Category Archives: Retroactivity

Case: 000323

Error and/or relief

Remanded for retrial of the strike prior allegation. The amended version of section 186.22 must be applied in determining whether prior convictions with a gang enhancement qualify as serious felonies under the Three Strikes law.

First Holding:

In 2021, the Legislature passed AB 333, which amended section 186.22. This legislation narrowed the definition of a criminal street gang, the definition of a pattern of criminal activity, and what it means for an offense to have commonly benefitted a street gang. Moreover, because these changes are ameliorative in nature, they apply to nonfinal judgments on appeal.

Authority:

People v. Tran (2022) 13 Cal.5th 1169, 1206-1207

Second Holding:

In Fletcher, relying in part on the present conditional phrasing of section 1192.7(c)(28)—which applies to any felony offense that would also constitute a felony violation of section 186.22–the Supreme Court held that current law (i.e., AB 333) applies to the determination of whether a prior conviction qualifies as a prior serious felony conviction under section 1192.7(c)(28). The Supreme Court also concluded that there was insufficient evidence in that case that the defendants’ convictions were obtained under AB 333’s more stringent requirements because the only evidence presented were the abstracts of judgment, which merely showed the offenses and gang enhancements. Accordingly, the Supreme Court vacated the strike prior findings and directed the Court of Appeal to remand with instructions to retry the gang allegations under AB 333’s amendments to section 186.22.

Authority:

PEN 1192.7(c)(28)

People v. Fletcher (2025) 18 Cal.5th 576, 603-604

Gary Musings on Pedro T. and Estrada (no case 000317)

Gary Musings,  on Pedro T., because there is no summary for Case 000317

I (Gary) decided not to include a summary on this what I have coded as Case 000317, because it contained very few new nuggets of legal principles, was very fact specific, and the facts were very convoluted. But of SOME possible interest, you may wish to review In re Pedro T. (1994) 8 Cal.4th 1041, which was mentioned in the case I’m not posting.

In essence, the question in Pedro T. was what happens when a defendant commits a new offense (in Pedro’s case, vehicle theft under section 10851) during a time when the penalty had been temporarily increased by the Legislature, with a sunset provision that would revert the available punishment to its previous status in the event the Legislature chose not to extend or remove the sunset provision.

In Pedro’s case, Vehicle Code section 10851 had been amended (before he committed his crime) to increase the range of punishment from a 16-month, 2-year, 3-year triad to a 2-year, 3-year, 4-year triad. He committed his crime under the new triad. During the course of the juvenile court’s efforts to rehabilitate the minor, he reached the limits of the court’s patience and was committed to the California Youth Authority for a term that was based on the increased tier.

While Pedro was serving his time, the sun set and the penalty range reverted to the former lower triad. Because his judgment was not final (he was still under the jurisdiction of the juvenile court, which could modify his disposition at any time), he sought to have his term lowered in keeping with the newly restored lower range, relying on In re Estrada (1965) 63 Cal.2d 740.

You may recall that Estrada firmly established the presumption that, in the absence of clear indication that the Legislature intended otherwise, ameliorative legislation is retroactive to any person whose judgment was not final when it took effect.

Pedro T. points out a very important aspect of Estrada: “The basis of our decision in Estrada was our quest for legislative intent.”

In other words, Estrada does NOT establish a rule that ameliorative provisions apply retroactively to defendants whose judgments are final. Instead, it holds that the courts will assume that the Legislature meant amelioration to apply to any that it could, UNLESS there is something that indicates that the Legislature did NOT intend it to apply retroactively.

So why didn’t the Supreme Court agree with Pedro that he should get the benefit of the reduced tier? “Ordinarily when an amendment lessens the punishment for a crime, one may reasonably infer the Legislature has determined imposition of a lesser punishment on offenders thereafter will sufficiently serve the public interest. In the case of a “sunset” provision attached to a temporary enhancement of penalty, the same inference cannot so readily be drawn.” (Pedro T., at p. 1045.)

The court noted the practical effect of a contrary rule. The purpose of increasing the triad was to make the consequences more severe so the average car thief would be discouraged from stealing cars. (I have thoughts running through my mind trying to pinpoint clients I had who refrained from misconduct because they carefully considered the penalty that potentially could be inflicted were they to be caught. I’m even trying to think whether I ever had a client who thought he (or she) might be caught. Nope, can’t think of any. But surly there must be SOME people who were willing to steal cars when the range was 16-2-3 but decided it wasn’t worth it when the penalty rose to 2-3-4. I suppose I simply never met the ones who didn’t do the crime because they didn’t want to do THAT much more time.)

