Category Archives: Elements of crime

Amelioration, Elements of crime, Sentencing, Standard of review

Case 000604

Posted on by Gary McCurdy

Error and/or relief

The trial court denied the defendant’s motion under section 1172.6 to recall his sentence on his 1999 murder convictions (he had hired someone to kill his father, and that person also killed the defendant’s mother in the process, all while the defendant was away from the home in which they were killed). We conclude the defendant’s acquittal on first degree murder of his mother precluded a finding that he had intended to kill her. We remand for the court to consider whether he remains guilty of his mother’s murder under a theory of implied malice. In doing so, the court should consider his youth at the time of the offense.

First Holding:

The defendant hired a person to kill the defendant’s father. The hiree did so, but also killed the defendant’s mother. The jury convicted the defendant of first degree murder of the father, but of only second degree murder of his mother. In our view, the defendant’s acquittal of first degree murder as to the mother precluded a finding that he intended to kill her. First degree murder generally requires a premeditated and deliberate intent to kill. Second degree murder requires either an intent to kill without premeditation and deliberation or implied malice—conscious disregard for human life.

Authority:

People v. Whisenhunt (2008) 44 Cal.4th 174, 201

People v. Knoller (2007) 41 Cal.4th 139, 151–152

Second Holding:

After the defendant’s trial, the Legislature amended the law of murder to eliminate liability based on imputed malice, including the natural and probable consequences doctrine. Section 1172.6 provides retroactive relief to defendants convicted under those now-invalid theories. Under principles of collateral estoppel, a jury’s finding at trial precludes a contrary finding in a section 1172.6 hearing.

Authority:

People v. Antonelli (2025) 17 Cal.5th 719, 723–724

People v. Arnold (2023) 93 Cal.App.5th 376, 385-386 [discussing collateral estoppel]

Third Holding:

We review the trial court’s factual findings in denying a section 1172.6 petition for substantial evidence. But the preclusive effect of a defendant’s partial acquittal is a legal issue we review de novo.

Authority:

People v. Arnold (2023) 93 Cal.App.5th 376, 383

Fourth Holding:

We presume the jury meticulously followed the trial court’s instructions. We thus conclude the jury found that that the defendant lacked an intent to kill the mother, precluding the trial court’s contrary finding.

Authority:

People v. Cruz (2001) 93 Cal.App.4th 69, 73

Fifth Holding:

The erroneous finding was not harmless. Although the record could have supported liability under a theory of implied malice, the trial court did not evaluate that theory and we cannot conclude it would have reached the same result if it had. The defendant was 19 years old at the time of the crimes—still on the lower end of the young adult age range. Recent decisions have emphasized that youths may be less able to appreciate risks and consequences and thus that courts must consider defendants’ youth in deciding if they acted with implied malice or reckless indifference.

Authority:

People v. Jimenez (2024) 103 Cal.App.5th 994, 1001-1004, 1007

People v. Pittman (2023) 96 Cal.App.5th 400, 416–418

Elements of crime, Jury instructions, Standard of review, Sufficiency of and substantial evidence

Case 000595

Posted on by Gary McCurdy

Error and/or relief

Defendant was convicted of multiple counts of a sexual nature against children. There was insufficient evidence to support one of the counts. Six other counts are reversed because of a prejudicial error on their verdict forms for those counts (listing the descriptions of the crimes but incorrectly identifying the section number, thus possibly confusing the jury because there was another count that correctly bore that section number and the jury was instructed on its elements, which it may have incorrectly relied on for its verdicts in the erroneous verdict forms).

First Holding:

A conviction must be supported by substantial evidence that is reasonable, credible, and of solid value such that a reasonable jury could find the defendant guilty beyond a reasonable doubt.

Authority:

People v. Medina (2009) 46 Cal.4th 913, 919

Second Holding:

We review the trial court’s denial of the new trial motion for abuse of discretion. The California Constitution provides that no judgment shall be set aside, or new trial granted, in any cause, on the ground of misdirection of the jury, or of the improper admission or rejection of evidence, or for any error as to any matter of pleading, or for any error as to any matter of procedure, unless, after an examination of the entire cause, including the evidence, the court shall be of the opinion that the error complained of has resulted in a miscarriage of justice. The effect of this provision is to eliminate any presumption of injury from error and to require that the appellate court examine the evidence to determine whether the error did in fact prejudice the defendant.

Authority:

Cal. Const., art. VI, sec. 13

People v. Delgado (1993) 5 Cal.4th 312, 328

People v. Jacobs (1991) 230 Cal.App.3d 1337, 1346

Third Holding:

Under the applicable prejudice standard, an erroneous verdict form is harmless if it is unmistakably clear under the totality of the circumstances that the jury intended to convict the defendant of the crime charged.

Authority:

People v. Camacho (2009) 171 Cal.App.4th 1269, 1272

Fourth Holding:

A prosecutor’s statement of facts not in evidence constitutes misconduct.

Authority:

People v. Bolton (1979) 23 Cal.3d 208, 212

Amelioration, Elements of crime, Sentencing, Standard of review, Vicarious liability

Case 000590

Posted on by Gary McCurdy

Error and/or relief

The trial court erred in summarily denying the defendant’s Penal Code section 1172.6 petition for resentencing at the prima facie stage.

