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Case Summaries

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Duty of the court, Probation Parole PRCS, Sentencing

Case: 000203

Posted on by Gary McCurdy

Error and/or relief

The court erred in denying his expungement request under Penal Code section 1203.4 and in failing to consider his request to reduce the offense to a misdemeanor under Penal Code section 17(b). Because the court did not address his request under section 17(b), on remand it must do so.

First Holding:

An order denying relief under section 1203.4 is appealable.

Authority:

People v. Chavez (2016) 5 Cal.App.5th 110, 114

Second Holding:

Section 1203.4 provides in pertinent part that a defendant who has fulfilled the conditions of probation for the entire period of probation is entitled as a matter of right to have the plea or verdict changed to not guilty, to have the proceedings expunged from the record, and to have the accusations dismissed. If the petitioner meets the criteria for relief under section 1203.4, the trial court is required to grant the requested relief.

Authority:

PEN 1203.4

People v. Hawley (1991) 228 Cal.App.3d 247, 249-250

People v. Guillen (2013) 218 Cal.App.4th 975, 991

People v. Lewis (2006) 146 Cal.App.4th 294, 297-298

Third Holding:

As of 2023, section 1203.4 provides that a petition for relief under this section shall not be denied due to an unfulfilled order of restitution, and an unfulfilled order of restitution shall not be grounds for finding that a defendant did not fulfill the condition of probation for the entire period of probation.

Authority:

PEN 1203.4(c)(3)(A) & (B)

Fourth Holding:

When a crime is punishable as either a felony or a misdemeanor it is commonly referred to as a “wobbler,” and the trial court may reduce the offense to a misdemeanor at the time of granting probation, or on application of the defendant or probation officer thereafter. The court has broad discretion in deciding whether to reduce a wobbler to a misdemeanor. In exercising its discretion, the court considers several factors, including “ ‘the nature and circumstances of the offense, the defendant’s appreciation of and attitude toward the offense, or his traits of character as evidenced by his behavior and demeanor at the trial.

Authority:

PEN 17(b)(3)

People v. Tran (2015) 242 Cal.App.4th 877,

People v. Superior Court (Alvarez) (1997) 14 Cal.4th 968,

People v. Park (2013) 56 Cal.4th 782, 790-791

Fifth Holding:

Grand theft by embezzlement of property valued at more than $950, the offense for which the defendant was convicted, is a wobbler. The trial court should have addressed the defendant’s request to reduce his felony conviction to a misdemeanor.

Authority:

People v. Selivanov (2016) 5 Cal.App.5th 726, 75

Discretion, Standard of review, Sufficiency of and substantial evidence

Case 000202

Posted on by Gary McCurdy

Error and/or relief

The trial court’s finding that the People provided clear and convincing evidence to rebut the statutory presumption that defendant’s mental disorder was a significant factor in his commission of the offenses was not supported by substantial evidence. We remand to the trial court for a new diversion eligibility hearing under section 1001.36. If the court determines that defendant is eligible for diversion, it may grant his application. If the court determines defendant is ineligible, defendant’s convictions and sentence shall be reinstated.

First Holding:

The Legislature enacted sections 1001.35 and 1001.36 to authorize trial courts to grant pretrial mental health diversion to defendants with qualifying mental disorders. To be eligible for mental health diversion, a defendant must have been diagnosed within the past five years with a mental disorder identified in the most recent edition of the Diagnostic and Statistical Manual of Mental Disorders and the defendant’s mental disorder must be a significant factor in the commission of the offense. There is a presumption that a defendant’s mental disorder diagnosis, if the diagnosis occurred within the past five years, was a significant factor in the commission of the offense. Once a presumption is established, it is the People’s burden to provide clear and convincing evidence that defendant’s mental disorder was not a motivating, causal, or contributing factor to overcome it.

