Tag Archives: Standard of review

Sentencing, Standard of review

Case 000764

Posted on by Gary McCurdy

Error and/or relief

The court erred by not staying punishment for the second count under section 654. Also, the court must recalculate the credit for time served on resentencing. Further, the abstract of judgment erroneously reflects that the defendant stands convicted of a count that was reversed in the prior appeal.

(Gary note: This was mentioned only in a footnote, and there was no express direction for correction. But the court did order resentencing “consistent with this opinion,” which most likely implies a direction that the subsequent abstract of judgment accurately reflect the record.)

First Holding:

Section 654(a) states that an act or omission that is punishable in different ways by different provisions of law may be punished under either of such provisions, but in no case shall the act or omission be punished under more than one provision.

Authority:

PEN 654(a)

Second Holding:

Whether a defendant may be subjected to multiple punishment under section 654 requires a two-step inquiry, because the statutory reference to an act or omission may include not only a discrete physical act but also a course of conduct encompassing several acts pursued with a single objective.

We first consider if the different crimes were completed by a single physical act. If so, the defendant may not be punished more than once for that act. Only if we conclude that the case involves more than a single act—i.e., a course of conduct—do we then consider whether that course of conduct reflects a single intent and objective or multiple intents and objectives. At step one, courts examine the facts of the case to determine whether multiple convictions are based upon a single physical act.

When those facts are undisputed the application of section 654 raises a question of law we review de novo. However, we review the trial court’s factual findings for substantial evidence.

Authority:

People v. Corpening (2016) 2 Cal.5th 307, 311–312

People v. Washington (2021) 61 Cal.App.5th 776, 795

Third Holding:

A review of the record indicates that there was but one act constituting the crime. Accordingly, the sentence on count 2 should have been stayed.

Authority:

PEN 654

Fourth Holding:

While we do not address the trial court’s failure to recalculate the defendant’s actual days of presentence custody credits because it was not raised by the defendant and we are remanding the matter for resentencing, we note that trial courts are required to do so.

Authority:

People v. Buckhalter (2001) 26 Cal.4th 20, 41

Fifth Holding:

(Gary note: the court mentioned in a footnote that the abstract incorrectly lists a conviction of an offense that was reversed in a prior appeal. It made no express direction for correct of the abstract, but there is much authority that would have supported such an order, some of which I set forth below.)

Authority:

People v. Mitchell (2001) 26 Cal.4th 181, 185

People v. Delgado (2008) 43 Cal.4th 1059, 1070

People v. Leon (2020) 8 Cal.5th 831, 855

In re Black (1967) 66 Cal.2d 881, 890

People v. Zackery (2007) 147 Cal.App.4th 380, 385

People v. Farell (2002) 28 Cal.4th 381, 384, fn. 2

Abstracts and Minutes, Elements of crime, Standard of review, Sufficiency of and substantial evidence

Case 000760

Posted on by Gary McCurdy

Error and/or relief

There was insufficient evidence to support the conviction on count 2, and there are errors in the abstract of judgment that must be corrected.

First Holding:

The defendant was charged with taking a vehicle in violation of Vehicle Code section 10851 and with receiving stolen property (the same vehicle) under Penal Code section 496d(a). He was convicted of both counts. Though there was sufficient evidence that he took the vehicle, there was no evidence on what he did with it before its discovery. The evidence supports the theory that defendant was on one continuous journey away from the locus of the theft’ with the golf cart after taking it from the company premises until it was placed at the location from which the victim later retrieved it.

Authority:

People v. Strong (1994) 30 Cal.App.4th 366, 375

Second Holding:

Where a defendant challenges the sufficiency of the evidence supporting a criminal conviction, we apply the substantial evidence standard of review. Accordingly, we review the whole record in the light most favorable to the judgment below to determine whether it discloses substantial evidence—that is, evidence that is reasonable, credible, and of solid value—such that a reasonable trier of fact could find the defendant guilty beyond a reasonable doubt.

While substantial evidence may consist of inferences, such inferences must be a product of logic and reason and must rest on the evidence; inferences that are the result of mere speculation or conjecture cannot support a finding.