But I digressed. Sorry ’bout that. The practical effect stated by Pedro T. is that a three-year legislative experiment in enhanced penalties might be seriously undermined if those penalties, instead of applying to all offenders during the three years, could be imposed only on those whose convictions became final before the sunset date. A rule that retroactively lessened the sentence imposed on an offender pursuant to a sunset clause would provide a motive for delay and manipulation in criminal proceedings. When the Legislature signals, years in advance, its intention to reduce the punishment for an offense, defendant and counsel have a strong incentive to delay the finality of a judgment in the hope of eventually receiving the lessened, postsunset term.

All in all, then, the Pedro T. majority (four of the seven justices; there was a dissenting opinion by Justice Arabian, in which Justices Kennard and Mosk concurred) concluded that it was the intent of the Legislature that all persons convicted of committing the crime during the three years of the increased triad were to be punished with that triad in mind, and the reversion to the lower triad was not to be considered retroactive to those whose judgments were not final when the sun set and the penalty lowered to its former self.

Many years ago (2013 and 2014), I wrote a few articles in the Forum (the publication produced by the California Attorneys For Criminal Justice) tracing the development of Estrada. Four cases were decided at that time, with variations on whether the factual scenario supported retroactivity.

In re Daup (1965) 63 Cal.2d 754 had the same result as Estrada. Daup escaped from prison at a time when the penalty for escape without force or violence was a term in prison of not less than one year (meaning the maximum was life). Prior to his trial, the statute was amended and the penalty for that crime was six months to five years in prison. Mr. Daup got the benefit of the reduction.

In re Griffin (1965) 63 Cal.2d 757, reiterated the holding in Estrada, but found that the statute in question was not ameliorative as to the defendant. The defendant had been sentenced to prison for 10 years to life on the current drug offense (Health & Saf. Code, sec. 11351) because he had a prior conviction of a type that triggered that sentence. Before judgment was final, however, the Legislature lowered the term to five years to life, but increased the minimum time that must be served before the inmate could be paroled. Thus, it ameliorated the punishment in some respects, and increased it in others. Since he had already been paroled, application of retroactivity would actually have sent him back to prison because he had been paroled earlier than under the new law. The Court concluded that the overall effect of the change in the law was harsher, and declined to apply it to the defendant. I’d like to say I’ve often wondered whether the result would have been different had he not yet been paroled. But I can’t honestly say I’ve often wondered about it. Maybe just once or twice?

In re Kirk (1965) 63 Cal.2d 761 again upheld the presumption in Estrada, and reached the same result as Estrada. He committed his theft when the felony trigger was $50 (less than would be petty theft, a misdemeanor), and he’d stolen $75. Before his judgment became final, though, the threshold rose to $100. The Supreme Court deemed the change applicable to him, reducing his offense from felony to misdemeanor status.

Note that all four cases arose by way of habeas corpus petitions. Back in the day, the judges did not set felony sentences when probation was not granted. If not granted probation, the person was sentence to imprisonment in the state prison for the term prescribed by law. Assault with a deadly weapon carried a penalty of six months to life. Assault with intent to kill (under section 217, which was repealed decades ago) carried 1 year to 14 years. In Daup’s case, the penalty changed from “a term in prison of not less than one year,” which meant potentially a life term. Then it was changed to six months to five years.

The Adult Authority was the body that decided when a prisoner could be released on parole. When the Determinate Sentence Law (DSL) was enacted in 1976-1977, the terms specified as the tiers were based on the terms that normally had been fixed by the Adult Authority for release on parole. Or at least, the practices were examined and were influential in decisions on the triads.

Did you know that for a short time, until around 1978, second degree murder was assigned a range of 5-6-7 years under the Determinate Sentence Law? If you have a cold case pop up, it’s very important to look at the exact statutes in effect at the time of the offense. Until the early 1980s, life terms could not be ordered to be served consecutively. Who knew, eh? For a few years back in the day, if a defendant on a wobbler was committed to the California Youth Authority, it immediately rendered the offense a misdemeanor. There was no requirement of successful completion. Also, there were limitations on the combined length of determinate terms where consecutive sentences were imposed. Every hear of “double the base term”? Or five-year limitations on prior prison term enhancements?