First Holding:

Effective January 2019, the Legislature amended the law to eliminate liability for murder based on the natural and probable consequences doctrine or theories of imputed malice predicated solely on one’s participation in a crime. As relevant here, section 1172.6 applies to those who pled guilty to manslaughter after being charged with murder and who would have been subject to prosecution for murder under a felony-murder theory, the natural and probable consequences doctrine, or any other theory of imputed malice.

Authority:

PEN 1172.6

People v. Lewis (2021) 11 Cal.5th 952, 959

People v. Gaillard (2024) 99 Cal.App.5th 1206, 121

Second Holding:

A trial court considering a section 1172.6 petition must first determine whether the petitioner made a prima facie showing he or she could not presently be convicted under the amended laws. In doing so, the court accepts the petitioner’s factual allegations as true. The court may deny the petition at the prima facie stage only if the record of conviction—which includes facts admitted in a guilty plea—conclusively establishes that the petitioner is ineligible for relief as a matter of law.

Here, as the People concede, the record did not foreclose the possibility that the defendant was convicted under the invalid natural and probable consequences theory. His admissions and factual basis for the guilty plea were generic and did not establish the specific theory of aiding and abetting under which the defendant admitted guilt. Accordingly, they do not establish that he is ineligible for section 1172.6 relief as a matter of law. He pled that he aided and abetted a murder, but the natural and probable consequences doctrine is one theory of aiding and abetting.

Authority:

People v. Lewis (2021) 11 Cal.5th 952, 971

People v. Gaillard (2024) 99 Cal.App.5th 1206, 1211. 1212

Third Holding:

We review de novo the trial court’s resentencing denial at the prima facie stage.

Authority:

People v. Gaillard (2024) 99 Cal.App.5th 1206, 1211

Elements of crime, Jury instructions, Sufficiency of and substantial evidence

Case 000588

Posted on by Gary McCurdy

Error and/or relief

The court erred by instructing the jury that a knife was a deadly weapon as a matter of law.

First Holding:

Because a knife can be, and usually is, used for innocent purposes, it is not among the few objects that are inherently deadly weapons. While a knife is not an inherently dangerous or deadly instrument as a matter of law, it may assume such characteristics, depending upon the manner in which it was used. A trial court therefore errs by instructing a jury with two theories by which it could find [a knife] a deadly weapon: (1) inherently or (2) as used. The first theory (inherently) is incorrect, but the second theory (as used) is correct.

Authority:

People v. Aledamat (2019) 8 Cal.5th 1, 6, 7

Second Holding:

The Supreme Court has considered the consequences when a court instructs on two theories of guilt, one correct and the other incorrect. A theory is factually inadequate if the theory is incorrect only because the evidence does not support it. If the inadequacy of proof is purely factual, of a kind the jury is fully equipped to detect, reversal is not required whenever a valid ground for the verdict remains, absent an affirmative indication in the record that the verdict actually did rest on the inadequate ground. Thus, a reviewing court should affirm the judgment unless a review of the entire record affirmatively demonstrates a reasonable probability that the jury in fact found the defendant guilty solely on the unsupported theory.

Authority:

People v. Aledamat (2019) 8 Cal.5th 1, 7

People v. Guiton (1993) 4 Cal.4th 1116, 1130

Third Holding:

In contrast, a theory is legally inadequate if it is incorrect because it is contrary to law. Because the jury is not equipped to detect such an error, a higher standard must be met for the error to be found harmless. Consequently, if a jury is instructed on a legally inadequate theory, then the error is reversible unless it is harmless beyond a reasonable doubt.

Authority:

People v. Aledamat (2019) 8 Cal.5th 1, 7, 13

Fourth Holding:

The court erred by giving instructions that permitted the jury to find that a knife is an inherently deadly or dangerous weapon. The theory was factually inadequate, because the instructions defined inherently deadly and thus equipped the jury to detect the error. We conclude, however, that the error was prejudicial. During closing argument, the prosecutor contended that a knife is an inherently dangerous weapon.

In addition, the verdict form did not ask the jury to find whether the defendant used a deadly or dangerous weapon. It did not refer to the enhancement allegation or even identify the applicable code section, which might have allowed the jury to correlate the verdict form with the relevant written instruction. Instead, the verdict form asked the jury to determine whether the defendant used a knife, without any requirement that the knife be found deadly or dangerous on any theory. The entire verdict must be considered in determining whether alternative theory error was prejudicial.

Authority:

People v. Guiton (1993) 4 Cal.4th 1116, 1130

Fifth Holding:

We review a true finding on a deadly weapon enhancement allegation for sufficiency of the evidence. The question is whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the elements of the underlying enhancement beyond a reasonable doubt. We determine that there was sufficient evidence to support the enhancement, and thus it may be retried.

