness had the defendant been permitted to pursue his proposed line of cross-examination. However, excluding evidence of marginal impeachment value generally does not violate the Confrontation Clause.

Authority:

People v. Pearson (2013) 56 Cal.4th 393, 455-456

Delaware v. Van Arsdall (1986) 475 U.S. 673, 680

People v. Quartermain (1997) 16 Cal.4th 600, 623

People v. Castaneda-Prado (2023) 94 Cal.App.5th 1260, 1282

Third Holding:

We review the trial court’s order restricting defendant’s cross-examination of the deputies for an abuse of discretion. We likewise review the trial court’s denial of defendant’s motion for a new trial for an abuse of discretion.

Authority:

People v. Peoples (2016) 62 Cal.4th 718, 765

People v. Hoyt (2020) 8 Cal.5th 892, 957

Fourth Holding:

The tactical decision (which was defendant’s to make) has no bearing on whether the trial court properly limited defendant’s cross-examination of the deputies. The issue is whether defendant had a reasonable opportunity to cross-examine the deputies’ potential bias, not whether that cross-examination might benefit the prosecution.

Authority:

Delaware v. Van Arsdall (1986) 475 U.S. 673, 678-679

Fifth Holding:

That defendant could have asked other witnesses about the 2015 incident to attack the deputies’ credibility is beside the point. Defendant had a Sixth Amendment right to reasonably probe the deputies’ credibility by cross-examining the deputies. The issue here is, again, whether the trial court’s limitation on defendant’s cross-examination of the deputies violated the Confrontation Clause, not whether defendant had other available means to explore the deputies’ bias beyond cross-examining them.

Authority:

People v. Smith (2007) 40 Cal.4th 483, 513 [Confrontation Clause allows appropriate cross-examination designed to show a prototypical form of bias on the part of the witness]

People v. Quartermain (1997) 16 Cal.4th 600, 623 [The right of confrontation includes the right to cross-examine adverse witnesses on matters reflecting on their credibility]

Sixth Holding:

The testimony of the deputies was effectively the only evidence presented on the assault on an officer and felony evading charges, since they were the only witnesses to those offenses. Evidence about the deputies’ knowledge of the earlier incident was thus not of marginal impeachment value, nor was it not relevant, as the trial court incorrectly concluded. This was the only evidence that showed the deputies might have been biased against defendant, despite their denials, and could have influenced the jury’s view of their testimony.

Given that defendant’s guilt on the two counts hinged on the deputies’ testimony, their credibility was a critical issue on those counts. The trial court’s ruling allowed defendant to ask the deputies only whether they knew defendant and whether they were biased against him. When both deputies said they were not biased against him, defendant could not then probe any potential bias stemming from the 2015 incident, even though the jury might have reasonably found that the incident gave the deputies a motive for favoring the prosecution. In our view, the trial court’s ruling made defendant’s cross-examination of the deputies an exercise in futility.

Authority:

United States v. Abel (1984) 469 U.S. 45, 52 [Proof of bias is almost always relevant because the jury, as finder of fact and weigher of credibility, has historically been entitled to assess all evidence which might bear on the accuracy and truth of a witness’ testimony]

People v. Castaneda-Prado (2023) 94 Cal.App.5th 1260, 1280-1282[Bias has traditionally been viewed as especially powerful.]

Abatti v. Superior Court (2003) 112 Cal.App.4th 39, 52 [Impeachment of a witness can make the difference between acquittal and conviction, especially where credibility is the major issue in a case and evidence at trial will consist of opposing stories presented by the defense and the prosecution witnesses.]

Delaware v. Van Arsdall (1986) 475 U.S. 673, 679 [“blanket” ruling prohibiting all inquiry into a witness’s potential bias violated Confrontation Clause]

Seventh Holding:

The second step of the analysis asks whether a reasonable jury might have received a significantly different impression of the challenged witness’s credibility if the proposed line of cross-examination had been permitted. This requires us to focus on the witness’s cross-examination rather than the outcome of the trial as a whole, examining whether the defense had other means of impeachment of the witness during cross-examination. We review the issue de novo.

Authority:

People v. Castaneda-Prado (2023) 94 Cal.App.5th 1260, 1282

Eighth Holding:

In Davis, the United States Supreme Court reasoned: “While counsel was permitted to ask [the witness] whether he was biased, counsel was unable to make a record from which to argue why the witness might have been biased or otherwise lacked that degree of impartiality expected of a witness at trial. On the basis of the limited cross-examination that was permitted, the jury might well have thought that defense counsel was engaged in a speculative and baseless line of attack on the credibility of an apparently blameless witness.”

So too here. Because we conclude the trial court’s ruling violated defendant’s Confrontation Clause right to cross-examine the deputies, we must reverse the convictions on counts 2 and 4 unless the People show the error was harmless beyond a reasonable doubt. The People have not done so.

Authority:

Davis v. Alaska (1974) 415 U.S. 308, 317-318

Delaware v. Van Arsdall (1986) 475 U.S. 673, 684

Ninth Holding:

A review of the Pitchess materials reveals that complaints had previously been filed against the deputies. Those materials should have been released to the defendant. The fact that the complaints were found by the internal police investigation to be unfounded is immaterial because unsustained complaints are discoverable. This is because “the burden for preparing a criminal defendant’s case rests with his counsel, not with the police department. That burden cannot be properly discharged unless counsel has direct access to potential witnesses, for it is counsel who must decide if they can aid his client, not the police department’s internal affairs division, however sincere and well motivated the latter may be.

Authority:

Pitchess v. Superior Court (1974) 11 Cal.3d 531

People v. Gaines (2009) 46 Cal.4th 172, 182

People v. Zamora (1980) 28 Cal.3d 88, 93 fn. 1, 101

Kelvin L. v. Superior Court (1976) 62 Cal.App.3d 823, 829