Authority:

People v. Rangel (2016) 62 Cal.4th 1192, 1212

People v. Shively (2025) 111 Cal.App.5th 460, 468

Kuhn v. Department of General Services (1994) 22 Cal.App.4th 1627, 1633

Third Holding:

Vehicle Code section 10851(a) proscribes a wide range of conduct. A person can violate Vehicle Code section 10851(a) either by taking a vehicle with the intent to steal it or by driving it with the intent only to temporarily deprive its owner of possession (i.e., joyriding). A taking is complete when the driving is not part of the escape from the scene of the theft.

Authority:

People v. Garza (2005) 35 Cal.4th 866, 871, 876

People v. Calistro (2017) 12 Cal.App.5th 387, 395

Fourth Holding:

A person who violates section 10851(a) by taking a car with the intent to permanently deprive the owner of possession, and who is convicted of that offense on that basis, cannot also be convicted of receiving the same vehicle as stolen property. If, on the other hand, a section 10851(a) conviction is based on posttheft driving, a separate conviction under section 496(a) for receiving the same vehicle as stolen property is not precluded.

Authority:

People v. Garza (2005) 35 Cal.4th 866, 871, 876

Fifth Holding:

When a defendant is improperly convicted of both stealing and receiving the same stolen property, the theft conviction should be upheld and the receiving conviction reversed.

Authority:

People v. Ceja (2010) 49 Cal.4th 1, 10

Sixth Holding:

There were numerous errors in the abstract of judgment, in which the recitation of prison terms imposed were quite different than orally pronounced. Where there is a discrepancy between the oral pronouncement of judgment and the minute order or the abstract of judgment, the oral pronouncement controls. The abstract must be corrected.

Authority:

People v. Zackery (2007) 147 Cal.App.4th 380, 385

Sentencing, Standard of review

Case 000757

Posted on by Gary McCurdy

Error and/or relief

While affirming the lower court’s finding that section 654 did not apply, it did find that the sentence for the second count was unauthorized, as the trial court purported to impose one-third the middle term to be served concurrently with the other count. It should have imposed a full term to run concurrently, as the one-third the middle term calculation applies only when sentences are to be served consecutively.

First Holding:

A sentence is generally unauthorized where it could not lawfully be imposed under any circumstance in the particular case. An appellate court can correct an unauthorized sentence on appeal when such error is clear and correctable independent of any factual issues presented by the record at sentencing.

Authority:

People v. Scott (1994) 9 Cal.4th 331, 354

People v. Quintero (2006) 135 Cal.App.4th 1152, 1156, fn. 3 [vacating and correcting the unauthorized sentence rather than remanding for resentencing because the record clearly reflects the trial judge’s intention to run the unauthorized sentence concurrently and not impose any additional consecutive time]

Second Holding:

The imposition of one-third the middle term for subordinate offenses applies in case of consecutive, but not concurrent, sentences. Because concurrent terms are not part of the principal and subordinate term computation under section 1170.1(a), they are imposed at the full base term, not according to the one-third middle term formula, even though they are served at the same time.

As such, imposition of one-third the midterm sentence on a concurrent term is an unauthorized sentence. However, remand for resentencing is unnecessary because the record clearly indicates that the trial court intended to run the sentence on his possession of a firearm conviction concurrently and not impose any additional consecutive time.

Authority:

People v. Matthews (1999) 70 Cal.App.4th 164, 169, fn. 4

People v. Quintero (2006) 135 Cal.App.4th 1152, 1156, fn. 3

Third Holding:

Section 654(a) provides that an act or omission that is punishable in different ways by different provisions of law may be punished under either of such provisions, but in no case shall the act or omission be punished under more than one provision. The statute therefore precludes multiple punishments for a single act or indivisible course of conduct. Multiple punishment includes the imposition of both concurrent and consecutive sentences because the defendant is deemed to be subjected to the term of both sentences although they are served simultaneously.