I have no official source for the following claim, and I have no idea whether it is even remotely true, but I heard that prosecutors and judges approached the Legislature in at least the 1980s and 1990s to do away with as many of the limitations as possible because the DSL was too complicated. Seriously? Anyone read the tax codes and successfully get them simplified? Again, I do NOT know whether that claim has any truth. It may be simply a result of myths and legends generated by and kept alive by defense attorneys lamenting the loss.

And in my admittedly biased opinion, the DSL was nowhere nearly as complex as some of the “hard on crime and criminals” statutes that were enacted in the decades since.

It has been refreshing (again, I’m biased) to see the reasonable move by the Legislature in recent years to restore justice over vengeance (yes, “meow”) to the extent it (and the initiative process as well, I guess) has.

Case: 000315

Error and/or relief

The defendant appeals the denial of his motion to strike a strike that was based on gang activity under the definition existing prior to the changes to section 186.22 enacted by AB 333. The motion should have been granted, and we vacate the defendant’s admission of that strike. It is undisputed that the trial court did not evaluate whether the conduct underlying the defendant’s prior convictions would violate section 186.22 as amended by AB 333, and nothing in the record would have afforded it a basis to do so. We will reverse the judgment and remand the matter for the trial court to apply the elements of section 186.22 as amended. On remand, the People must decide whether to prosecute the prior strike allegations under the law as amended by AB 333 (2021–2022 Reg. Sess.). The trial court must resentence the defendant.

Holding:

When determining whether a prior serious felony conviction qualifies as a strike based on gang criminal activity, sentencing courts must consider whether the conduct underlying a prior conviction that by operation of section 186.22 is alleged to be a serious or violent felony still satisfies section 186.22 as amended.

Authority:

People v. Fletcher (2025) 18 Cal.5th 576, 608

Case: 000310

Error and/or relief

The evidence is insufficient to support an enhancement based on a finding that the crimes were committed for the benefit of a criminal street gang. Imposition of a restitution fine is now precluded by subsequent legislation. We modify the judgment to strike the gang enhancement and vacate the restitution fine.

First Holding:

Effective January 1, 2022, section 186.22 was amended by AB 333, significantly narrowing the circumstances in which the enhancement would apply. As amended, the statute now requires, among other things, that the two predicate offenses necessary to establish a pattern of criminal gang activity must each have been committed within a specified date range by two or more gang members for the common benefit of the gang, and this benefit must have been more than reputational. Here, the evidence of predicate offenses offered by the prosecution showed three possible crimes, two of which were committed by a single gang member without anything to indicate a value to the gang that was more than reputational. This is insufficient to establish a basis for the gang enhancement as amended by AB 333

Authority:

People v. Clark (2024) 15 Cal.5th 743, 752–753

Second Holding:

Effective January 1, 2025, Welfare and Institutions Code section 730.6 now prohibits imposition of restitution fines on juvenile offenders. This provision is retroactive. We therefore vacate the $100 restitution fine.

Authority:

In re Estrada (1965) 63 Cal.2d 740

People v. Superior Court (Lara) (2018) 4 Cal.5th 299, 308

Case: 000295

Error and/or relief

There are two defendants, both convicted of murder and other matters. We reverse all counts of the conviction of Defendant A because of instructional error. It is therefore not necessary for us to consider the other errors urged by Defendant A. As to Defendant B, we reverse the conviction on the firearm offenses because of instructional error, and agree that the jury’s true findings on gang enhancements and related gang-related firearm enhancements must be vacatedand remanded because of changes in the law of gang criminal activity.

[GARY NOTE: The opinion is 70 pages long and goes into extensive discussion of the elements of murder. The reversals were based on the absence of proper jury instructions. I have chosen to summarize only a few of the pronouncements in the opinion rather than present a treatise on the elements of murder. I will, however, send the opinion to attorneys on request.]

First Holding:

Due to the trial court’s failure to instruct the jury on the meanings of “willfully,” “deliberately,” and “with premeditation,” or with the instructions describing aider and abettor liability for murder, Defendant A’s conviction for first degree murder requires reversal.

To be guilty of first degree murder as an aider and abettor, the jury must be instructed that a person aids and abets the commission of a crime when he or she, acting with (1) knowledge of the unlawful purpose of the perpetrator; and (2) the intent or purpose of committing, encouraging, or facilitating the commission of the offense, (3) by act or advice aids, promotes, encourages or instigates, the commission of the crime.

