Error and/or relief
The trial court erred because the record of his conviction does not establish his ineligibility for resentencing under section 1172.6 as a matter of law. Remanded for the court to hold an evidentiary hearing on the defendant’s petition.
First Holding:
Effective January 1, 2019, SB 1437 altered the substantive law of murder in two areas. First, with certain exceptions, it narrowed the application of the felony-murder rule by adding section 189, subdivision (e) to the Penal Code. Under that provision, A participant in the perpetration or attempted perpetration of a specified felony in which a death occurs is liable for murder only if one of the following is proven: (1) The person was the actual killer. (2) The person was not the actual killer, but, with the intent to kill, aided, abetted, counseled, commanded, induced, solicited, requested, or assisted the actual killer in the commission of murder in the first degree. (3) The person was a major participant in the underlying felony and acted with reckless indifference to human life, as described in section 190.2(d).
Authority:
People v. Curiel (2023)15 Cal.5th 433, 448
Second Holding:
Second, SB 1437 imposed a new requirement that, except in cases of felony murder, a principal in a crime shall act with malice aforethought to be convicted of murder. One effect of this requirement was to eliminate liability for murder as an aider and abettor under the natural and probable consequences doctrine, which makes an accomplice guilty not only of the offense he or she directly aided or abetted (i.e., the target offense), but also of any other offense committed by the direct perpetrator that was the natural and probable consequence of the crime the accomplice aided and abetted (i.e., the nontarget offense). Thus, under prior law, a defendant who aided and abetted an intended assault could be liable for murder, if the murder was the natural and probable consequence of the intended assault.
Authority:
People v. Curiel (2023)15 Cal.5th 433, 449
Third Holding:
SB 1437 also added a procedure, now codified in section 1172.6, to permit individuals convicted of murder under prior law to ask the trial court to vacate their conviction and resentence them. As relevant here, the statute provides that a person convicted of felony murder may file a petition to have his or her conviction vacated when: (1) the charges filed against the person allowed the prosecution to proceed on a theory of felony murder; (2) the person was convicted of murder after trial or accepted a guilty plea in lieu of a trial at which he or she could have been convicted of murder; and (3) the person could not presently be convicted of murder because of changes to section 189 made effective January 1, 2019.
Authority:
PEN 1172.6
People v. Das (2023) 96 Cal.App.5th 954, 959
Fourth Holding:
After briefing on a defendant’s petition, the trial court must hold a hearing and determine whether the petitioner has made out a prima facie case for relief. If the petition and record “establish conclusively that the defendant is ineligible for relief, the trial court may dismiss the petition.
If instead the petition shows a prima facie entitlement to relief, the court must issue an order to show cause and hold an evidentiary hearing at which the prosecution bears the burden of proving, beyond a reasonable doubt, that the petitioning defendant is guilty under a still-valid theory of murder. If the prosecution fails to carry its burden, the challenged conviction and any accompanying allegations or enhancements must be vacated and the petitioner resentenced on any remaining charges.
Authority:
PEN 1172.6
People v. Strong (2022) 13 Cal.5th 698, 708
Fifth Holding:
A trial court’s inquiry into whether a petitioner has stated a prima facie case for relief is limited. At the prima facie stage, a court must accept as true a petitioner’s allegation that he or she could not currently be convicted of a homicide offense because of changes to section 188 or 189 made effective January 1, 2019, unless the allegation is refuted by the record. And this allegation is not refuted by the record unless the record conclusively establishes every element of the offense.
Authority:
People v. Lewis (2021) 11 Cal.5th 952, 971
People v. Curiel (2023)15 Cal.5th 433, 463
Sixth Holding:
We review de novo a trial court’s decision to deny a section 1172.6 petition at the prima facie stage.
Authority:
People v. Ervin (2021) 72 Cal.App.5th 90, 101
Seventh Holding:
Contrary to the trial court’s finding, the bare record does not establish that the defendant was the actual killer. Section 12022.53(b) does not require personal use of a firearm causing death or great bodily injury. Rather, the enhancement only requires that the defendant personally uses a firearm in the commission of a felony. Our Supreme Court has held that the similar enhancement for personal use of a firearm in section 12022.5 does not in itself prove a defendant was the actual killer. In fact, section 12022.53(b) states that the firearm need not be operable or loaded for the enhancement to apply.
Accordingly, defendant’s admission to this enhancement cannot establish conclusively that he actually killed the murder victim. Also, the generic murder charge in the information did not limit the People to prosecuting defendant under any particular theory of murder because neither felony murder nor murder under the natural and probable consequences doctrine need be separately pleaded.
And the defendant’s plea by itself establishes only that a murder with malice was committed and that he committed an act with the necessary intent to render him liable for that murder under then-existing law. The record contains no preliminary hearing transcript or plea hearing transcript from which we can discern any further information about the basis for defendant’s plea. Nor does the defendant’s plea to attempted murder necessarily establish that he had the intent to kill.
Authority:
People v. Jones (2003) 30 Cal.4th 1084, 1120
People v. Rivera (2021) 62 Cal.App.5th 217, 233, review granted June 9, 2021, S268405
People v. Eynon (2021) 68 Cal.App.5th 967, 977
People v. Patton (2025) 17 Cal.5th 549, 564 [unchallenged, relief-foreclosing facts within a preliminary hearing transcript may refute conclusory, checkbox allegations at prima facie stage]
People v. Ramos (2024) 103 Cal.App.5th 460, 463, 466 [defendant admitted during plea hearing that he aided/abetted, with the specific intent to kill, the attempt to kill the victim]
People v. Fisher (2023) 95 Cal.App.5th 1022, 1025, 1030 [defendant admitted during plea hearing that he shot and killed both murder victims and shot and injured the attempted murder victim]
People v. Montes (2021) 71 Cal.App.5th 1001, 1007 [because jury was instructed on natural and probable consequences doctrine, guilty verdict for attempted murder does not necessarily establish intent to kill]