Authority:

People v. Hester (2000) 22 Cal.4th 290, 294

People v. Jones (2012) 54 Cal.4th 350, 353, 358

Fourth Holding:

The proscription against double punishment in section 654 is applicable where there is a course of conduct which … comprises an indivisible transaction punishable under more than one statute.… The divisibility of a course of conduct depends upon the intent and objective of the actor, and if all the offenses are incident to one objective, the defendant may be punished for any one of them but not for more than one.

Authority:

People v. Bauer (1969) 1 Cal.3d 368, 376

Fifth Holding:

If the defendant had multiple or simultaneous objectives, independent of and not merely incidental to each other, the defendant may be punished for each violation committed in pursuit of each objective even though the violations share common acts or were parts of an otherwise indivisible course of conduct. In the context of a conviction for possession of a firearm by a felon, where the evidence shows a possession distinctly antecedent and separate from the primary offense, punishment on both crimes has been approved.

Authority:

People v. Cleveland (2001) 87 Cal.App.4th 263, 267-268

People v. Bradford (1976) 17 Cal.3d 8, 22

Sixth Holding:

Whether section 654 applies in a given case is a question of fact for the trial court, which is vested with broad latitude in making its determination. Its findings will not be reversed on appeal if there is any substantial evidence to support them. We review the trial court’s determination in the light most favorable to the respondent and presume the existence of every fact the trial court could reasonably deduce from the evidence. The evidence in this case indicates that the defendant bought the firearm and possessed it for a substantial period before the shooting, not simply during the shooting.

Authority:

People v. Jones (2002) 103 Cal.App.4th 1139, 1143

People v. Wynn (2010) 184 Cal.App.4th 1210, 1217 [courts have determined that section 654 applies where the defendant obtained the prohibited weapon during the assault in which he used the weapon]

Jury trial, Standard of review

Case 000754

Posted on by Gary McCurdy

Error and/or relief

The trial court erroneously overruled the defendant’s objection to the prosecutor’s use of a peremptory challenge against a Black prospective juror because the main reason given by the prosecutor for exercising the challenge was presumptively invalid under Code of Civil Procedure section 231.7. The record did not contain clear and convincing evidence rebutting the presumptive invalidity of the challenge.

First Holding:

Code of Civil Procedure section 231.7 prohibits the use of a peremptory challenge on the basis of a prospective juror’s race, ethnicity, gender, gender identity, sexual orientation, national origin, or religious affiliation, or perceived membership in any of those groups. The Legislature enacted section 231.7, effective in criminal trials beginning January 1, 2022, to establish a new process for identifying unlawful bias in the use of peremptory challenges during jury selection because studies showed that the existing Batson/Wheeler analysis was inadequate to prevent racial discrimination.

Authority:

CCP 231.7

People v. Jimenez (2024) 99 Cal.App.5th 534, 539–540

Batson v. Kentucky (1986) 476 U.S. 79

People v. Wheeler (1978) 22 Cal.3d 258

Second Holding:

Upon objection to the exercise of a peremptory challenge pursuant to CCP 231.7, the party exercising the peremptory challenge shall state the reasons the peremptory challenge has been exercised. The trial court must then evaluate the reasons given to justify the peremptory challenge in light of the totality of the circumstances, considering only the reasons actually given.

If the court determines there is a substantial likelihood that an objectively reasonable person would view race, ethnicity, gender, gender identity, sexual orientation, national origin, or religious affiliation, or perceived membership in any of those groups, as a factor in the use of the peremptory challenge, then the objection shall be sustained. For purposes of section 231.7, an objectively reasonable person is aware that unconscious bias, in addition to purposeful discrimination, have resulted in the unfair exclusion of potential jurors in the State of California.

Authority:

CCP 231.7

Third Holding:

Section 231.7 also contains two separate provisions describing presumptively invalid reasons for the exercise of a peremptory challenge. Each subdivision sets out a distinct process by which a court determines whether a presumptively invalid reason can be absolved of that presumption.