Authority:

People v. Beeman (1984) 35 Cal.3d 547, 561

Second Holding:

We evaluate the failure to instruct the jury on an element of an offense for prejudice under Chapman. Under this standard, we must reverse the conviction unless after examining the entire cause, including the evidence, and considering all relevant circumstances, it appears beyond a reasonable doubt that the error complained of did not contribute to the verdict obtained.

Authority:

Chapman v. California (1967) 386 U.S. 18, 24

People v. Beck and Cruz (2019) 8 Cal.5th 548, 642

People v. Swain (1996) 12 Cal.4th 593, 607

Third Holding:

We review a claim of instructional error de novo. Review of the adequacy of instructions is based on whether the trial court fully and fairly instructed on the applicable law. Generally, the trial court is required to instruct the jury on the general principles of law that are closely and openly connected with the evidence and that are necessary to the jury’s understanding of the case. It also has a duty to refrain from giving incorrect instructions or instructions on principles of law that are irrelevant and that would have the effect of confusing the jury or relieving it from making findings on the relevant issues. The trial court’s duty in this regard extends to lesser included offenses that find substantial support in the evidence. In determining the correctness of jury instructions, we consider the entire charge of the court, in light of the trial record.

Authority:

People v. Manriquez (2005) 37 Cal.4th 547, 581, 584

People v. Barber (2020) 55 Cal.App.5th 787, 798-799

People v. Thomas (2023) 14 Cal.5th 327, 388–389

People v. Breverman (1998) 19 Cal.4th 142, 162

People v. Covarrubias (2016) 1 Cal.5th 838, 926

Fourth Holding:

An erroneous failure to instruct on a lesser included offense requires reversal of a conviction if, taking into account the entire record, it appears reasonably probable the defendant would have obtained a more favorable outcome had the error not occurred. In a noncapital case, a failure to instruct sua sponte on a lesser necessarily included offense that is supported by the evidence is state law error that we review for prejudice under Watson. Under Watson, a defendant must show it is reasonably probable a more favorable result would have been obtained absent the error. We also consider the instructions as a whole, the jury’s findings, and the closing arguments of counsel.

Authority:

People v. Breverman (1998) 19 Cal.4th 142, 169, 178

People v. Watson (1956) 46 Cal.2d 818, 836

People v. Ledesma (2006) 39 Cal.4th 641, 716

People v. Watson (1956) 46 Cal.2d 818

People v. Beltran (2013) 56 Cal.4th 935, 955

People v. Larsen (2012) 205 Cal.App.4th 810, 831

Fifth Holding:

We determine whether a jury instruction correctly states the law under the independent or de novo standard of review. When we review a purportedly erroneous instruction, we consider whether there is a reasonable likelihood that the jury has applied the challenged instruction in a way that violates the Constitution.

Authority:

People v. Ramos (2008) 163 Cal.App.4th 1082, 1088

People v. Richardson (2008) 43 Cal.4th 959, 1028

Sixth Holding:

AB 333 amended section 186.22, by, among other things, modifying the definitions of “pattern of criminal activity” and “criminal street gang,” as well as clarifying what is required to establish that an offense benefits, promotes, furthers, or assists a criminal street gang. Section 186.22 now requires proof of the following additional requirements with respect to predicate offenses: (1) the offenses must have commonly benefited a criminal street gang where the common benefit is more than reputational; (2) the last predicate offense must have occurred within three years of the date of the currently charged offense; (3) the predicate offenses must be committed on separate occasions or by two or more gang members, as opposed to persons; and (4) the charged offense cannot be used as a predicate offense.

To benefit, promote, further, or assist means to provide a common benefit to members of a gang where the common benefit is more than reputational. Examples of a common benefit that are more than reputational may include, but are not limited to, financial gain or motivation, retaliation, targeting a perceived or actual gang rival, or intimidation or silencing of a potential current or previous witness or informant.

Authority:

People v. Perez (2022) 78 Cal.App.5th 192, 206

People v. Lopez (2021) 73 Cal.App.5th 327, 345

Seventh Holding:

Because the changes to the criminal street gang statute in AB 333 are ameliorative,those changes apply retroactively to defendants whose convictions are not yet final.

Authority:

People v. Tran (2022) 13 Cal.5th 1169, 1206–1207