Authority:

PEN 1001.35

PEN 1001.36

Gomez v. Superior Court (2025) 113 Cal.App.5th 671, 678

Lacour v. Superior Court (2025) 110 Cal.App.5th 391, 400

Second Holding:

We review a trial court’s ruling on an application for mental health diversion for an abuse of discretion and its factual findings for substantial evidence. A court abuses its discretion when it applies the wrong legal standard or bases its decision on findings that are not supported by substantial evidence. By definition, ‘substantial evidence’ requires evidence and not mere speculation.

Authority:

Lacour v. Superior Court (2025) 110 Cal.App.5th 391, 401

People v. Moine (2021) 62 Cal.App.5th 440, 449

People v. Ramon (2009) 175 Cal.App.4th 843, 851

Third Holding:

In reviewing a trial court’s finding that a fact has been proven by clear and convincing evidence, the question before us is whether the record contains evidence from which a reasonable fact finder could have found it highly probable that the disputed fact was true. We view the record in the light most favorable to the prevailing party and give due deference to how the trier of fact may have evaluated the credibility of witnesses, resolved conflicts in the evidence, and drawn reasonable inferences from the evidence. Those inferences must be drawn from evidence rather than speculation

Authority:

Lacour v. Superior Court (2025) 110 Cal.App.5th 391, 401-402

People v. Ramon (2009) 175 Cal.App.4th 843, 851

Fourth Holding:

The absence of evidence proving that defendant’s mental disorder was a factor in the commission of the offenses is not substantial evidence supporting a finding by clear and convincing evidence that the defendant’s mental disorder was not a factor in the commission of the offenses.

Authority:

Lacour v. Superior Court (2025) 110 Cal.App.5th 391, 404

Sentencing, Sixth Amendment

Case 000201

Posted on by Gary McCurdy

Error and/or relief

The trial court prejudicially erred when it sentenced the defendant to an upper term sentence without affording him a jury trial on aggravating factors. The trial court did not obtain defendant’s personal waiver of his right to a jury trial on the aggravating factors. Defendant’s trial counsel stipulated to a court trial on defendant’s behalf, but defendant did not personally stipulate to a court trial or waive the jury trial right. The court found the pleaded aggravating circumstances to be true after a court trial, in violation of defendant’s constitutional right to a jury. We cannot conclude beyond a reasonable doubt the jury would have found true that the defendant’s prior performance on post release community supervision was unsatisfactory. Because defendant was entitled to a jury trial at a minimum on this aggravating factor, we must remand the matter for a full resentencing to afford defendant that right.

First Holding:

A criminal defendant has a constitutional and statutory right to have a jury determine beyond a reasonable doubt the truthfulness of every aggravating circumstance used to increase the penalty for the crime. Any fact, beyond the bare fact of a prior conviction, that exposes a defendant to harsher punishment, must be found by a jury beyond a reasonable doubt, unless the defendant stipulates to its truth or waives a jury trial. Any waiver of this jury trial right must be an express waiver by the defendant and counsel in open court.

Authority:

PEN 1170

Cal. Const., art. I, sec. 16

Cunningham v. California (2007) 549 U.S. 270, 288-289

People v. Lynch (2024) 16 Cal.5th 730, 757

People v. Wiley (2025) 17 Cal.5th 1069, 1084

Erlinger v. United States (2024) 602 U.S. 821, 838-840, 842

People v. French (2008) 43 Cal.4th 36, 4

Second Holding:

The error is prejudicial unless we can conclude beyond a reasonable doubt that a jury would have found true all of the aggravating facts relied upon by the trial court to justify an upper term sentence, or that those facts were otherwise proved true in compliance with the current statutory requirements. Lack of a jury trial is not harmless if the record contains evidence that could rationally lead to a contrary finding’ with respect to the aggravating fact at issue.