The challenge of a prospective juror who expresses a distrust of or having a negative experience with law enforcement or the criminal legal system is presumed to be invalid unless the party exercising the peremptory challenge can show by clear and convincing evidence that an objectively reasonable person would view the rationale as unrelated to a prospective juror’s race, ethnicity, gender, gender identity, sexual orientation, national origin, or religious affiliation, or perceived membership in any of those groups, and that the reasons articulated bear on the prospective juror’s ability to be fair and impartial in the case

Authority:

CCP 231.7(e) and (g)

People v. Alston (2026) 118 Cal.App.5th 575, 581

Fourth Holding:

The denial of an objection made under CCP section 231.7 shall be reviewed by the appellate court de novo, with the trial court’s express factual findings reviewed for substantial evidence. The appellate court shall not impute to the trial court any findings, including findings of a prospective juror’s demeanor, that the trial court did not expressly state on the record.

The reviewing court shall consider only reasons actually given under subdivision (c) and shall not speculate as to or consider reasons that were not given to explain either the party’s use of the peremptory challenge or the party’s failure to challenge similarly situated jurors who are not members of the same cognizable group as the challenged juror, regardless of whether the moving party made a comparative analysis argument in the trial court. Should the appellate court determine that the objection was erroneously denied, the error shall be deemed prejudicial, the judgment shall be reversed, and the case remanded for a new trial.

Authority:

CCP 231.7(j)

Fifth Holding:

The defendant did not forfeit review of this issue, because his attorney’s general objection to the exercise of the peremptory challenge was sufficient to preserve the issue in this case.

Authority:

People v. Jaime (2023) 91 Cal.App.5th 941, 946 [forfeiture rule applies to section 231.7 claims]

People v. Espiritu (2026) 119 Cal.App.5th 1128 [The court was not confronted with a situation in which a defendant wholly failed to object “under the applicable statute. Rather, the defendant’s general objection was sufficient to preserve an argument alleging error based on a category of presumptively invalid reasons not brought to the trial court’s attention by defense counsel.]

Sixth Holding:

An objection to a peremptory challenge must be sustained whenever any reason identified for the challenge becomes conclusively invalid under section 231.7(g), regardless of whether the party exercising the peremptory challenge also identifies facially neutral reasons that do not fall within the scope of subdivision (g). Under the circumstances in this case, the defendant’s objection to the peremptory challenge was erroneously overruled, and prejudicially so. We reverse the judgment and remand for a new trial.

Authority:

People v. Caparrotta (2024) 103 Cal.App.5th 874, 896

Amelioration, Standard of review

Case 000750

Posted on by Gary McCurdy

Error and/or relief

The trial court erred because the record of his conviction does not establish his ineligibility for resentencing under section 1172.6 as a matter of law. Remanded for the court to hold an evidentiary hearing on the defendant’s petition.

First Holding:

Effective January 1, 2019, SB 1437 altered the substantive law of murder in two areas. First, with certain exceptions, it narrowed the application of the felony-murder rule by adding section 189, subdivision (e) to the Penal Code. Under that provision, A participant in the perpetration or attempted perpetration of a specified felony in which a death occurs is liable for murder only if one of the following is proven: (1) The person was the actual killer. (2) The person was not the actual killer, but, with the intent to kill, aided, abetted, counseled, commanded, induced, solicited, requested, or assisted the actual killer in the commission of murder in the first degree. (3) The person was a major participant in the underlying felony and acted with reckless indifference to human life, as described in section 190.2(d).

Authority:

People v. Curiel (2023)15 Cal.5th 433, 448

Second Holding:

Second, SB 1437 imposed a new requirement that, except in cases of felony murder, a principal in a crime shall act with malice aforethought to be convicted of murder. One effect of this requirement was to eliminate liability for murder as an aider and abettor under the natural and probable consequences doctrine, which makes an accomplice guilty not only of the offense he or she directly aided or abetted (i.e., the target offense), but also of any other offense committed by the direct perpetrator that was the natural and probable consequence of the crime the accomplice aided and abetted (i.e., the nontarget offense). Thus, under prior law, a defendant who aided and abetted an intended assault could be liable for murder, if the murder was the natural and probable consequence of the intended assault.