Authority:

People v. Alvarez (1996) 14 Cal.4th 155, 224-225

Abstracts and Minutes, Elements of crime, Jury instructions, Standard of review, Sufficiency of and substantial evidence

Case 000583

Posted on by Gary McCurdy

Error and/or relief

Though the trial court erred in failing to instruct that mere presence at the scene is insufficient to prove guilt, the error was harmless in light of the other evidence presented. The abstract of judgment is premature. The trial court suspended imposition of sentence and placed the defendant on probation for two years. The abstract of judgment, however, indicates that the defendant was sentenced to state prison for two years. It must be corrected.

First Holding:

The abstract of judgment is premature. The trial court suspended imposition of sentence and placed the defendant on probation for two years. The abstract of judgment, however, indicates that the defendant was sentenced to state prison for two years. it must be corrected.

(GARY note: The court cited no authority for its directive that the abstract of judgment be corrected. Likely because the error and cure seem so obvious. But there is plenty of authority for the court’s order, and I have set out some below.)

Authority:

People v. Mitchell (2001) 26 Cal.4th 181, 185

People v. Delgado (2008) 43 Cal.4th 1059, 1070

People v. Leon (2020) 8 Cal.5th 831, 855

In re Black (1967) 66 Cal.2d 881, 890

People v. Zackery (2007) 147 Cal.App.4th 380, 385

People v. Farell (2002) 28 Cal.4th 381, 384, fn. 2

Second Holding:

We review questions of instructional error de novo. In so doing, we consider the jury instructions as a whole, as well as the charges and entire record.

Authority:

People v. Posey (2004) 32 Cal.4th 193, 218

People v. Serrano (2022) 77 Cal.App.5th 902, 909

Third Holding:

In determining a sufficiency of the evidence challenge, we review the whole record in the light most favorable to the judgment to determine whether it discloses substantial evidence—that is, evidence which is reasonable, credible, and of solid value—such that a reasonable trier of fact could find the defendant guilty beyond a reasonable doubt. The focus of the substantial evidence test is on the whole record of evidence presented to the trier of fact, rather than on isolated bits of evidence.Reversal on this ground is unwarranted unless it appears that upon no hypothesis whatever is there sufficient substantial evidence to support the conviction.

In other words, the relevant question is whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. The standard is the same in cases in which the People rely primarily on circumstantial evidence. If the circumstances reasonably justify the trier of fact’s findings, the opinion of the reviewing court that the circumstances might also be reasonably reconciled with a contrary finding does not warrant a reversal of the judgment.

Authority:

People v. Johnson (1980) 26 Cal.3d 557, 578

People v. Cuevas (1995) 12 Cal.4th 252, 261

People v. Bolin (1998) 18 Cal.4th 297, 331

People v. Nguyen (2015) 61 Cal.4th 1015, 1055

People v. Bean (1988) 46 Cal.3d 919, 932

Fourth Holding:

A person aids and abets the commission of a crime when he or she, acting with (1) knowledge of the unlawful purpose of the perpetrator; and (2) the intent or purpose of committing, encouraging, or facilitating the commission of the offense, and (3) by act or advice aids, promotes, encourages or instigates the commission of the crime. Whether a person has aided and abetted a crime is a question of fact for which the trier of fact may consider presence at the scene of the crime, companionship, and conduct before and after the offense. The requisite state of mind may be proven with circumstantial evidence.

Authority:

People v. Nguyen (2015) 61 Cal.4th 1015, 1054-1055

Fifth Holding:

Although defendant’s mere presence at the scene cannot alone establish aiding and abetting, her presence may be considered along with other evidence to establish that she aided and abetted the burglary. Further, possession of recently stolen property cannot alone establish burglary, but such possession is highly incriminating and need only be slightly corroborated.

Authority:

People v. Pettie (2017) 16 Cal.App.5th 23, 57

People v. Nguyen (2015) 61 Cal.4th 1015, 1055

People v. Mendoza (2000) 24 Cal.4th 130, 176

People v. McFarland (1962) 58 Cal.2d 748, 754-755

Sixth Holding:

It is settled that in criminal cases, even in the absence of a request, the trial court must instruct on the general principles of law relevant to the issues raised by the evidence. The general principles of law governing the case are those principles closely and openly connected with the facts before the court, and which are necessary for the jury’s understanding of the case. The trial court has a sua sponte duty to give the mere presence portion of the aiding and abetting instructions where there is substantial evidence supporting its consideration.

Authority:

People v. Ochoa (1998) 19 Cal.4th 353, 422

People v. Boyd (1990) 222 Cal.App.3d 541, 557

Seventh Holding:

We conclude that the defendant’s testimony was sufficient to trigger the trial court’s sua sponte duty to give the mere presence portion of the aiding and abetting instruction. However, whether prejudice is to be measured under the Watson standard or the more rigorous Chapman standard, we find beyond a reasonable doubt that the failure to instruct was harmless, in light of our review of the entire record, including the arguments of the parties.

Authority:

People v. Boyd (1990) 222 Cal.App.3d 541, 557

People v. Perry (1979) 100 Cal.App.3d 251, 260

People v. Powell (2021) 63 Cal.App.5th 689, 715

People v. Watson (1956) 46 Cal.2d 818

Chapman v. California (1967) 386 U.S. 18