Authority:

People v. Lynch (2024) 16 Cal.5th 730, 768

Chapman v. California (1967) 386 U.S. 18, 24

Sentencing, Standard of review, Sufficiency of and substantial evidence

Case: 000200

Posted on by Gary McCurdy

Error and/or relief

The defendant’s sentence on two firearm enhancements and one possession of an explosive device should have been imposed and stayed pursuant to Penal Code section 654. We modify the judgment accordingly.

First Holding:

An act or omission that is punishable in different ways by different provisions of law may be punished under either of such provisions, but in no case shall the act or omission be punished under more than one provision.

Authority:

PEN 654

Second Holding:

Whether a defendant may be subjected to multiple punishment under section 654 requires a two-step inquiry, because the statutory reference to an act or omission may include not only a discrete physical act but also a course of conduct encompassing several acts pursued with a single objective. We first consider if the different crimes were completed by a single physical act. If so, the defendant may not be punished more than once for that act. Only if we conclude that the case involves more than a single act—i.e., a course of conduct—do we then consider whether that course of conduct reflects a single intent and objective or multiple intents and objectives. Whether a course of criminal conduct is divisible and therefore gives rise to more than one act within the meaning of section 654 depends on the intent and objective of the actor.

Authority:

People v. Corpening (2016) 2 Cal.5th 307, 311

People v. Dowdell (2014) 227 Cal.App.4th 1388, 1414

Third Holding:

When a trial court sentences a defendant to separate terms without making an express finding the defendant entertained separate objectives, the trial court is deemed to have made an implied finding each offense had a separate objective. We review for substantial evidence a trial court’s implied finding that a defendant had separate intents and objectives for different offenses.

Authority:

People v. Islas (2012) 210 Cal.App.4th 116, 129

People v. Dowdell (2014) 227 Cal.App.4th 1388, 1414

In re L.J. (2021) 72 Cal.App.5th 37, 43

Fourth Holding:

The sentences on each of three counts were based on his simultaneous possession of two completed assault rifles, and we assume that such possession can constitute two physical acts for the purposes of section 654. Even so, multiple punishment can be imposed consistent with section 654—on two of the three counts —only if substantial evidence in the record supports an implied finding that he had a separate objective in possessing one firearm versus the other. Our review of the record reveals no such evidence. Section 654 also prohibits multiple punishment for both possession of an explosive device and possession of ingredients to make an explosive device, because the explosives the defendant possessed were not actually capable of exploding, and thus identical evidence supported both counts. Both counts were based on the defendant’s possession of the ingredients in the box truck, at the same time and place, and under the same circumstances. Both counts were based on, essentially, the same course of conduct.

Authority:

People v. Jones (2012) 54 Cal.4th 350, 358 [suggesting simultaneous possession of different items of contraband’ are separate acts for purposes of section 654]

In re L.J. (2021) 72 Cal.App.5th 37, 43

Fifth Holding:

Because it is apparent from the sentence imposed that the sentence would be little changed as a result of remand, in the interests of judicial economy, and given that the parties agree on this remedy, we will modify the judgment to stay the sentences on counts 5 and 6 rather than remand for resentencing.

Authority:

PEN 1260 [authority to modify unauthorized sentence]

People v. Burns (1984) 158 Cal.App.3d 1178, 1184 [staying execution of the penalty imposed is the preferred remedy for section 654 error where the reduction in sentence would be relatively minor because in such cases, it would not serve the interests of justice or judicial economy to require remand]

People v. Alford (2010) 180 Cal.App.4th 1463, 1473 [exercising authority to modify judgment to impose and stay sentence under section 654 rather than remand for resentencing that will not change defendant’s actual prison time]

Fines and fees, Probation Parole PRCS, Sentencing

Case 000199

Posted on by Gary McCurdy

Error and/or relief

The defendant was sentenced to state prison after pleading no contest to robbery and injury a girlfriend. The trial court improperly imposed a domestic violence fee. We strike the fee.

Holding:

A domestic violence fee is only authorized when a defendant is granted probation.

Authority:

PEN 1203.097