Authority:

People v. Curiel (2023)15 Cal.5th 433, 449

Third Holding:

SB 1437 also added a procedure, now codified in section 1172.6, to permit individuals convicted of murder under prior law to ask the trial court to vacate their conviction and resentence them. As relevant here, the statute provides that a person convicted of felony murder may file a petition to have his or her conviction vacated when: (1) the charges filed against the person allowed the prosecution to proceed on a theory of felony murder; (2) the person was convicted of murder after trial or accepted a guilty plea in lieu of a trial at which he or she could have been convicted of murder; and (3) the person could not presently be convicted of murder because of changes to section 189 made effective January 1, 2019.

Authority:

PEN 1172.6

People v. Das (2023) 96 Cal.App.5th 954, 959

Fourth Holding:

After briefing on a defendant’s petition, the trial court must hold a hearing and determine whether the petitioner has made out a prima facie case for relief. If the petition and record “establish conclusively that the defendant is ineligible for relief, the trial court may dismiss the petition.

If instead the petition shows a prima facie entitlement to relief, the court must issue an order to show cause and hold an evidentiary hearing at which the prosecution bears the burden of proving, beyond a reasonable doubt, that the petitioning defendant is guilty under a still-valid theory of murder. If the prosecution fails to carry its burden, the challenged conviction and any accompanying allegations or enhancements must be vacated and the petitioner resentenced on any remaining charges.

Authority:

PEN 1172.6

People v. Strong (2022) 13 Cal.5th 698, 708

Fifth Holding:

A trial court’s inquiry into whether a petitioner has stated a prima facie case for relief is limited. At the prima facie stage, a court must accept as true a petitioner’s allegation that he or she could not currently be convicted of a homicide offense because of changes to section 188 or 189 made effective January 1, 2019, unless the allegation is refuted by the record. And this allegation is not refuted by the record unless the record conclusively establishes every element of the offense.

Authority:

People v. Lewis (2021) 11 Cal.5th 952, 971

People v. Curiel (2023)15 Cal.5th 433, 463

Sixth Holding:

We review de novo a trial court’s decision to deny a section 1172.6 petition at the prima facie stage.

Authority:

People v. Ervin (2021) 72 Cal.App.5th 90, 101

Seventh Holding:

Contrary to the trial court’s finding, the bare record does not establish that the defendant was the actual killer. Section 12022.53(b) does not require personal use of a firearm causing death or great bodily injury. Rather, the enhancement only requires that the defendant personally uses a firearm in the commission of a felony. Our Supreme Court has held that the similar enhancement for personal use of a firearm in section 12022.5 does not in itself prove a defendant was the actual killer. In fact, section 12022.53(b) states that the firearm need not be operable or loaded for the enhancement to apply.

Accordingly, defendant’s admission to this enhancement cannot establish conclusively that he actually killed the murder victim. Also, the generic murder charge in the information did not limit the People to prosecuting defendant under any particular theory of murder because neither felony murder nor murder under the natural and probable consequences doctrine need be separately pleaded.

And the defendant’s plea by itself establishes only that a murder with malice was committed and that he committed an act with the necessary intent to render him liable for that murder under then-existing law. The record contains no preliminary hearing transcript or plea hearing transcript from which we can discern any further information about the basis for defendant’s plea. Nor does the defendant’s plea to attempted murder necessarily establish that he had the intent to kill.

Authority:

People v. Jones (2003) 30 Cal.4th 1084, 1120

People v. Rivera (2021) 62 Cal.App.5th 217, 233, review granted June 9, 2021, S268405

People v. Eynon (2021) 68 Cal.App.5th 967, 977

People v. Patton (2025) 17 Cal.5th 549, 564 [unchallenged, relief-foreclosing facts within a preliminary hearing transcript may refute conclusory, checkbox allegations at prima facie stage]

People v. Ramos (2024) 103 Cal.App.5th 460, 463, 466 [defendant admitted during plea hearing that he aided/abetted, with the specific intent to kill, the attempt to kill the victim]

People v. Fisher (2023) 95 Cal.App.5th 1022, 1025, 1030 [defendant admitted during plea hearing that he shot and killed both murder victims and shot and injured the attempted murder victim]

People v. Montes (2021) 71 Cal.App.5th 1001, 1007 [because jury was instructed on natural and probable consequences doctrine, guilty verdict for attempted murder does not necessarily establish intent to kill]